BDSOS.COM
Default Web Site PageCompliance consulting for the broker/dealer community including; CEO certification, written supervisory procedures, AML testing, branch office audits, and FINOP services.
http://www.bdsos.com/
Compliance consulting for the broker/dealer community including; CEO certification, written supervisory procedures, AML testing, branch office audits, and FINOP services.
http://www.bdsos.com/
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The Compliance Director
2057●●●●n Ct
Kew●●●kum , WI, 53040
US
View this contact
The Compliance Director
The Compliance Director
2057●●●●n Ct
Kew●●●kum , WI, 53040
US
View this contact
The Compliance Director
The Compliance Director
2057●●●●n Ct
Kew●●●kum , WI, 53040
US
View this contact
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NETWORK SOLUTIONS, LLC.
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Default Web Site Page | bdsos.com Reviews
https://bdsos.com
Compliance consulting for the broker/dealer community including; CEO certification, written supervisory procedures, AML testing, branch office audits, and FINOP services.
bdsos.com
Broker Dealer Compliance and Consulting Services
http://www.bdsos.com/links.html
Broker Dealer Services, LLC. Broker Dealer Services, LLC. Some sites that keep us informed:. Association of Certified Fraud Examiners www.acfe.com. Association of Certified Anti-Money Laundering Specialists www.acams.org. Securities Industry and Financial Markets Association www.sifma.org. Financial Industry Regulatory Authority www.finra.org. Securities and Exchange Commission www.sec.gov. North American Securities Administrators Association www.nasaa.org. Powered by Network Solutions.
Broker Dealer Compliance and Consulting Services
http://www.bdsos.com/homepage.html
Broker Dealer Services, LLC. Broker Dealer Services, LLC. Victor A. Shier, CFE, CAMS. Thank you for visiting the Website for Broker Dealer Services, LLC, providing compliance solutions for the broker/dealer community including:. Litigation Support and Expert Witness Testimony. Balancing the needs of the client, the sales force, and the regulators is the challenge. How will the rep follow the procedure? How will it affect sales? Will the customer be protected? Mr Shier has over 25 years of compliance expe...
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