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Compliance and Training Solutions Limited - Home

Compliance and Training Solutions Limited. Your business, your future, your choice. There is absolutely no risk in speaking to us. Guaranteed! If we are together nothing is impossible. If we are divided all will fail. Coming together is a beginning; keeping together is progress; working together is success. Compliance and Training Solutions Limited (CATS). We take the worry and pressure out of FCA compliance requirements leaving you to do what you do best provide quality advice and service to your clients.

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Compliance and Training Solutions Limited - Home | complianceandtraining.co.uk Reviews

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Compliance and Training Solutions Limited. Your business, your future, your choice. There is absolutely no risk in speaking to us. Guaranteed! If we are together nothing is impossible. If we are divided all will fail. Coming together is a beginning; keeping together is progress; working together is success. Compliance and Training Solutions Limited (CATS). We take the worry and pressure out of FCA compliance requirements leaving you to do what you do best provide quality advice and service to your clients.

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1 testimonials

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9 henry ford

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Compliance and Training Solutions Limited - Home | complianceandtraining.co.uk Reviews

https://complianceandtraining.co.uk

Compliance and Training Solutions Limited. Your business, your future, your choice. There is absolutely no risk in speaking to us. Guaranteed! If we are together nothing is impossible. If we are divided all will fail. Coming together is a beginning; keeping together is progress; working together is success. Compliance and Training Solutions Limited (CATS). We take the worry and pressure out of FCA compliance requirements leaving you to do what you do best provide quality advice and service to your clients.

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complianceandtraining.co.uk

1

Compliance and Training Solutions Limited - Why us?

http://complianceandtraining.co.uk/whyus

Compliance and Training Solutions Limited. We believe that all IFA companies are different which is why we pride ourselves on ensuring we adapt to how you need us to work. We will always work with you to ensure we achieve that common goal. Our aim is to be different than any other compliance services you have experienced and provide added value to your business. Compliance Consultant Due Diligence. Does the proposed 3rd party have the necessary experience to assist you and your firm? Gemma Has many years...

2

Compliance and Training Solutions Limited - About

http://complianceandtraining.co.uk/aboutus

Compliance and Training Solutions Limited. Melony has worked in the Financial Services profession for Sixteen years. Her experience ranges from working in the offices of Royal London in the Industrial Branch department to reviewing complaint cases with the Investors Compensation Scheme (now the Financial Services Compensation Scheme) to working with IFA firms as a Network Compliance Officer; latterly as a Compliance Consultant running her own business, Compliance and Training Solutions Ltd. Jan started h...

3

Compliance and Training Solutions Limited - Templates Area

http://complianceandtraining.co.uk/templates-area

Compliance and Training Solutions Limited. Compliance and Training Solutions Ltd. This e-mail address is being protected from spambots. You need JavaScript enabled to view it.

4

Compliance and Training Solutions Limited - About

http://complianceandtraining.co.uk/about

Compliance and Training Solutions Limited. Melony has worked in the Financial Services profession for Sixteen years. Her experience ranges from working in the offices of Royal London in the Industrial Branch department to reviewing complaint cases with the Investors Compensation Scheme (now the Financial Services Compensation Scheme) to working with IFA firms as a Network Compliance Officer; latterly as a Compliance Consultant running her own business, Compliance and Training Solutions Ltd. Jan started h...

5

Compliance and Training Solutions Limited - Services

http://complianceandtraining.co.uk/service

Compliance and Training Solutions Limited. We are a small but committed team with offices in East Anglia, and clients based throughout the UK. Our service is completely bespoke to you, which allows us to be adaptable to whatever it is you need us to support you with. Within this site you will find many services that we are able to assist you with. Please click the links below for further information in each of the areas. This sets out the process and explains how we like to work. FCA Training & Competence.

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independencetool.co.uk

IndependenceTool.co.uk

http://www.independencetool.co.uk/FAQ.aspx

Q If you answer yes to does the client have sufficient knowledge and experience to understand complex high risk products then why does the system take out all but complex high risk products, Some of my clients do have the necessary knowledge and experience but I may want to recommend a SIPP. A For this particular piece of advice where knowledge and experience is not required you need to answer no to the question. Q What if my client wants both Investment and Pension advice?

independencetool.co.uk

IndependenceTool.co.uk

http://www.independencetool.co.uk/default.aspx

Welcome to Compliance and Training Solutions Independence Tool. If you already have an account or Register. If you would like to have a FREE 7 Day no obligation trial. Click Here to download your user guide. What is the Independence Tool? The Independence tool is a very simple to use website helping you to prove your independence. How does it work? What do we get? What does it cost? Unlimited users per account (all advisors, paraplanners and supporting staff within your firm can access the tool under.

independencetool.co.uk

IndependenceTool.co.uk

http://www.independencetool.co.uk/products.aspx

RIP These types of investments are often used towards IHT planning as investments are made into companies which qualify for business property relief. As long as the shares are held for at least two years and are held at death, the investment should be exempt from inheritance tax. Investments quoted on AIM are likely to have higher volatility and liquidity risk. The client needs to understand how the products work and what the underlying investments are. Offers higher levels of security from FSCS and inst...

independencetool.co.uk

IndependenceTool.co.uk

http://www.independencetool.co.uk/about.aspx

Not proving your Independence Yet? Compliance and Training Solutions, guiding advisers through RDR. Helping you to prove and demonstrate your independence. 13 simple questions to allow you to filter all products down to a manageable number for you to base your recommendations upon. Either save the result to your system or a PDF detailing how you arrived at your decision. FREE 7 day trial - just log in and create an account. 249 VAT for a 12 month license with unlimited access and unlimited users. The too...

independencetool.co.uk

IndependenceTool.co.uk

http://www.independencetool.co.uk/userguide.aspx

How to use the Independence Tool. 1) Click Register (which is on the top right). 2) Create a Password and User Name. 3) You can create an Firm/account, enter your company name as the Firm name and then click create. 4) Go to 'My Firm at the very top of the page on the left and click 'Our Products' this will allow you to delete the products that are not relevant to your firm. You are now ready to create an assessment. Part of Compliance and Training Solutions Ltd.

independencetool.co.uk

IndependenceTool.co.uk

http://www.independencetool.co.uk/cookies.aspx

How we use Cookies. Remember where you are in the assessment process. Remember that you are logged in and that your session is secure. You need to be logged in to complete an assessment. The following are not Strictly Necessary, but are required to provide you with the best user experience and also to tell us which pages you find most interesting (anonymously). This Website will track the pages you visits via Google Analytics. This Website Will not:. Share any personal information with third parties.

independencetool.co.uk

IndependenceTool.co.uk

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Part of Compliance and Training Solutions Ltd. Info at complianceandtraining.co.uk.

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complianceandtraining.co.uk

Compliance and Training Solutions Limited - Home

Compliance and Training Solutions Limited. Your business, your future, your choice. There is absolutely no risk in speaking to us. Guaranteed! If we are together nothing is impossible. If we are divided all will fail. Coming together is a beginning; keeping together is progress; working together is success. Compliance and Training Solutions Limited (CATS). We take the worry and pressure out of FCA compliance requirements leaving you to do what you do best provide quality advice and service to your clients.

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