AJMADVISORY.COM

AJM Advisory

We are an international provider of regulatory consulting services to the securities (financial) trading markets and financial industry participants seeking to obtain the highest quality and most effective solutions in securities market, compliance and supervision in areas ranging from electronic market trading rules to conducting regulatory audits, reorganizations, procedures manuals, management and staff training to serving as expert witness and speaking engagements

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AJM Advisory | ajmadvisory.com Reviews

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We are an international provider of regulatory consulting services to the securities (financial) trading markets and financial industry participants seeking to obtain the highest quality and most effective solutions in securities market, compliance and supervision in areas ranging from electronic market trading rules to conducting regulatory audits, reorganizations, procedures manuals, management and staff training to serving as expert witness and speaking engagements

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5 markets

6 securities market

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AJM Advisory | ajmadvisory.com Reviews

https://ajmadvisory.com

We are an international provider of regulatory consulting services to the securities (financial) trading markets and financial industry participants seeking to obtain the highest quality and most effective solutions in securities market, compliance and supervision in areas ranging from electronic market trading rules to conducting regulatory audits, reorganizations, procedures manuals, management and staff training to serving as expert witness and speaking engagements

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ajmadvisory.com

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Services

http://www.ajmadvisory.com/index-2.html

Analysis of organization's regulatory structure including staffing needs, potential reorganizations and regulatory merger integration. Surveillances and Insider Trading Investigations. Conducting regulatory audits and independent internal investigations of potential federal securities laws or exchange rules violations as well as evaluations of internal procedures and providing appropriate follow up services. Effective Management and Communication. Strategic Planning and Business Continuity Planning.

2

Contact Us

http://www.ajmadvisory.com/index-6.html

If you would like to learn more about AJM Advisory, please use the contact information below. Hillsborough, NJ 08844. 1 908 625 5795. 1 908 359 9898. 1 908 359 9898. Join me at LinkedIn. 6990 Falls Reach Drive Apt. 202. Falls Church, VA 22034. 1 703 300 3946. 1 703 237 0224. Indicates a required field.

3

Associations

http://www.ajmadvisory.com/index-5.html

New York State Bar Association. New York County Lawyers Association. Southern District of New York. Eastern District of New York. New Jersey State Bar Association. US Supreme Court Bar. Intermarket Surveillance Group (ISG) www.isgportal.org. SMARTS Group Holdings, Member of the Board of Directors. Chairman of the ISG:. 2006-2007 - Participation in the ISG since 1989. St Peter's College (New Jersey):. St Athanasius School, Bronx, NY:. Junior Achievement Board Member, New York and New Jersey:. From 1987 to...

4

Experience

http://www.ajmadvisory.com/index-3.html

Aldo J. Martinez, principal of AJM Advisory, has over thirty-five years of experience in financial markets regulation at the NYSE Euronext and in the securities industry. Seton Hall School of Law, New Jersey. Degree: Juris Doctor (JD) 1983. St Peter's College, New Jersey. Degree: Bachelor of Science (BS) - Business Administration 1977. Joseph J. Cella III, a principal of AJM Advisory, has 33 years of securities industry regulatory experience in both the private and public sector. Prior to joining the sta...

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