Lorna Schnase is a Houston, Texas investment management lawyer, focusing her practice on the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the other federal and state securities laws governing registered investment advisers and funds.
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Lorna Schnase
2670-F ●●●●●●●all St.
Ho●●on , Texas, 77054-4192
United States
View this contact
Lorna Schnase
2670-F ●●●●●●●all St.
Ho●●on , Texas, 77054-4192
United States
View this contact
Lorna Schnase
2670-F ●●●●●●●all St.
Ho●●on , Texas, 77054-4192
United States
View this contact
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Houston, Texas Investment Management Lawyer, Investment Company Act of 1940 Attorney | 40actlawyer.com Reviews
https://40actlawyer.com
Lorna Schnase is a Houston, Texas investment management lawyer, focusing her practice on the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the other federal and state securities laws governing registered investment advisers and funds.
40actlawyer.com
Practice Areas - Lorna A. Schnase - Attorney at Law - Houston, Texas
http://www.40actlawyer.com/PracticeAreas.html
Investment Advisers Act Practice. Representing SEC-Registered Investment Advisers. Ms Schnase has extensive experience under the Advisers Act stemming from more than 20 years of handling such matters as:. Compliance programs under Advisers Act. Compliance policies and procedures. Legal support of the Chief Compliance Officer function. SEC deficiency letter responses. Form ADV disclosures, including adviser registrations via web-based IARD system. Dual IAR-registered rep employee arrangements. Corporate g...
Houston, Texas Investment Management Lawyer, Investment Company Act of 1940 Attorney
http://www.40actlawyer.com/index.htm
Lorna Schnase is an investment management lawyer, focusing her practice on the Investment Company Act of 1940. The Investment Advisers Act of 1940. And the other federal and state securities laws governing registered investment advisers and funds. Ms. Schnase practices independently, counseling both large and small clients around the country. Combining her major law firm background with her current independent perspective, Ms. Schnase is committed to providing excellent and responsive service, while ...
Investment Company Act Lawyer - Lorna A. Schnase - Attorney at Law - Houston, Texas
http://www.40actlawyer.com/InvestmentCompanyAct.html
Investment Company Act Practice. Representing Mutual Funds and Other Registered Investment Companies. Ms Schnase has wide-ranging experience under the 1940 Act and the complex rules and regulations governing mutual funds and other registered investment companies, including handling such matters as:. Compliance programs under Rule 38a-1:. Compliance policies and procedures. Legal support of the Chief Compliance Officer function. Code of Ethics issues. Gramm-Leach-Bliley (Regulation S-P) privacy issues.
Articles and Speeches - Lorna A. Schnase - Investment Management Attorney at Law - Houston, Texas
http://www.40actlawyer.com/ArticlesandSpeeches.html
Ms Schnase is a frequent author and speaker on legal matters affecting the investment management industry, appearing at conferences, seminars, workshops, webinars and in publications of industry-wide circulation. Following are some of her recent articles and speeches, with links to papers or articles available as an educational resource:. Practical Compliance and Risk Management for the Securities Industry. Ldquo;Adviser Custody Revisited,” Regulatory Monitor column in. Rdquo; co-author of article in.
Attorney Profile - Lorna A. Schnase - Attorney at Law - Houston, Texas
http://www.40actlawyer.com/AttorneyProfile.html
Professional Experience and Background. Lorna Schnase has been practicing securities law for more than 20 years. Her focus is counseling clients on matters under the Investment Company Act of 1940, the Investment Advisers Act of 1940 and related federal and state securities laws. She represents primarily registered investment advisers, mutual funds and fund industry service providers. Ms Schnase is a member of the Advisory Board of the Mutual Fund Directors Forum. In 1979, Ms. Schnase graduated. The info...
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40 Act Blog
About The '40 Act Blog. Seward and Kissel LLP. Securities and Exchange Commission (SEC). Investment Company Institute (ICI). Financial Industry Regulatory Authority (FINRA). Subscribe to our Newsletter. Enter your email address:. Follow us on Twitter. Subscribe to this blog's feed. SEC Names David Grim as the New Director of the Division of Investment Management. Continue reading "SEC Names David Grim as the New Director of the Division of Investment Management" ». The SECs Division of Investment Managem...
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Houston, Texas Investment Management Lawyer, Investment Company Act of 1940 Attorney
Lorna Schnase is an investment management lawyer, focusing her practice on the Investment Company Act of 1940. The Investment Advisers Act of 1940. And the other federal and state securities laws governing registered investment advisers and funds. Ms. Schnase practices independently, counseling both large and small clients around the country. Combining her major law firm background with her current independent perspective, Ms. Schnase is committed to providing excellent and responsive service, while ...
do Lent generously » 40acts: do Lent generously
People are joining us for Lent 2015. 40acts, do Lent generously. 40 days of giving back, doing good and living generously. I agree with the Terms and Conditions. How does it work? Enter your name and email address, and receive 40 generosity challenges throughout Lent. Head to the extras section! Head to the extras section. To grab some free posters, postcards and more OR. For 40acts Together as a group for even more resources. Join the thousands of other challengers on Facebook. Check out the Social Wall.
40 Acts For 40 Years
40 Acts For 40 Years. 40 random acts of kindness to celebrate 40 years of a blessed life. Sunday, July 28, 2013. Day 25 Acts 27 and 28. Beverages to fill to my friends' soul. For acts 27 and 28, I decided to drop off a couple surprise beverages to some well deserving friends. First drop was a early morning door stop. Hopefully our friends Jeni and Adam were surprised when they opened the door to get the paper, and low and behold there was also a bottle of wine! The next one happened at work! Day 24 Act 26.
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