completecompliance.biz
Services - Complete Compliance : Compliance, Compliance Consultant, Alternative Investments, FCA Regulation, FCA Responsibilities, RMAR Returns, Compliance Support, London, South East, Essex, Sussex, Kent, Hampshire
http://www.completecompliance.biz/services
Why Use a Compliance Consultant? Subscribe to our RSS. Initial Risk Assessment or Audit. 8211; An initial consultation and suggestions as to the implementation of Compliance procedures and other regulatory processes for your firm. Audits and Follow Up Reports –. 8211; We can review a selection of files, to ensure compliance with the rules across all regulatory aspects of the sales and advice process. 8211; We are on hand to provide support and guidance on technical issues. Business Risk Assessments / Con...