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Connect with us on. News & Publications. Compliance Support Services is a full-service compliance consulting firm with unparalleled depth of experience and expertise. We have the people and the processes to meet all your securities compliance requirements. Call us. We can help. Just starting a firm and looking to have a compliance structure built?
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Connect with us on. News & Publications. Stephanie A. McManus LL. B. Gary Legault, CGA. Gary is the 2012 Chair of the Association of Canadian Compliance Professionals ( ACCP ) and was the ACCP’s Vice Chair in 2010 and 2011. He has also spoken at various ACCP conferences on topics of interest to mutual fund and exempt market dealers. David Adams, CPA, CA. David Adams was most recently the CCO of a $20 Billion AUA independent retail investment and insurance dealer with both IIROC and MFDA platfoms. He bega...
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Connect with us on. News & Publications. Canadian Securities Transition Office/Le bureau de transition canadien en valeurs mobilières. Http:/ www.osc.gov.on.ca/. Investment Industry Regulatory Organization of Canada. Mutual Fund Dealers Association of Canada. Http:/ www.privcom.gc.ca/. The Privacy Commissioner of Canada. Http:/ www.fintrac.gc.ca/intro e.asp. Financial Transactions and Reports Analysis Centre of Canada. Http:/ www.tbs-sct.gc.ca/rma/dpr/00-01/OSFI00dpr/OSFI0001dpr e.asp.
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Connect with us on. News & Publications. We have years of experience and education in regulation and in operations in the financial services industry to share with you. We avoid technical legal jargon and vague advice. We provide guidance in language you can understand. We know you have a business to run and we are very practical about the way we make requirements fit into your business model. Our mission is to provide expert compliance services that suit your business model and at a competitive price.
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Connect with us on. News & Publications. Compliance Support Services is a full-service compliance consulting firm with unparalleled depth of experience and expertise. We have the people and the processes to meet all your securities compliance requirements. Call us. We can help. Just starting a firm and looking to have a compliance structure built?
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