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C3 Compliance

A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. Regulatory requirements have taken center stage across the financial services industry, straining the resources of firms as they attempt to comply with a regulatory landscape that seems to be constantly evolving. Regular monitoring of your firm’s compliance policies and procedures is crucial to maintaining a strong and robust c...

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C3 Compliance | commfi.com Reviews
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A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. Regulatory requirements have taken center stage across the financial services industry, straining the resources of firms as they attempt to comply with a regulatory landscape that seems to be constantly evolving. Regular monitoring of your firm’s compliance policies and procedures is crucial to maintaining a strong and robust c...
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C3 Compliance | commfi.com Reviews

https://commfi.com

A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. Regulatory requirements have taken center stage across the financial services industry, straining the resources of firms as they attempt to comply with a regulatory landscape that seems to be constantly evolving. Regular monitoring of your firm’s compliance policies and procedures is crucial to maintaining a strong and robust c...

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C3 - Financial Services

http://commfi.com/faq.php

Q: Why do I need a dedicated regulatory infrastructure tool? Increasingly, investors look at funds to determine sound business practices and transparent record keeping prior to making allocations. With the Madoff scandal and most recently the Galleon insider trading probe, it becomes increasingly important to show this type of infrastructure in order to receive allocations from prospective investors and to retain allocations from existing investors. Q: How will the system help me in an audit? A State or ...

2

C3 - Financial Services

http://commfi.com/index.php

Serving Hedge Funds since 2004, C3 offers a cost effective,. Software -driven compliance and communications solution. For Hedge Funds, RIA s and Broker Dealers. Regulatory infrastructure, transparency to investors and the effective management of staff productivity are critical to business success. In an ever more competitive and regulated environment, C3 offers concrete savings in both regulatory tasks and compliance costs. Fool- proof routing and tracking of essential documents.

3

C3 - Financial Services

http://commfi.com/services.php

Option 1 $3,500.00. Option 2 $5,000.00. Option 3 $7,000.00. Option 4 $10,000.00. Hedge Funds and RIA’s. C3 offers software and consulting packages for any size entity. Our software can be used on its own or with a variety of consulting packages. There are 3 software packages available:. This is a basic package designed for start ups and small firms that do not require the automation or reporting tools necessary when tracking multiple entities and larger numbers of employees. Customized with your logo.

4

C3 - Financial Services

http://commfi.com/management.php

Whitney has recently joined C3, focusing on Sales and Marketing. Previously, she has worked as an independent marketing consultant, assisting in project management and sales development. Whitney began her career at Merlin Securities where she was on the sales and marketing team, primarily handling client documentation and relationship management.

5

C3 - Financial Services

http://commfi.com/about.php

C3 was founded in 2004 in order to respond to the impending mandatory registration of Hedge Funds as proposed by the SEC. Initially, C3 was solely a software solution providing Hedge Funds a way to track, store and aggregate all of the critical documents and tasks necessary for Federal and State compliance requirements. Since that time, C3 has developed additional products for RIA’s and Broker Dealers to help them navigate an increasingly regulated environment.

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A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM’S OVERALL INFRASTRUCTURE. Regulatory requirements have taken center stage across the financial services industry, straining the resources of firms as they attempt to comply with a regulatory landscape that seems to be constantly evolving. Regular monitoring of your firm’s compliance policies and procedures is crucial to maintaining a strong and robust c...

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