APEXCLEARING.COM

Apex Clearing. A Technology Leader in Clearing and Execution

A Technology Leader in Clearing and Execution. As a recognized leader in clearing and execution, we offer a broad spectrum of financial business solutions to deliver smart, sustainable, and effective solutions to help our customers achieve efficient and rapid growth. We see an opportunity to be the technology leader in the industry. We’re seizing the moment to rethink the antiquated processes and functions driving clearing and execution and develop smarter, more innovative technology.

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Apex Clearing. A Technology Leader in Clearing and Execution | apexclearing.com Reviews

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A Technology Leader in Clearing and Execution. As a recognized leader in clearing and execution, we offer a broad spectrum of financial business solutions to deliver smart, sustainable, and effective solutions to help our customers achieve efficient and rapid growth. We see an opportunity to be the technology leader in the industry. We’re seizing the moment to rethink the antiquated processes and functions driving clearing and execution and develop smarter, more innovative technology.

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Apex Clearing. A Technology Leader in Clearing and Execution | apexclearing.com Reviews

https://apexclearing.com

A Technology Leader in Clearing and Execution. As a recognized leader in clearing and execution, we offer a broad spectrum of financial business solutions to deliver smart, sustainable, and effective solutions to help our customers achieve efficient and rapid growth. We see an opportunity to be the technology leader in the industry. We’re seizing the moment to rethink the antiquated processes and functions driving clearing and execution and develop smarter, more innovative technology.

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apexclearing.com

1

Execution Services

https://www.apexclearing.com/products/execution-services

Some of our execution capabilities include:. Retail Best Execution Smart Router. To discover how we can help with your business. 2016 Apex Clearing Corporation. Characteristics and RIsks of Standardized Options.

2

Portfolio Financing

https://www.apexclearing.com/products/portfolio-financing

We offer a range of financial services and solutions to help you do more with your business and offer more to your customers. Stock Loan We’ve developed technology that delivers split-second automated locate answers and rate indications on hard to borrow securities. These rate indications will help your customers identify the costs of potential short sales so they can better determine which trades are right for them. To discover how we can help with your business. 2016 Apex Clearing Corporation.

3

About Us

https://www.apexclearing.com/about-us

Apex is a leading provider of clearing and execution solutions to the financial services industry. Our customers are some of the largest and most sophisticated institutional and retail brokers in the financial world. In addition to clearing and execution solutions, we also provide sophisticated margin and option capabilities, cash management services, retirement plans, mutual funds, margin lending, and other key back office services to its clients. We are a member of FINRA, NYSE, and SIPC.

4

Fraud Alert

https://www.apexclearing.com/fraud-alert

Notice Regarding Fake Checks Including Fraudulent Use Of Apex Clearing Corporation’s Name and Logo. Apex Clearing Corporation has become aware of a recent mail scam containing unauthorized use of our company name and logo containing false claims of lottery winnings and fake checks. Please be aware that this is a scam. Apex is not involved with any sweepstakes or lottery. We strongly urge caution and appreciate your understanding. 2016 Apex Clearing Corporation.

5

Risk Management

https://www.apexclearing.com/products/risk-management

As a leader in the financial services industry, we absolutely understand the need for thorough compliance functions and the need to diligently monitor and manage risk. Which is why we’ve developed a comprehensive suite of compliance and risk tools and services. Each of our offerings is designed specifically to help you efficiently and effectively manage these functions so you’re able to focus more on your business and less on compliance and risk. Our compliance and risk offerings include:.

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pumacap.com

Disclosures | Puma Capital

http://www.pumacap.com/disclosures

Distressed and Special Situations Securities. ADRs & Ordinary Shares. Trading / Market Making. Institutional Sales and Trading. SEC Rule 605 and 606. SEC Rule 605 and 606. Disclosures: SEC Rule 605 for PUMA. To view the SEC Rule 605 Reports, click here. Disclosures: SEC Rule 606 for PUMA. To view the SEC Rule 606 Reports, click here. Disclosures: SEC Rule 606 for PUMX. To view the SEC Rule 606 Reports, click here. FINRA Rule 2124 (Net Trading). A net transaction is one in which we, after having received ...

peak6.com

PEAK6 — Redefining what it means to be an investment firm PEAK6

http://www.peak6.com/about-us

Located in the historic Chicago Board of Trade Building, PEAK6 is redefining what it means to be an investment firm. We’re driven to see solutions others don’t and capitalize on opportunities others miss. We operate with a focused, entrepreneurial drive and push ourselves to think differently. This ambitious, visionary approach has helped us become the diverse range of successful businesses we are today. Different businesses. A wealth of opportunities. Founded on a great idea. In 2006, PEAK6 launched two...

gofortrading.com

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http://www.gofortrading.com/2014_10_01_archive.html

12304;DDT DeepDiscountTrading 極度折扣交易】. 新增入金額～【LMAX交易所 2人/入金23000 USD】【AMP 2人/入金1500 USD】【IB 1人/入金40000 USD】【DDT 5人/入金26000 USD】. 12304;MT4 程式(Program)專業代寫服務】. IB盈透(Interactive Brokers，美國盈透證券)的詳細介紹及2016 開戶指南. 作為美國最大的非銀行券商，盈透证券 – Interactive Brokers. 站： www.interactivebrokers.com. 點擊這裡查看。 IB的業務有做市、自營及經紀，處理著全世界14.1%的股票期權交易. 在IB的多功能交易平台Trader Workstation (TWS)上，客戶用單屏即可交易全世界19個國家八. 票、期貨、外匯、期權、債券及ETF. 在全球700多位員工中，程序員的數量占到40%以上， IB集團在2008年的. 元，比2007年增長了約34%，平均每個員工創造利潤100多萬美元，為美國業內罕見的人均創. 6、錢到後2周自動激活安全...

