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Blau & Malmfeldt

Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. November 18, 2008. Massachusetts Secretary of State Charges Oppenheimer. William Galvin, Secretary of State of Massachusetts, announced charges this morning against Oppenheimer in connection with its sales of auction-rate securities. This is the first such administrative action against a downstream seller of ARS (i.e. a brokerage firm that sold the securities but was not involved in the underwriting process). November 17, 2008. October 22, 2008.

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Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. November 18, 2008. Massachusetts Secretary of State Charges Oppenheimer. William Galvin, Secretary of State of Massachusetts, announced charges this morning against Oppenheimer in connection with its sales of auction-rate securities. This is the first such administrative action against a downstream seller of ARS (i.e. a brokerage firm that sold the securities but was not involved in the underwriting process). November 17, 2008. October 22, 2008.

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Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. November 18, 2008. Massachusetts Secretary of State Charges Oppenheimer. William Galvin, Secretary of State of Massachusetts, announced charges this morning against Oppenheimer in connection with its sales of auction-rate securities. This is the first such administrative action against a downstream seller of ARS (i.e. a brokerage firm that sold the securities but was not involved in the underwriting process). November 17, 2008. October 22, 2008.

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blau-malmfeldt.typepad.com

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Blau & Malmfeldt: Commodity Futures

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Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. September 15, 2008. CFTC Report Shows That Speculators Not To Blame For Oil Spike. According to a recent CFTC report, index traders actually reduced. The CFTCs report shows that index traders were actually driving down the price of oil futures contracts. Posted by Paul Malmfeldt on September 15, 2008. Posted at 11:45 AM in Commodity Futures. August 05, 2008. Are The Speculators Really To Blame? And Rep. Murphy. Increasing oil prices has no doubt been...

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Blau & Malmfeldt: Don't Mess With Texas -- One Approach To The Auction-Rate Securities Mess

http://blau-malmfeldt.typepad.com/blau_malmfeldt/2008/08/texass-approach.html

Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. Laquo; Credit Suisse Broker Who Allegedly Misrepresented Auction-Rate Securities Flees to Bulgaria. Are The Speculators Really To Blame? August 05, 2008. Don't Mess With Texas - One Approach To The Auction-Rate Securities Mess. Posted by Paul Malmfeldt on August 5, 2008. Update: On August 11, 2008, UBS reached a settlement with Massachusetts, New York, and Texas. . From the Texas State Securities Board press release. As part of the settlement, UBS wil...

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Blau & Malmfeldt: Archives

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Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. Subscribe to this blog's feed.

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Blau & Malmfeldt: Credit Suisse Broker Who Allegedly Misrepresented Auction-Rate Securities Flees to Bulgaria

http://blau-malmfeldt.typepad.com/blau_malmfeldt/2008/07/credit-suisse-b.html

Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. Don't Mess With Texas - One Approach To The Auction-Rate Securities Mess ». July 31, 2008. Credit Suisse Broker Who Allegedly Misrepresented Auction-Rate Securities Flees to Bulgaria. So why have the Federal prosecutors chosen to focus on Tzolov? And is criminal prosecution really appropriate in this context? Why are the Feds so sure that Tzolov understood that mortgage-backed securities are riskier than those backed by student loans?

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Blau & Malmfeldt: Investment Banks Agree To Buy Back Auction-Rate Securities

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Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. Laquo; Are The Speculators Really To Blame? Auction-Rate Securities Sellers Blame Underwriters For February's Debacle ». August 18, 2008. Investment Banks Agree To Buy Back Auction-Rate Securities. Posted by Paul Malmfeldt on August 18, 2008. Posted at 11:38 PM in Auction-Rate Securities. You can follow this conversation by subscribing to the comment feed. The comments to this entry are closed. Subscribe to this blog's feed.

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Blau & Malmfeldt

Blau and Malmfeldt Law Firm. Blau and Malmfeldt Home. November 18, 2008. Massachusetts Secretary of State Charges Oppenheimer. William Galvin, Secretary of State of Massachusetts, announced charges this morning against Oppenheimer in connection with its sales of auction-rate securities. This is the first such administrative action against a downstream seller of ARS (i.e. a brokerage firm that sold the securities but was not involved in the underwriting process). November 17, 2008. October 22, 2008.

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