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Colpability Blog | Driving your firm towards full SRA Compliance

Driving your firm towards full SRA Compliance

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Driving your firm towards full SRA Compliance

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March | 2013 | Colpability Blog

https://colpability.wordpress.com/2013/03

Driving your firm towards full SRA Compliance. Archive for March, 2013. Critique of Samantha Barrass Speech to Law Society Risk and Compliance Conference. On March 20, 2013. The text of this speech is available on SRA website ( http:/ sra.org.uk/sra/news/speech-barrass-compliance-march-2013.page. 8211; Payments to partners irrespective of ‘cash in the bank’. 8211; All net profits drawn with no reserve pot retained. 8211; Short term borrowings to fund partners’ tax. How many firms does this apply to?

2

Does the Bell Toll for Unrated Insurers? | Colpability Blog

https://colpability.wordpress.com/2014/01/21/does-the-bell-toll-for-unrated-insurers

Driving your firm towards full SRA Compliance. Laquo; Nightmare on High Street – 136 Closures Announced and Published! Published and be Damned – Outcome 8. Does the Bell Toll for Unrated Insurers? SRA is consulting on the continuation of unrated insurers in the professional indemnity insurance market for solicitors – ( http:/ www.sra.org.uk/sra/news/press/rated-insurers-consultation-proposal.page. Following some initial research undertaken for it give rise to client protection issues. From your own site.

3

Colpability Blog | Driving your firm towards full SRA Compliance | Page 2

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Driving your firm towards full SRA Compliance. Separate Business Rules: Modification or Destruction? On November 29, 2014. The current consultation recognises the need to change but also the protections which are required, particularly in relation to transparency and client protection. Professional Indemnity Reforms – LSB Needs More Time. On August 26, 2014. The Legal Services Board (LSB). One thing is for sure: the Code of Conduct will have a new Outcome in due course. On August 17, 2014. Outcome 8 is c...

4

colpability | Colpability Blog

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Driving your firm towards full SRA Compliance. Solicitor and regulatory consultant to legal profession. Has developed COLPability software for SRA Code of Conduct/OFR. Homepage: https:/ colpability.wordpress.com. Law Society views on Single Regulator: Horses and Stable Doors. On February 18, 2016. The Law Society has published its views on the separation of the roles of legal regulators from their professional bodies ( http:/ www.lawgazette.co.uk/5053623.article. This topic is multidimensional given that...

5

Outcome 7.2 – Compliance Systems & Controls | Colpability Blog

https://colpability.wordpress.com/2015/01/02/outcome-7-2-compliance-systems-controls

Driving your firm towards full SRA Compliance. Laquo; PII Reforms Get Thumbs Down from LSB. SRA Handbook – 13 can be unlucky for some. Outcome 7.2 – Compliance Systems & Controls. Outcome 7.2 requires that “. You have effective systems and controls in place to achieve and comply with all the principles, rules and outcomes and other requirements of the handbook where applicable. COLPability has the following questions on Outcome 7.2:. Does the firm have a compliance plan? Can the firm evidence that its co...

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Online Regulatory Compliance Tool for COLP and COFA | SRA and OFR Compliance Tool | COLPability

Driving your firm towards full SRA Compliance. COLP and COFA reports. COLP and COFA documents. COLPability The online COLP and COFA regulatory compliance tool. Guide your firm towards OFR compliance using this personalised, step-by-step checklist and report generator. See how OFR compliant your firm is. Download reports and plug compliance gaps. Track compliance using traffic light scoring. Produce compliance audit trail. Generate information to aid SRA reporting. Covers each specific SRA Outcome. Provid...

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Colpability Blog | Driving your firm towards full SRA Compliance

Driving your firm towards full SRA Compliance. Law Society views on Single Regulator: Horses and Stable Doors. On February 18, 2016. The Law Society has published its views on the separation of the roles of legal regulators from their professional bodies ( http:/ www.lawgazette.co.uk/5053623.article. This is all very contrary to the stance that SRA takes. The relationship between TLS and SRA has been somewhat strained over recent times and a reconciliation does not appear likely! On December 6, 2015.

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