secinlondon.com
ACA Compliance Group | SEC Training | Home
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The Dodd Frank Act. Introduction to the US Regulatory Regime. The Structure of the SEC. The Investment Advisers Act 1940. The SEC’s Approach to Firm Supervision. The Role of the Chief Compliance Officer. The 206(4)-7 Annual Compliance Program Rule. As a direct result. Of the US Dodd Frank legislation, many UK Compliance Officers will have to implement the rules and requirements of the Securities and Exchange Commission for the very first time. Topics to be covered include:.
secinlondon.com
ACA Compliance Group | SEC Training | Dodd Frank
http://www.secinlondon.com/dodd-frank.php
The Dodd Frank Act. About The Dodd Frank Act. The Dodd-Frank Wall Street Reform and Consumer Protection Act ('Dodd Frank') was signed into U.S. law in July 2010. Title IV relates to the 'Regulation of Advisers to Hedge Funds and Others' and sets out the text of the Private Fund Investment Advisers Act of 2010, which modifies the registration and reporting requirements that until its enactment were laid down in the Investment Advisers Act of 1940. 2011 ACA Compliance Group Privacy Policy.
secinlondon.com
ACA Compliance Group | SEC Training | About ACA Compliance
http://www.secinlondon.com/about.php
The Dodd Frank Act. International service, local expertise. ACA was established in 2002 and is the world’s largest independent compliance consultancy. ACA is headquartered in New York with 12 offices across America and Europe (Hong Kong opening in 2012) and a rapidly expanding team of over 120 compliance professionals, including more than 45 former regulators. ACA currently provide support to over 700 clients, including:. 2011 ACA Compliance Group Privacy Policy.
secinlondon.com
ACA Compliance Group | SEC Training | Course Agenda
http://www.secinlondon.com/agenda.php
The Dodd Frank Act. SEC Training for UK-based Compliance Officers. Registration - Closes one week before program start. Pre-attendance - Documents provided electronically to be read/reviewed prior to attendance at first day. A printed binder will be provided on Day 1. Day 1 (4 hours) (February 1, 2012, 8am-12pm). Introduction to US Regulatory Regime the structure of the SEC, rulemaking, the IA Act. The Compliance Program Rule Policies and Procedures, the CCO, and the Annual Review.
secinlondon.com
ACA Compliance Group | SEC Training | London venue
http://www.secinlondon.com/london-venue.php
The Dodd Frank Act. The Westbury Hotel Mayfair. The Westbury Mayfair hotel combines modern luxury and the best comfort with timeless style, ideally located close to Bond Street, a perfect enclave for both business and leisure travellers to central London. 44 (0) 20 7629 7755. 2011 ACA Compliance Group Privacy Policy.
hols4heroesjersey.org.je
Supporters « Holidays for Heroes Jersey
http://www.hols4heroesjersey.org.je/sponsors
Since we first started Holidays for Heroes Jersey in 2008 we have been generously supported by a number of Jersey and UK companies. Their dedicated support is overwhelming and we are truly grateful. Please take some time out to visit our supporters websites. Channel Islands Occupation Society (Jersey). Durrell Wildlife Conservation Trust. Magic Touch Jersey.com. The Not Forgotten Association. The Royal Yacht Hotel. Association of Jersey Charities. Patron The Lieut. Governor of Jersey,.
