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AdvisorAssist. Where advisors turn for advice.

What We Do For Whom. News & Events. Registrations & Compliance. Operations & Technology. Registrations & Transitions. Compliance & Regulatory. COO & Practice Management. Build a foundation for success by creating an institutional-caliber organization. Differentiate, compete and grow with a holistic approach to positioning your firm. Create a culture of compliance and risk management to protect your franchise. Optimize your organization by focusing on people, process and technology. Ready for an Audit?

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AdvisorAssist, LLC

Christopher Winn

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Pem●●●oke , Massachusetts, 02359

United States

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cw●●●@advisorassist.com

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AdvisorAssist, LLC

Christopher Winn

31 Sch●●●●●●Street

Sui●●●305

Pem●●●oke , Massachusetts, 02359

United States

1.61●●●●0388

cw●●●@advisorassist.com

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What We Do For Whom. News & Events. Registrations & Compliance. Operations & Technology. Registrations & Transitions. Compliance & Regulatory. COO & Practice Management. Build a foundation for success by creating an institutional-caliber organization. Differentiate, compete and grow with a holistic approach to positioning your firm. Create a culture of compliance and risk management to protect your franchise. Optimize your organization by focusing on people, process and technology. Ready for an Audit?

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AdvisorAssist. Where advisors turn for advice. | advisorassist.com Reviews

https://advisorassist.com

What We Do For Whom. News & Events. Registrations & Compliance. Operations & Technology. Registrations & Transitions. Compliance & Regulatory. COO & Practice Management. Build a foundation for success by creating an institutional-caliber organization. Differentiate, compete and grow with a holistic approach to positioning your firm. Create a culture of compliance and risk management to protect your franchise. Optimize your organization by focusing on people, process and technology. Ready for an Audit?

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payments.advisorassist.com

AdvisorAssist Payments

Thank you for choosing AdvisorAssist for as your partner in building and growing your advisory firm. This page is dedicated to secure credit card payments for professional services. If you have any questions or difficulties with the payment process, please give us a call at 617-800-0388 or email us at billing@advisorassist.com. AdvisorAssist, LLC has chosen PayPal.com. Q: Is my credit card information secure? Q: Will AdvisorAssist have access to my credit card number? Or call us at 617-800-0388.

blog.advisorassist.com

AdvisorAssist Blog

February 8, 2018. SEC 2018 Examination Priorities. Disclosure of the Costs of Investing. The SEC will focus on the calculation of fees and expenses paid to the Advisor as well as any compensation that is paid to affiliates of the Advisor. Consistency of the advisory fee calculations and the advisory fee methodology disclosures. If charging an asset-based fee, the consistency of the valuation of client securities and the valuation methodology disclosures. Any conflicts of interest are disclosed. Due to th...

alerts.advisorassist.com

Compliance Advantage

Monday, April 13, 2015. Reminder: Annual ADV Delivery/Offer. Advisors with a 12/31 year end have 120 days following their year end to deliver either the full ADV2A ("Disclosure Brochure") and each ADB2B ("Brochure Supplement") to existing clients or send a summary of the material changes along with an offer to receive the full Disclosure Brochure and Supplement. Tuesday, March 31, 2015. Annual ADV Amendment - Due March 31st. Wednesday, February 11, 2015. FINRA SAA Deadline - 12/12/15. Has the firm ever e...

INTERNAL PAGES

advisorassist.com

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The AdvisorAssist Difference - AdvisorAssist | Where advisors turn for advice.

http://advisorassist.com/our-firm/the-advisorassist-difference

News & Events. RIA Registration – Overview. Business Planning & Transitions Service. Mock Exams & Assessments. Considering your own RIA. Download our whitepaper as a guide to help you start the planning process. We are ready to help! To assist for an initial planning consultation. Prevent, Detect, Correct. An RIA's Chief Compliance Officer is required to enforce a compliance program that is effectively designed to prevent, detect and correct violations of the securities laws. Marshfield, MA 02050. Media ...

2

Our Firm - AdvisorAssist | Where advisors turn for advice.

http://advisorassist.com/our-firm

News & Events. RIA Registration – Overview. Business Planning & Transitions Service. Mock Exams & Assessments. Considering your own RIA. Download our whitepaper as a guide to help you start the planning process. We are ready to help! To assist for an initial planning consultation. Prevent, Detect, Correct. An RIA's Chief Compliance Officer is required to enforce a compliance program that is effectively designed to prevent, detect and correct violations of the securities laws. Marshfield, MA 02050. 8217; ...

3

Advisor Support - AdvisorAssist | Where advisors turn for advice.

http://advisorassist.com/advisor-support

News & Events. RIA Registration – Overview. Business Planning & Transitions Service. Mock Exams & Assessments. Considering your own RIA. Download our whitepaper as a guide to help you start the planning process. We are ready to help! To assist for an initial planning consultation. Prevent, Detect, Correct. An RIA's Chief Compliance Officer is required to enforce a compliance program that is effectively designed to prevent, detect and correct violations of the securities laws. Marshfield, MA 02050. If you...

4

Payments - AdvisorAssist | Where advisors turn for advice.

http://advisorassist.com/payments

News & Events. RIA Registration – Overview. Business Planning & Transitions Service. Mock Exams & Assessments. Considering your own RIA. Download our whitepaper as a guide to help you start the planning process. We are ready to help! To assist for an initial planning consultation. Prevent, Detect, Correct. An RIA's Chief Compliance Officer is required to enforce a compliance program that is effectively designed to prevent, detect and correct violations of the securities laws. Marshfield, MA 02050.

