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SLCG Blog

News and analysis from the financial economists at SLCG.

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SLCG Blog | blog.slcg.com Reviews
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News and analysis from the financial economists at SLCG.
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5 expert testimony
6 securities arbitration
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8 trust management disputes
9 securities class actions
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SLCG Blog | blog.slcg.com Reviews

https://blog.slcg.com

News and analysis from the financial economists at SLCG.

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1

SLCG Blog: December 2014

http://blog.slcg.com/2014_12_01_archive.html

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Tuesday, December 23, 2014. Enforcement Actions: Week in Review. SEC Charges Investment Manager F-Squared and Former CEO With Making False Performance Claims. December 22, 2014 ( Litigation Release No. 289. SEC Charges Corporate Attorney and Wife With Insider Trading on Client’s Confidential Information. December 22, 2014 ( Litigation Release No. 290. SEC Charges Two Traders in Chile With Insider Trading.

2

SLCG Blog: October 2014

http://blog.slcg.com/2014_10_01_archive.html

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Tuesday, October 28, 2014. Impuestos, Bonos Municipales de Puerto Rico y los Fondos UBS. Por Craig J. McCann, PhD, CFA. Y Mike Yan, PhD, FRM. A la fecha hemos escrito extensamente sobre los fondos de bonos municipales UBS Puerto Rico. Pueden encontrar nuestra más reciente entrada al blog aquí. Gráfico 1: Retornos Totales Pre Impuestos y Desviación Estándar para Puerto Rico,. Hemos graficado los retornos y ries...

3

SLCG Blog: SEC Litigation Releases: Week in Review

http://blog.slcg.com/2012/04/sec-litigation-releases-week-in-review.html

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Friday, April 6, 2012. SEC Litigation Releases: Week in Review. By Tim Dulaney, PhD. Court Holds Defendant in Contempt in SEC Action Involving Rhode Island-Based Offering Fraud,. April 5, 2012, ( Litigation Release No. 22317. Court Enters Final Judgment against Defendant Anthony M. Cimini, Sr.,. April 3, 2012, ( Litigation Release No. 22316. April 2, 2012, ( Litigation Release No. 22315. Financial Times, July ...

4

SLCG Blog: March 2015

http://blog.slcg.com/2015_03_01_archive.html

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Friday, March 27, 2015. Enforcement Actions: Week in Review. SEC Proposes Rule to Require Broker-Dealers Active in Off-Exchange Market to Become Members of National Securities Association. March 25, 2015 ( Litigation Release No. 48. SEC Adopts Rules to Facilitate Smaller Companies' Access to Capital. March 25, 2015 ( Litigation Release No. 49. SEC Charges Nearly Two Dozen Unregistered Broker-Dealers. The SEC h...

5

SLCG Blog: May 2014

http://blog.slcg.com/2014_05_01_archive.html

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Friday, May 30, 2014. Non-traded REITs’ Annualized Returns Were 4.82% Compared to Traded REITs’ 10.44%. We have posted previously about how non-traded REITs which have had “liquidity events” have destroyed $27.7 billion in investor wealth compared to traded REITS. The posts are available here. Which is 5.62 percentage points lower than the 10.44%. And found that the VGSIX had an IRR of 10.44%.* In othe...Stife...

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Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/securities-structured-products.php

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Structured Products Research Reports. Our new Structured Products Review contains Research Reports on over 20,000 Structured Products including over 10,000 Reverse Convertibles. Search Structured Products Research Reports. Related Research links to papers that describe structured products and their valuation in more detail. The Payoff Curve at Maturity plots the payoff that investors would receive at maturity ...

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Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/securities-news.php

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. SLCG in the News. SLCG's research and testimony frequently results in press coverage and awards, decisions or orders. Financial Times, July 29, 2016, "Fears grow over Wall St's appetite for securities-based lending". AdvisorHub, June 20, 2016 - "Spy Novelist Who Claimed Deception by Morgan Stanley Wins $3.6 Million". The Wall Street Journal, April 22, 2016 - "Is Your Broker Good or Bad? Chicago Tribune, Decemb...

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Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/securities-free-tools.php

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. The SLCG Structured Product Calculator calculates the fair values of several popular structured products; including PLUS, Buffered PLUS, PPN, etc. 401(k) Retirement Income and Fee Calculator. In this blog post, we explain the effect of fees on the value of a 401(k) retirement account and provide a spreadsheet that calculates the before-tax effects of allocation and saving decisions. The SLCG Monte Carlo Simula...

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Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/securities-litigation-consulting-group-videos.php

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. On July 11, 2014. SLCG has been involved in several variable prepaid forward cases including the recent Maybank v BB&T. Which resulted in an $8.1 million jury award and the Burford v JP Morgan Chase Bank. Case which resulted in an $18 million award. Craig McCann testified on behalf of the Plaintiffs in both these cases. In this video, Craig McCann explains variable prepaid forwards. Read Recent News Article.

slcg.com slcg.com

Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/securities-consulting-professionals.php?c=securities-litigation-testifying-experts

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. SLCG's experts combine exceptional academic and industry backgrounds with extensive litigation experience to provide your clients with the highest quality, objective analysis. Our experts are skilled at effectively communicating their conclusions to judges, juries, and arbitration panels. Search SP Research Reports. SP News and Commentary. Securities Litigation and Consulting Group. Fairfax, VA 22033.

slcg.com slcg.com

Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/securities-consulting.php

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Expert Testimony and Consulting. Search SP Research Reports. SP News and Commentary. Securities Litigation and Consulting Group. 3998 Fair Ridge Drive, Suite 250. Fairfax, VA 22033. Main: 703.246.9380. 4638 Pine Valley Pl. Westlake Village, CA. Main: 805.371.0071.

slcg.com slcg.com

Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/valuation-services.php

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Business Interruption/Lost Profit Analysis. Partial Interests of Trusts. Technical expertise and extensive litigation experience allow SLCG professionals to assist parties involved in complex commercial litigation. Litigation involving breach of contract, business interruption, and other commercial disputes generally require the participation of expert economists at all phases of the legal process.

slcg.com slcg.com

Securities Litigation & Consulting Group - Finance, Economics & Investment Management Consulting

http://www.slcg.com/news.php?c=1a&i=141

SECURITIES LITIGATION and CONSULTING GROUP. Search SP Research Reports. SP News and Commentary. Federal Judge Hands Down 10-Year Sentence To Former Chief Accounting Officer For Beazer Homes USA, Inc. In April 2015, a federal judge in Charlotte, NC handed down a 10-year prison sentence to the former Chief Accounting Officer of Beazer Homes for accounting fraud and obstruction of justice. Search SP Research Reports. SP News and Commentary. Securities Litigation and Consulting Group. Fairfax, VA 22033.

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