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| In a world of rapid market structure change, find opportunities

Our focus guides our client partners to understand and implement new organizational processes to address global regulatory change, mitigate work flow inefficiencies, launch new products, and implement cost optimization to drive opportunities for growth. Aplomb advises senior management, recommends technology solutions, develops project plans, implements regulatory strategies and conducts end to end reviews of procedures to support compliance…

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| In a world of rapid market structure change, find opportunities | aplombstrategies.com Reviews

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Our focus guides our client partners to understand and implement new organizational processes to address global regulatory change, mitigate work flow inefficiencies, launch new products, and implement cost optimization to drive opportunities for growth. Aplomb advises senior management, recommends technology solutions, develops project plans, implements regulatory strategies and conducts end to end reviews of procedures to support compliance…

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| In a world of rapid market structure change, find opportunities | aplombstrategies.com Reviews

https://aplombstrategies.com

Our focus guides our client partners to understand and implement new organizational processes to address global regulatory change, mitigate work flow inefficiencies, launch new products, and implement cost optimization to drive opportunities for growth. Aplomb advises senior management, recommends technology solutions, develops project plans, implements regulatory strategies and conducts end to end reviews of procedures to support compliance…

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aplombstrategies.com

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News / Events

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July 5, 2016:. Regulation Matters: Listed Option Markets Need a Voice. Tabb Forum Article: Option Markets Need a Voice Link. June 14, 2016:. Regulation Matters: Trust and Transparency Need to Be More Than a Soundbite. Tabb Forum Article: Regulation Matters Link. May 27, 2016:. Regulators Intensify Focus on Cybersecurity, and the Consolidated Audit Trail Is First in Line Tabb Forum Article: Cybersecurity Article Link. April 15, 2016:. May 5, 2016:. May 3, 2016:. Cyber Investing Summit Video Link.

2

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Aplomb Strategies assists companies in the financial industry:. Broker Dealers and Trading Firms. Institutional Investors: Asset Managers / Hedge Funds. Registered Alternative Trading Systems / Matching Engines. Aplomb Strategies fosters strategic relationships to better assist our clients:. Economic Litigation Consulting Firms. Financial Services Consulting Firms. Regulatory and Compliance Consulting Firms. Venture Capital Investment Firms. APLOMB AT A GLANCE:. Women owned small business.

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Client Services

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Aplomb Strategies offers a variety of services to our clients. Our cybersecurity risk management practice assists our registered client entities and vendor third party technology firms focus on developing a holistic governance structure to address reputational and regulatory risks. We offer practical regulatory solutions that transform technical jargon into the nomenclature and language of the regulatory environment. REGULATORY FINANCIAL TECHNOLOGY DEVELOPMENT. OTC Equity and Fixed Income Derivatives.

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New York, NY 10019 (o) 1 646 559 4352 (c) 1 646 226 5926. Ms Fields received her BA degree in art history and chemistry from Barnard College, Columbia University, and her MS in Business and Technology from New York University. Aplomb Arts: Not for Profit. New York, NY 10019 (o) 1 646 559 4352. Ms Peila is a Board member or Advisor for 3-Legged Dog, Battery Dance Company, Cultural Strategies Initiatives, Dance New Amsterdam, GOH Productions, Lower Manhattan Arts League (founder), Nai-Ni Chen Dance Company...

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About Us

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Aplomb Strategies Inc. is a market structure consulting firm with regulatory financial technology development capabilities. Aplomb Strategies helps financial institutions capitalize on global market structure changes. Our focus guides our client partners to understand and implement new organizational processes to address global regulatory change, mitigate work flow inefficiencies, launch new products and implement cost optimization to drive opportunities for growth. Annual Broker Dealer CEO Certifications.

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Rooms & Reservations. Transportation & Directions. Link Up at The Links! The Spa at Terranea. Welcome to the 34. Welcome to LA’s oceanfront, home of the 2016 Options Industry Conference. This year’s conference takes place May 11-13, 2016, at the beautiful Terranea Resort, situated cliff-side on one of southern California’s most beautiful coastlines! NEWS & UPDATES. COUNTDOWN TO THE CONFERENCE. Join us at the OIC 2016 5K Run/Walk to Support Autism Speaks. Register today.

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Books to entertain and educate. Who Nuked the Duke? Wins SF Book Festival, NIEA Award. Who Nuked the Duke? The book was named the 2014 Best General Non-Fiction title in the San Francisco Book Festival and won a National Indie Excellence Award and several other awards. Monster Movie, released with the new blu-ray edition of The Birds. Visit the site for more. Step back to rediscover many of the classic detectives and crime dramas of the last 50 years. From the early days of TV to the memorable shows o...

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aplombstrategies.com

| In a world of rapid market structure change, find opportunities

In a world of rapid market structure change, find opportunities. Aplomb Strategies helps financial institutions capitalize on global market structure changes. Our focus guides our client partners to understand and implement new organizational processes to address global regulatory change, mitigate work flow inefficiencies, launch new products, and implement cost optimization to drive opportunities for growth. APLOMB AT A GLANCE:. Women owned small business. Regulatory financial technology development.

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