ACADIACOMPLIANCE.COM

Acadia Compliance Services LLC

Acadia Compliance Services is the complete outsource solution for all your compliance needs. Acadia can help you navigate this new complex regulatory environment through a variety of customized solutions. Our individualized, high touch services range from turn-key registration and compliance programs to training support as well as supplying a named Chief Compliance Officer for your organization. An effective compliance program takes time to build, implement, test and perfect. Qualified compliance sta...

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Acadia Compliance Services

100 New●●●●●●●ity Plz

New ●●●●elle , NY, 10801

UNITED STATES

202●●●049

no●●●●●●●●●●●●@worldnic.com

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Acadia Compliance Services

Acadia Compliance Services

100 New●●●●●●●ity Plz

New ●●●●elle , NY, 10801

UNITED STATES

202●●●049

pm●●●●@gmail.com

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Acadia Compliance Services

Acadia Compliance Services

100 New●●●●●●●ity Plz

New ●●●●elle , NY, 10801

UNITED STATES

202●●●049

pm●●●●@gmail.com

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Acadia Compliance Services LLC | acadiacompliance.com Reviews

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Acadia Compliance Services is the complete outsource solution for all your compliance needs. Acadia can help you navigate this new complex regulatory environment through a variety of customized solutions. Our individualized, high touch services range from turn-key registration and compliance programs to training support as well as supplying a named Chief Compliance Officer for your organization. An effective compliance program takes time to build, implement, test and perfect. Qualified compliance sta...

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6 get started now

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Acadia Compliance Services LLC | acadiacompliance.com Reviews

https://acadiacompliance.com

Acadia Compliance Services is the complete outsource solution for all your compliance needs. Acadia can help you navigate this new complex regulatory environment through a variety of customized solutions. Our individualized, high touch services range from turn-key registration and compliance programs to training support as well as supplying a named Chief Compliance Officer for your organization. An effective compliance program takes time to build, implement, test and perfect. Qualified compliance sta...

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acadiacompliance.com

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Acadia Compliance Services LLC

http://www.acadiacompliance.com/index.htm

Acadia Compliance Services is the complete outsource solution for all your compliance needs. Acadia can help you navigate this new complex regulatory environment through a variety of customized solutions. Our individualized, high touch services range from turn-key registration and compliance programs to training support as well as supplying a named Chief Compliance Officer for your organization. An effective compliance program takes time to build, implement, test and perfect. Qualified compliance sta...

2

Acadia Compliance Services - Disclosures

http://www.acadiacompliance.com/disclosures.htm

PLEASE READ THESE TERMS AND CONDITIONS OF USE CAREFULLY BEFORE USING THIS WEB SITE. A viewer of this website should be aware that securities regulations for registered investment advisors vary by states and the federal government. Unless specified otherwise, a viewer should consider the information on this website about securities regulations for investment advisors as general in nature. Certain information on this website may not apply to the securities regulations of your local jurisdiction. In the eve...

3

Acadia Compliance Services - General Services

http://www.acadiacompliance.com/generalServices.htm

The list below enumerates many but not all of the services we offer. Our flexible business model permits you to decide which services you would like to outsource:. Design, implement and monitor compliance policies and procedures. Conduct the Annual Review required by Rule 206(4)-7. Conduct the annual risk assessment. Assist compliance oversight of: proxy voting, AML, portfolio compliance, record retention, trading, brokerage, fair valuation, trade errors, correspondence and client complaints. Acadia Comp...

4

Acadia Compliance Services - About Us

http://www.acadiacompliance.com/aboutUs.htm

Our Founder, Tricia Maxey, has more than 15 years experience working in the financial services industry. Most recently, she has served as General Counsel and Chief Compliance Officer of small start up to mid-size firms such as Van Eck Global, XTF Global Asset Management and IndexIQ Advisors. Prior to coming to Wall Street, Tricia worked as an investment management attorney in the Washington, DC law firm of K&L Gates LLP.

5

Acadia Compliance Services - CCO Support

http://www.acadiacompliance.com/ccoSupport.htm

Acadia is able to provide you with a wide array of compliance solutions customized to suit your firm’s individual needs. Whether you are just beginning the registration process or have a compliance program in place that you would like to ensure is up to current standards, Acadia can help. Acadia Compliance Services LLC is not a law firm, CPA firm, or an investment adviser. No information or advice should be deemed, in any way, to be legal advice, tax advice, or investment advice. If you require t...

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Acadia Compliance Services LLC

Acadia Compliance Services is the complete outsource solution for all your compliance needs. Acadia can help you navigate this new complex regulatory environment through a variety of customized solutions. Our individualized, high touch services range from turn-key registration and compliance programs to training support as well as supplying a named Chief Compliance Officer for your organization. An effective compliance program takes time to build, implement, test and perfect. Qualified compliance sta...

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