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Block & Landsman is a law firm focusing on securities litigation, arbitration, class action lawsuits and general litigation.

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Block & Landsman is a law firm focusing on securities litigation, arbitration, class action lawsuits and general litigation.
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Account Suspended | block-landsman.com Reviews

https://block-landsman.com

Block & Landsman is a law firm focusing on securities litigation, arbitration, class action lawsuits and general litigation.

INTERNAL PAGES

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1

Current Investigations - Block and Landsman

http://www.block-landsman.com/current-investigations.html

Morgan Keegan – Mamtek Bonds. Missouri Secretary of State Jason Kander issued a press release Thursday regarding failed artificial sweetener manufacturer Mamtek. In the release, Kander announced a cease-and-desist… View Investigation. The Financial Industry Regulatory Authority ( FINRA ) has filed a Temporary Cease-and-Desist Order ( the Order ) against Washington, D.C.-based Success… View Investigation. UBS – The Willow Fund. Results One Financial – Failure to Supervise. Thomas Redmond, a Carmel residen...

2

Attorneys - Block and Landsman

http://www.block-landsman.com/about-us.html

Choosing an attorney to represent you is an important decision and should only be made after getting to know who will work for you. At Block and Landsman, we achieve our clients’ objectives through a combination of creativity and dedication. We apply our legal knowledge and securities industry know how to resolve cases efficiently and cost effectively, always with the clients’ goals in mind. Alan F. Block. Laurence M. Landsman. 33 N LaSalle Street. Request a Free Consultation. 2015 Block and Landsman.

3

Blog - Block and Landsman

http://www.block-landsman.com/blog.html

Securities and Commodities Litigation. When White Collar Crime Affects Your Business. By Block and Landsman. Tips to Prevent Senior Consumer Fraud. By Block and Landsman. Financial elder abuse which includes consumer fraud is broadly defined as the illegal or . Read More. NYPD May Be Linked to $12M Investment Fraud Scheme. By Block and Landsman. Enforcing Non-Compete Agreements Against Financial Advisors in Illinois. By Block and Landsman. An employer may require an employee to sign a non-compete agreeme...

4

Representative Cases - Block and Landsman

http://www.block-landsman.com/representative-cases.html

Block and Landsman attorneys recently achieved the following results for their clients:. 5,052,500 FINRA arbitration award on behalf of investors who alleged investment fraud targeting investors to raise funds for Lehman Brothers under the guise of structured (a/k/a principal protected) notes. The award including compensatory damages and attorneys’ fees on the clients behalf. View here. 105,000 FINRA arbitration award to an investor when the financial advisor steered the client into unsuitable options in...

5

Securities Litigation Lawyers | Business Litigation

http://www.block-landsman.com/practice-areas.html

Respected Securities and Commodities Litigation Lawyers. For decades, our team at Block and Landsman has been dedicated to guiding investors and financial industry members through complex litigation matters. Our securities and commodities litigation lawyers. Are fierce advocates for those who have suffered serious monetary losses due to wrongdoing. We leave no stone unturned in seeking justice against unethical brokers and dishonest financial advisors. Securities and commodities litigation. When it comes...

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securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: 16 NFL Players Sue BB&T for $53 Million Misappropriated by their Financial Advisor

http://securitiesfraudlawyers.blogspot.com/2013/11/16-nfl-players-sue-bb-for-53-million.html

Tuesday, November 5, 2013. 16 NFL Players Sue BB&T for $53 Million Misappropriated by their Financial Advisor. Earlier this month 16 current and former National Football League players filed suit against Branch Banking and Trust Co. in the U.S. District Court in Miami for $53 million in losses caused by the bank allowing a financial advisory firm to loot the players accounts. The casino was shut down soon after it opened because the state governments deemed it to be illegal gambling under Alabama law.

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: April 2013

http://securitiesfraudlawyers.blogspot.com/2013_04_01_archive.html

Thursday, April 18, 2013. Jade Management may be tied to alleged Success Trade Securities Investment Fraud. The securities fraud complaint and temporary cease-and-desist order ( see here for more information. Filed against Success Trade Securities by the Financial Industry Regulatory Authority may be the tip of a larger fraud. Now it appears the NFL Players Association has asked a handful of athletes with investment involving Jade Management to contact the FBI. Targets of investment fraud. The Financial ...

