compliancechecking.co.uk compliancechecking.co.uk

COMPLIANCECHECKING.CO.UK

Compliance Checking - A new online compliance checking service provider

A new online compliance checking service.

http://compliancechecking.co.uk/

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Compliance Checking - A new online compliance checking service provider | compliancechecking.co.uk Reviews
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DESCRIPTION
A new online compliance checking service.
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KEYWORDS
1 Compliance Checking
2 Reporting Tool
3 Remote Checking
4 FSA
5 Risk Based Remote File Checking
6 Full CRM System
7 File Data Storage
8 Directly Authorised
9 Online Compliance Checking
10
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about us,our technology,reporting tool,remote checking,pricing,welcome,ppi complaints handling,fca authorised firms,terms of use,compliance checking limited
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Compliance Checking - A new online compliance checking service provider | compliancechecking.co.uk Reviews

https://compliancechecking.co.uk

A new online compliance checking service.

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compliancechecking.co.uk compliancechecking.co.uk
1

Risk Based Remote File Checking & Reporting | compliancechecking.co.uk

http://www.compliancechecking.co.uk/remote-checking

Risk Based Remote File Checking & Reporting. As part of your set up process we discuss the specific risk categories for each business that will require remote checks. Risk categories can include Product, Business Sector, Adviser and Client, but the system is flexible enough to tailor any business risk including PPI Complaints or bulk complaints in general. Each File Check will be graded based on agreed criteria and assigned a File Check Grade:. Amber-Pass with remedial action advisable.

2

Our Team | compliancechecking.co.uk

http://www.compliancechecking.co.uk/our-team

Wendy Watkin - Compliance Director. Wendy is an expert in delivering compliance functions and overseeing the quality of advice given by several FCA regulated firms. Wendy’s career in financial services started in 1994 as an Independent Financial Adviser with one of the largest firms in the UK. With the FCA implementation of “M” Day in 2004 Wendy’s expertises lead to a move into compliance. Our Compliance Officers have a wealth of experience in all markets and have operated in Financial Services for a min...

3

Pricing | compliancechecking.co.uk

http://www.compliancechecking.co.uk/pricing

Due to the technology we use, Compliance Checking is confident it can offer an enhanced service tailored to your business requirements at lower unit costs than you currently pay. We understand that Networks, larger Directly Authorised Firms and other Financial Services Institutions may need a more bespoke solution and we are able to accommodate these requirements. Initial Remote Setup Cost 250 single payment to include:-. The setting up of a secure site for each adviser to attach their files. 500 per day...

4

Compliance Checking & Reporting Tool (CCRT) | compliancechecking.co.uk

http://www.compliancechecking.co.uk/reporting-tool

Compliance Checking & Reporting Tool (CCRT). Compliance Checking has invested in the latest IT system to ensure we can deliver the highest possible level of service at a reduced unit cost for our clients. Our Compliance Checking Reporting Tool (CCRT) is the latest and most up to date system available in the market. Advisor A may need 100% of their files checked as they are a trainee. Advisor B may require only 10% to be checked due to their experience and past compliance record. As you can see our advanc...

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Compliance Checking - A new online compliance checking service provider

We are a compliance service provider which offers Banks, Directly Authorised Firms, Networks and other Financial Services Institutions the following service:-. Risk Based File Checking. Secure File and Data Storage. Advice and Reporting Structures. Outsourced and Temporary Arrangements. Whether you are a national bank, a multi adviser firm or a sole trader our systems will be tailored to the requirements of your business:-. Risk Based File Checking -. Secure File and Data Storage -. Advice and Reporting ...

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