gofortrading.com

【美股投資/ETF/期貨&外匯保證金閃電下單交易最佳平台首選】【DDT DeepDiscountTrading 極度折扣交易】【GoForTrading/Go交易】: 十二月 2014

http://www.gofortrading.com/2014_12_01_archive.html

12304;DDT DeepDiscountTrading 極度折扣交易】. 新增入金額～【LMAX交易所 2人/入金23000 USD】【AMP 2人/入金1500 USD】【IB 1人/入金40000 USD】【DDT 5人/入金26000 USD】. 12304;MT4 程式(Program)專業代寫服務】. 12304;GoDaddy】【網站架設WordPress】/【網域(域名)申請】【主機服務】. 當初為了給予網頁一個『正名』(網域)，最後找到【 GoDaddy. 名度的。註冊後，馬上收到折扣的email，算下來真的比國內便宜太多啦！！為了切入WordPress，再次申請Web Hoting，我選擇Deluxe方案. 想要申請網域嗎？！趕緊來【 GoDaddy. 12305;吧～～～～～～～. 域名价格最多低于竞争对手 70%。立即注册您的域! 商。據多家監測機構顯示，放置在Go Daddy上的網站數量已經位居全球第一位。星期三, 12月 31, 2014. 標籤：生活．理財. 12304; 美國券商 Firstrade 第一證券. 點擊『驗證』. 美國本土在線券商Firstr...

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Fund Information - 3D Printing and Technology Fund

http://www.3dpfund.com/news/2014_businesswire_release.php

Notice to Non-US Residents. Investment in the Fund by non-U.S. residents may be permitted on a case-by-case basis, at the sole discretion of the Fund. Non-U.S. residents can determine their eligibility to invest by contacting the Fund at 1-207-347-2175 (from outside the United States) / 1-855-330-6225 (from within the United States). Or by emailing . You will be asked to provide certain identifying information that the Fund will use to determine your eligibility to invest. BNP Paribas (NY Branch). This w...

3dpfund.com

Fund Information - 3D Printing and Technology Fund

http://www.3dpfund.com/news/2015_As_Investors_Move_to_Passive_Funds_Stockpickers_Get_Creative.php

Notice to Non-US Residents. Investment in the Fund by non-U.S. residents may be permitted on a case-by-case basis, at the sole discretion of the Fund. Non-U.S. residents can determine their eligibility to invest by contacting the Fund at 1-207-347-2175 (from outside the United States) / 1-855-330-6225 (from within the United States). Or by emailing . You will be asked to provide certain identifying information that the Fund will use to determine your eligibility to invest. BNP Paribas (NY Branch). This w...

3dpfund.com

Fund Information - 3D Printing and Technology Fund

http://www.3dpfund.com/news

Notice to Non-US Residents. Investment in the Fund by non-U.S. residents may be permitted on a case-by-case basis, at the sole discretion of the Fund. Non-U.S. residents can determine their eligibility to invest by contacting the Fund at 1-207-347-2175 (from outside the United States) / 1-855-330-6225 (from within the United States). Or by emailing . You will be asked to provide certain identifying information that the Fund will use to determine your eligibility to invest. BNP Paribas (NY Branch). This w...

3dpfund.com

Portfolio - 3D Printing and Technology Fund

http://www.3dpfund.com/portfolio

Information as of 6/30/2015 unless otherwise indicated. Download fact sheet as pdf. Top Ten Holdings Representing 46.97% of Equity Holdings. As of June 30, 2015. Organovo Holdings, Inc. Dassault Systemes, ADR. Materialise NV, ADR. SLM Solutions Group AG. Align Technology, Inc. The top ten holdings and their percentage allocations are subject to change without notice. Pure Play Allocation %. Notice to Non-US Residents. Financial Professionals and Networks. BNP Paribas (NY Branch). Before investing in 3D P...

3dpfund.com

Fund Information - 3D Printing and Technology Fund

http://www.3dpfund.com/fund-managers

Notice to Non-US Residents. Investment in the Fund by non-U.S. residents may be permitted on a case-by-case basis, at the sole discretion of the Fund. Non-U.S. residents can determine their eligibility to invest by contacting the Fund at 1-207-347-2175 (from outside the United States) / 1-855-330-6225 (from within the United States). Or by emailing . You will be asked to provide certain identifying information that the Fund will use to determine your eligibility to invest. BNP Paribas (NY Branch). This w...

3dpfund.com

Fund Information - 3D Printing and Technology Fund

http://www.3dpfund.com/news/2014_bloombergradio_interview.php

Notice to Non-US Residents. Investment in the Fund by non-U.S. residents may be permitted on a case-by-case basis, at the sole discretion of the Fund. Non-U.S. residents can determine their eligibility to invest by contacting the Fund at 1-207-347-2175 (from outside the United States) / 1-855-330-6225 (from within the United States). Or by emailing . You will be asked to provide certain identifying information that the Fund will use to determine your eligibility to invest. BNP Paribas (NY Branch). This w...

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apexclearing.com

Apex Clearing. A Technology Leader in Clearing and Execution

A Technology Leader in Clearing and Execution. As a recognized leader in clearing and execution, we offer a broad spectrum of financial business solutions to deliver smart, sustainable, and effective solutions to help our customers achieve efficient and rapid growth. We see an opportunity to be the technology leader in the industry. We’re seizing the moment to rethink the antiquated processes and functions driving clearing and execution and develop smarter, more innovative technology.

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