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: August 2013

http://securitiesfraudlawyers.blogspot.com/2013_08_01_archive.html

Saturday, August 31, 2013. Illinois Legislature Passes Major Change to the Illinois Securities Law of 1953. In an important development for investors defrauded by their financial advisers, the Illinois General Assembly has passed an amendment to the Illinois Securities Law eliminating the five-year statute of repose. The legislature’s action is an important restriction on the broad reach of the statute’s period of limitations. For a confidential and free consultation. Subscribe to: Posts (Atom).

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: October 2013

http://securitiesfraudlawyers.blogspot.com/2013_10_01_archive.html

Wednesday, October 16, 2013. Thanks to OppenheimerFunds, Puerto Rico Municipal Bond Funds Continue to Cause Serious Investor Losses. While the Oppenheimer Virginia Fund had the largest holdings of Puerto Rico debt, several other Oppenheimer single-state municipal bond funds, including Oppenheimer Rochester. North Carolina, Arizona, Massachusetts and Maryland funds, all hold more than one quarter of their assets in Puerto Rico bonds. As a result, each of these bond funds is down more than 11%. One former ...

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: November 2013

http://securitiesfraudlawyers.blogspot.com/2013_11_01_archive.html

Tuesday, November 26, 2013. Massachusetts Investment Advisor Who Defrauded Dozens of Investors Ordered to Disgorge $9.8 Million. On November 18, 2013, a U.S. District Court in Massachusetts found that Steven Palladino and his investment advisory firm, Viking Financial Group, perpetrated a fraudulent scheme that raised millions of dollars that were supposed tobe used to make short-term, high interest loans to those unable to obtain traditional financing. Friday, November 22, 2013. Mr Ketchum’s lette...

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: FINRA’s High-Risk Broker Initiative Is A Half-Step Measure

http://securitiesfraudlawyers.blogspot.com/2013/11/finras-high-risk-broker-initiative-is.html

Friday, November 22, 2013. FINRA’s High-Risk Broker Initiative Is A Half-Step Measure. On November 13, 2013, FINRA published Mr. Ketchum’s letter to U.S. Senator Edward Markey describing the regulator’s enhanced enforcement strategies that target “rogue brokers.”. The stated goal of FINRA’s recent enhancements, including improvements to its BrokerCheck database and tightening the expungement rules, is to protect investors from the increasing risks of unscrupulous brokers. 16 NFL Players Sue BB&T for $53 ...

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: June 2013

http://securitiesfraudlawyers.blogspot.com/2013_06_01_archive.html

Saturday, June 29, 2013. StateTrust Investments Ordered to Pay $1.5 Million in Fines and Restitution for Excessive Markups and Markdowns in Corporate Bond Transactions Involving Affiliated Companies. The Financial Industry Regulatory Authority. Brokerage firms are required to charged reasonable markups and markdowns in its transactions with customers, and charging excessive rates does work a fraud and decit against investors. Investors who have questions about their StateTrust brokerage accounts, or ...

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: FINRA Cracks Down on Firms Failing to Respond to Red Flags for Suspicious Activity

http://securitiesfraudlawyers.blogspot.com/2014/01/finra-cracks-down-on-firms-failing-to.html

Monday, January 6, 2014. FINRA Cracks Down on Firms Failing to Respond to Red Flags for Suspicious Activity. The Financial Industry Regulatory Authority (FINRA) has expanded its battle against financial firms that fail to respond to red flags indicating suspicious activity in customer accounts. The latest target is a clearing firm, COR Clearing, LLC (formerly known as Legent Clearing, LLC), which was recently hit with a $1 million fine to a clearing firm for failing to detect suspicious account activity.

securitiesfraudlawyers.blogspot.com securitiesfraudlawyers.blogspot.com

Block-Landsman: September 2012

http://securitiesfraudlawyers.blogspot.com/2012_09_01_archive.html

Thursday, September 20, 2012. Equity Indexed Annuities - Seniors At Risk. Labels: equity indexed securities. Subscribe to: Posts (Atom). Equity Indexed Annuities - Seniors At Risk. Simple theme. Powered by Blogger.

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