5

Careers @ AdvisorAssist - AdvisorAssist | Where advisors turn for advice.

http://advisorassist.com/our-firm/careers

News & Events. RIA Registration – Overview. Business Planning & Transitions Service. Mock Exams & Assessments. Considering your own RIA. Download our whitepaper as a guide to help you start the planning process. We are ready to help! To assist for an initial planning consultation. Prevent, Detect, Correct. An RIA's Chief Compliance Officer is required to enforce a compliance program that is effectively designed to prevent, detect and correct violations of the securities laws. Marshfield, MA 02050. Innova...

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advisorcopy.com

AdvisorCopy | Resources

http://www.advisorcopy.com/resources.html

Friday, 19 August 2016. For Today's Financial Advisors and Wealth Managers. Here are a few additional resources you might find useful. Blog posts automatically get emailed to your contact list). Push email campaigns to social networks). ACA Compliance Group (ACA). Industry News, Coaching, and Technology. Technology Tools For Today (T3). Investment News Tech Directory. This Morning with Gordon Deal August 18, 2016. Companies lose billions buying back their own stock.

miagd.com

Recommend Providers | Make It A Great Day, Inc.

http://www.miagd.com/resources/recommend-providers.html

Here are a few additional resources you might find useful. Industry News, Coaching, and Technology. Technology Tools For Today (T3). Investment News Tech Directory. S&P Capital IQ Financial Communications. Blog posts automatically get emailed to your contact list). Push email campaigns to social networks). Recommended - ask for Brian R. Lauzon, CFA). NorthPoint Compliance, LLC. ACA Compliance Group (ACA). Social Media and Website Archiving. Social medial email website). Outlook 365 or BCC your BD).

tradepmr.com

Becoming An RIA | Registration, Qualifications and Compliance to Become an RIA | Registered Investment Advisor Services | TradePMR

http://www.tradepmr.com/Views/AdvisorResources/BecomingAnRIA/GettingStarted.aspx

Need to sign up? What is an RIA? Benefits of Being an RIA. Market News and Data. The SEC and most states have mandated electronic filing via the Investment Advisor Registration Depository (IARD) and the Central Registration Depository (CRD) for certain forms. Both are administered by the Financial Industry Regulatory Authority (FINRA). While the IARD and CRD accommodate electronic filings, a few paper forms may still need to be filed manually in some states. Has a place of business in the state. Regardle...

tradepmr.net

Becoming An RIA | Registration, Qualifications and Compliance to Become an RIA | Registered Investment Advisor Services | TradePMR

http://www.tradepmr.net/Views/AdvisorResources/BecomingAnRIA/GettingStarted.aspx

Need to sign up? What is an RIA? Benefits of Being an RIA. Market News and Data. The SEC and most states have mandated electronic filing via the Investment Advisor Registration Depository (IARD) and the Central Registration Depository (CRD) for certain forms. Both are administered by the Financial Industry Regulatory Authority (FINRA). While the IARD and CRD accommodate electronic filings, a few paper forms may still need to be filed manually in some states. Has a place of business in the state. Regardle...

aaronhasler.com

Resources | Managing Director at Finetooth Consulting | Helping Advisors Evaluate the Broker-Dealer and Custodial Landscape

http://aaronhasler.com/resources

Call Me: 612.208.0653 - Email Me: aaron@aaronhasler.com. Broker-Dealer and Custodian Selection and Transition. Firm Growth and Recruiting Strategies. Generational Partnership as a Growth Strategy. Scott C. Matasar. Phone: 216.622.8387. Donald R. McNeil. Heley, Duncan, and Melander, PLLP. Stuart Campbell CFP, CLU, TEP. Brian R. Lauzon, CFA. New York, NY. First National Bank of Elk River. Email: patrick.spach@liveoakbank.com. Susan Glover and Associates, LLC. Email: nils.snyder@colliers.com.

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Zdjęcie pobrane z Imagescrack (CC), Autor: Ron, Tytuł zdjęcia: Reklama – najbardziej przyciąga oko ta na bilbordach, Wykonane: 06.06.2010, aparat: Canon d900. Seriale są, można powiedzieć, koroną telewizji. Stały się bowiem najbardziej dochodowymi produkcjami. Wiele stacji telewizyjnych czerpie ogromne zyski z produkcji seriali. Oczywiście nie one same, ale zyski z reklam przynoszą dochód. Seriale zdominowały wiele stacji telewizyjnych. Zdjęcie pobrane z Imagescrack (CC), Autor: Ron, Tytuł zdjęcia: Wyprz...

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AdvisorAssist. Where advisors turn for advice.

What We Do For Whom. News & Events. Registrations & Compliance. Operations & Technology. Registrations & Transitions. Compliance & Regulatory. COO & Practice Management. Build a foundation for success by creating an institutional-caliber organization. Differentiate, compete and grow with a holistic approach to positioning your firm. Create a culture of compliance and risk management to protect your franchise. Optimize your organization by focusing on people, process and technology. Ready for an Audit?

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Call Now For Your Personalized Quote. The right auto insurance policy can help get you back on the road quickly if your car is damaged or destroyed by accident, fire, theft, or other covered event. If you own your home, you may not be required to hold home insurance but if you have a mortgage, your lending instruction will most likely require home insurance. As an independent insurance agency, we take pride in reviewing your options with multiple insurance companies and comparing protection and prices.