Northern Lights Compliance Services offers a team of experts formed specifically to serve as Chief Compliance Officers on an independent consulting basis to meet the compliance needs of small to medium-sized mutual fund companies.
http://www.nlcompliance.com/
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Luke Wentz
4020 ●●●●●th St
Om●●ha , Nebraska, 68112
United States
View this contact
Luke Wentz
4020 ●●●●●th St
Om●●ha , Nebraska, 68112
United States
View this contact
Luke Wentz
4020 ●●●●●th St
Om●●ha , Nebraska, 68112
United States
View this contact
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Northern Lights Compliance Services, LLC - Mutual Fund Chief Compliance Officers and investment advisory firm compliance | nlcompliance.com Reviews
https://nlcompliance.com
Northern Lights Compliance Services offers a team of experts formed specifically to serve as Chief Compliance Officers on an independent consulting basis to meet the compliance needs of small to medium-sized mutual fund companies.
nlcompliance.com
Northern Lights Compliance Services, LLC - Events
https://www.nlcompliance.com/Pages/About-Us/Events
NLCS participates in industry conferences throughout the year, providing speakers, session presenters, and panelists in addition to sponsorships. We also sponsor booths at various conferences for our services. See How Gemini, Northern Lights Distributors, and Gemcom Work Together For You. 2016 Northern Lights Compliance Services, LLC.
Northern Lights Compliance Services, LLC - Mutual Fund Chief Compliance Officers and investment advisory firm compliance
https://www.nlcompliance.com/Default.aspx
Use the Northern Lights to Your Advantage! Use the Northern Lights to Your Advantage! See How Gemini, Northern Lights,. Gemcom Work Together For You. 2016 Northern Lights Compliance Services, LLC.
Northern Lights Compliance Services, LLC - Articles
https://www.nlcompliance.com/Pages/About-Us/Articles
RIA Licensing and Renewal. Posted: Wednesday Oct 29, 2014. It's November.Are you Ready? The end of the year is busy for everyone. Holidays, shopping, family and friends; however, your RIA To-Do List and your compliance calendar checklist should include "RIA Licensing and Renewal". This article serves as a reminder to make sure you are ready. To read it, click on the article's title above. Cybersecurity.Would Your Firm Pass an SEC Exam? Posted: Friday Oct 3, 2014. Attention RIAs Never Examined by the SEC.
Northern Lights Compliance Services, LLC - News
https://www.nlcompliance.com/Pages/About-Us/News
If you would like to speak with someone regarding Northern Lights Compliance Services media appearances, please contact:. Jami Schlicher at JC Public Relations. TA Associates to Acquire Majority Interest in NorthStar. Monday Feb 9, 2015. To read the entire press release, click here. NLCS Marks 10-Year Anniversary. Tuesday Sep 9, 2014. NLCS Opens Office in San Francisco Bay Area. Tuesday Aug 19, 2014. Sniffing Out Fraud: The Before and After. Monday Jan 6, 2014.
Northern Lights Compliance Services, LLC - Mutual Fund Compliance policies and procedures
https://www.nlcompliance.com/Pages/FundCompliance.aspx
Hiring a CCO ensures your compliance needs will be handled with the accuracy and integrity your fund requires. NLCS’s CCOs report directly to your fund’s Board of Trustees and serve your fund’s Board first and foremost. Your fund’s Trustees have unlimited access to the CCO when questions arise on compliance, fund operations, Board oversight responsibilities and more. Are designated and approved by your fund’s Board. Review and assess the current policies and procedures of your fund.
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Infrastructure | Gemini Hedge Fund Services, LLC
http://www.geminihedge.com/infrastructure
Gemini Hedge is a wholly owned subsidiary of NorthStar headquartered in Omaha, Nebraska. NorthStar currently has nine subsidiary companies. In total, NorthStar services over $275 billion in assets. Backed by 30 years of experience in financial services and an established infrastructure with sound processes and controls, Gemini Hedge relies heavily on vast resources via the shared service model that includes 650 employees working in multiple functional groups, in the various NorthStar offices.
NORTHERN LIGHTS | NorthStar Financial Services
http://www.nstar-financial.com/project/nld
Fund distribution and compliance. USE THE NORTHERN LIGHTS TO YOUR ADVANTAGE.
Gemini Fund Services, LLC - Chief Compliance Officers
http://www.hedgefundserv.com/Services/Mutual-Fund-Services/Chief-Compliance-Officers
Starting a Mutual Fund. Why Start a Fund. What You Need to be Successful. Transfer Agency and Shareholder Services. EDGAR Filing and Printing Services. Gemini Hedge Fund Services, LLC. Gemini Alternative Funds, LLC. Starting a Mutual Fund. Why Start a Fund. What You Need to be Successful. Transfer Agency and Shareholder Services. EDGAR Filing and Printing Services. Gemini Hedge Fund Services, LLC. Gemini Alternative Funds, LLC. Starting a Mutual Fund. Why Start a Fund. What You Need to be Successful.
ISSACHAR FUND (LIONX) - Partners
http://lionx.net/partners
STRATEGY, OBJECTIVE AND FEES. WHY “ISSACHAR”? The Investment Advisor for the Issachar Fund (LIONX) is Horizon Capital Management, Inc. (HCM). HCM was established in 1990 as a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC) and is solely owned and operated by Dexter P. Lyons. Dexter is also the sole portfolio manager of the Issachar Fund. NorthStar Financial Services Group, LLC. Is the parent company to. Gemini Fund Services, LLC. Gemini Fund Services, LLC. RSM US, LLP.
Our Partners | Gemini Fund Services, LLC
http://www.geminifund.com/our-partners
Successful ventures are ones that utilize experts throughout management and operational functions. Gemini Fund’s open architecture systems allow us to work easily and efficiently with an advisor’s existing partners. Our extensive industry connections can provide advisors with expert resources in the areas of audit, custody, legal, trade execution, and third-party marketing. Gemini Fund assists advisors in finding the appropriate partners to support their individual needs. Cohen Fund Audit Services. Cohen...
Infrastructure | Gemini Alternative Funds, LLC
http://www.geminialt.com/infrastructure
Gemini Alt is a wholly owned subsidiary of NorthStar, which is headquartered in Omaha, Nebraska. NorthStar currently has nine subsidiary companies. In total, NorthStar services more than $275 billion in assets. Backed by 30 years of experience in financial services AND an established infrastructure with sound processes and controls, Gemini Alt relies heavily on vast resources via the shared service model that includes 650 employees working in multiple functional groups, in the various NorthStar offices.
Core Services | Gemini Fund Services, LLC
https://www.geminifund.com/core-services
Gemini Fund’s comprehensive core services encompass all aspects of fund administration, accounting, and transfer agent services, and bring efficiencies to even the most successful funds. Learn More about Each of Our Core Services. At Gemini Fund, we are responsive to our advisors’ needs whether they have a procedural question regarding a regulation or desire a conversation simply to toss ideas around with an industry expert. Dilligent Boardbooks to automate the process of board book creation and distribu...
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Northern Lights Compliance Services, LLC - Mutual Fund Chief Compliance Officers and investment advisory firm compliance
Use the Northern Lights to Your Advantage! Use the Northern Lights to Your Advantage! See How Gemini, Northern Lights,. Gemcom Work Together For You. 2018 Northern Lights Compliance Services, LLC.
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