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D.E. Scott Investment Management Compliance Services

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Investment Management Compliance Services. DE Scott and Associates is a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, we serve as a valuable resource in helping our investment adviser and mutual fund clients meet their compliance obligations. Policy and Procedure Development.

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D. E. Scott & Associates, LLC

DAVID SCOTT

98 Mil●●●●●●n Road

Sui●●● 3A

Da●●ry , Connecticut, 06811

UNITED STATES

1646●●●●8159
1646●●●●7868
lh●●●●●@descott.com

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D. E. Scott & Associates, LLC

DAVID SCOTT

98 Mil●●●●●●n Road

Sui●●● 3A

Da●●ry , Connecticut, 06811

UNITED STATES

1646●●●●8159
1646●●●●7868
lh●●●●●@descott.com

View this contact

D. E. Scott & Associates, LLC

DAVID SCOTT

98 Mil●●●●●●n Road

Sui●●● 3A

Da●●ry , Connecticut, 06811

UNITED STATES

1646●●●●8159
1646●●●●7868
lh●●●●●@descott.com

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D.E. Scott Investment Management Compliance Services | descott.com Reviews
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Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Investment Management Compliance Services. DE Scott and Associates is a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, we serve as a valuable resource in helping our investment adviser and mutual fund clients meet their compliance obligations. Policy and Procedure Development.
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1 services
2 mock sec examinations
3 annual compliance reviews
4 cco supporter service
5 adviser start up package
6 other targeted services
7 our mission statement
8 about us
9 compliance resources
10 newsletter
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D.E. Scott Investment Management Compliance Services | descott.com Reviews

https://descott.com

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Investment Management Compliance Services. DE Scott and Associates is a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, we serve as a valuable resource in helping our investment adviser and mutual fund clients meet their compliance obligations. Policy and Procedure Development.

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1

D.E. Scott Investment Management Compliance Services CCO Supporter Program

http://www.descott.com/cco_supporter_service.html

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Our CCO Supporter program is an ongoing service that provides registered investment advisers and investment companies with continuous support in meeting their regulatory requirements. This program is designed to relieve our clients of the burdens of building and maintaining comprehensive compliance programs. Our CCO Supporter program includes the following services:. SEC examination management and support;.

2

D.E. Scott Investment Management Compliance Services

http://www.descott.com/other_services.html

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Other D.E. Scott Services. Our unique blend of SEC and business experience is reflected in each of our service offerings. From Mock-SEC Examinations to training and development, we bring a significant depth and breadth of regulatory and industry experience to each assignment. Sub-adviser due diligence reviews;. Fund administration and transfer agency due diligence activities;. Focused training courses;.

3

D.E. Scott

http://www.descott.com/missionstatement.html

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Our mission and our pledge. DE Scott and Associates was founded with one mission: to provide practical, “hands-on” compliance support to its clients. In furtherance of this mission, we make to every prospective and current client the following pledge:. We will always value our relationship with you and work responsively to meet your needs;. Current News and Events. Link to DOL final rule release.

4

D.E. Scott Investment Management Compliance Services Mock-SEC Exams

http://www.descott.com/hedgefunds_assurance.html

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Compliance Assurance Reviews for Hedge Fund Managers. Overview of the Compliance Assurance Review. Our Compliance Assurance Review is designed to provide our clients with a valuable tool in communicating the breadth and depth of their compliance control processes to critical constituencies, including investors, regulators and other interested parties. Key Benefits of the Compliance Assurance Review. Our rep...

5

D.E. Scott Investment Management Compliance Services Company Profiles

http://www.descott.com/about.html

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. A little bit about D.E. Scott and Associates. We are a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, D.E. Scott and Associates serves as a valuable resource in helping its clients meet their compliance obligations. David E. Scott. Managing Member and Senior Consultant. Removal of ...

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Portfolio - Website Design & Development in ConnecticutWebsite Design & Development in Connecticut

http://kidoimages.com/portfolio

Affordable Website Design Packages. Maintenance for your website. Graphic & Logo Design. WordPress Site Assurance Plan. Affordable Website Design Packages. Maintenance for your website. Graphic & Logo Design. WordPress Site Assurance Plan. Sachem Rock Wealth Management. Tibbetts, Keating & Butler Law Firm. Wine Institute of New England. Rum Runner Guide Service. Quatrella & Rizio. Wood & Wood Garage Doors. Bondi Commercial Real Estate. John A. Love, Pastor, Writer. Hook and Laughter Comedy.

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D.E. Scott Investment Management Compliance Services

Hedge Fund Assurance Reviews. Compliance Education and Training. Policy and Procedure Development. Investment Management Compliance Services. DE Scott and Associates is a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, we serve as a valuable resource in helping our investment adviser and mutual fund clients meet their compliance obligations. Policy and Procedure Development.

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