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Definition of Accredited Investor
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45; Control Person. 45; Accredited Investor. Description of Rule 144. Description of Rule 145. Selling Restricted Stock - The Basics. Section 16 Related Rules. 45; Seller's Letter. 45; Form 144. Securities Act of 1933. Securities Act of 1934. DEFINITION OF AN ACCREDITED INVESTOR. The federal securities laws define the term accredited investor in Rule 501 of Regulation D as:. 1 A bank, insurance company, registered investment company, business development company, or small business investment company;.
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Description of Rule 145
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45; Control Person. 45; Accredited Investor. Description of Rule 144. Description of Rule 145. Selling Restricted Stock - The Basics. Section 16 Related Rules. 45; Seller's Letter. 45; Form 144. Securities Act of 1933. Securities Act of 1934. What is 145 Stock? Rule 145 applies to stocks or other securities which are issued to stockholders in connection with a plan of reorganization which has been submitted to the stockholders for their approval. Such types of reorganization include:. A non-insider o...
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Definition of Affiliate
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45; Control Person. 45; Accredited Investor. Description of Rule 144. Description of Rule 145. Selling Restricted Stock - The Basics. Section 16 Related Rules. 45; Seller's Letter. 45; Form 144. Securities Act of 1933. Securities Act of 1934. DEFINITION OF AN AFFILIATE. The SEC staff and the courts utilize two rather imprecise tests in determining who is a control person, or using the terminology of Rule 144 - an affiliate. Therefore, in summary, you may or may not be considered a control person dependin...
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Definition of Control Person
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45; Control Person. 45; Accredited Investor. Description of Rule 144. Description of Rule 145. Selling Restricted Stock - The Basics. Section 16 Related Rules. 45; Seller's Letter. 45; Form 144. Securities Act of 1933. Securities Act of 1934. DEFINITION OF A CONTROL PERSON. Unfortunately, the 1933 Act does not define the terms control person or control relationship. However, the SEC in Rule 405 sets forth a definition of control as follows:. Obviously these tests are largely subjective. Most securiti...
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Restricted Stock Information
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45; Control Person. 45; Accredited Investor. Description of Rule 144. Description of Rule 145. Selling Restricted Stock - The Basics. Section 16 Related Rules. 45; Seller's Letter. 45; Form 144. Securities Act of 1933. Securities Act of 1934. FAQ - Frequently Asked Questions. Tax Implications on Sale of Restricted Stock. Recent Changes in Rule 144. Guide to Insider Trading. Recent Filings - Insider Trades. Section 4(1-1/2) and 4(2) Regulations. Click here to find out more. One Forty Four Plus, LLC. Acqui...
