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Compliance: Outsourced Resources & Expertisecore Cco, Llc Partners With Leading And Emerging Private Fund Firms In Texas. We Strive To Provide Quality ...

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CORE Compliance, LLC

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CORE Compliance, LLC

Douglas Shippee

6912 C●●●●●●Street

North R●●●●●●●d Hills , Texas, 76182

UNITED STATES

1817●●●●3001
ds●●●●●●●@mac.com

View this contact

CORE Compliance, LLC

Douglas Shippee

6912 C●●●●●●Street

North R●●●●●●●d Hills , Texas, 76182

UNITED STATES

1817●●●●3001
ds●●●●●●●@mac.com

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CORE CCO, LLC | Home | core-cco.com Reviews

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Compliance: Outsourced Resources & Expertisecore Cco, Llc Partners With Leading And Emerging Private Fund Firms In Texas. We Strive To Provide Quality ...

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CORE CCO, LLC / Core Events / Core Events

http://www.core-cco.com/core-events

NSCP Conference - Risk Assessments and Compliance Testing. Kimberly Garber will speak on a panel at the NSCP National Membership Meeting regarding performing risk assessments, identifying and establishing controls and monitoring and testing such controls as part of the annual compliance review. This conference is October 21-23, 2013 at the Washington Hilton in Washington, DC. NSCP Conference - Private Equity Compliance Considerations. Private Equity Funds Symposium. The Private Equity C-Level Summit - Op...

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CORE CCO, LLC / About Core / Our Firm

http://www.core-cco.com/about-core

CORE-CCO, LLC is a boutique compliance practice, founded by two principals with more than 35 years combined regulatory, compliance and investment experience. We offer superior outsourced compliance resources and expertise, designed to be an integral part of our client’s daily operations, resulting in a stronger, more focused and competitive firm. Make a church website.

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CORE CCO, LLC / About Core / Our Mission

http://www.core-cco.com/about-core/our-mission

Our CORE mission is to help our clients succeed in a competitive marketplace by providing customized compliance solutions that fit each clients evolving needs. We are determined to serve our clients with the highest level of professionalism and with a high-touch approach to client relations. We value long-term relationships and design our compliance solutions to grow and evolve as our clients do the same. Websites made for ministries.

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CORE CCO, LLC / Core-cco, Llc

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CORE CCO, LLC / About Core / Our Firm

http://www.core-cco.com/about-core/our-firm

CORE-CCO, LLC is a boutique compliance practice, founded by two principals with more than 35 years combined regulatory, compliance and investment experience. We offer superior outsourced compliance resources and expertise, designed to be an integral part of our client’s daily operations, resulting in a stronger, more focused and competitive firm. Build a church website.

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UBS London gets hit by rogue trader…ETFs? | CORE-CCO

https://corecco.wordpress.com/2011/09/15/ubs-london-gets-hit-by-rogue-trader-etfs-2

Not your father’s ETF trading strategy →. September 15, 2011 · 2:54 pm. UBS London gets hit by rogue trader…ETFs? Not your father’s ETF trading strategy →. Leave a Reply Cancel reply. Enter your comment here. Fill in your details below or click an icon to log in:. Address never made public). You are commenting using your WordPress.com account. ( Log Out. You are commenting using your Twitter account. ( Log Out. You are commenting using your Facebook account. ( Log Out. Notify me of new comments via email.

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Did Raising Private Funds Just Get Easier? | CORE-CCO

https://corecco.wordpress.com/2013/07/19/did-raising-private-funds-just-get-easier

July 19, 2013 · 4:40 pm. Did Raising Private Funds Just Get Easier? Under new Rule 506(c), private funds will be allowed to engage in general solicitation, so long as:. All purchasers are accredited investors generally individuals with at least $1 million in net worth, excluding their primary residence, or entities with at least $5 million in assets;. The general partner takes reasonable steps to verify that all purchasers are accredited taking into consideration:. Generally speaking, based on SEC guidan...

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Sending a message | CORE-CCO

https://corecco.wordpress.com/2011/12/05/sending-a-message

Form PF Light – Less filling…. December 5, 2011 · 4:08 pm. Form PF Light – Less filling…. Leave a Reply Cancel reply. Enter your comment here. Fill in your details below or click an icon to log in:. Address never made public). You are commenting using your WordPress.com account. ( Log Out. You are commenting using your Twitter account. ( Log Out. You are commenting using your Facebook account. ( Log Out. You are commenting using your Google account. ( Log Out. Notify me of new comments via email.

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Not your father’s ETF trading strategy | CORE-CCO

https://corecco.wordpress.com/2011/09/22/not-your-fathers-etf-trading-strategy

UBS London gets hit by rogue trader…ETFs? Form PF Light – Less filling… →. September 22, 2011 · 4:10 pm. Not your father’s ETF trading strategy. Once you have a hint of what those issues may be through the cases the SEC is brining and particularly those the Specialization Units are bringing rest assured you will see other similar cases, likely of all sizes, to follow. Tagged as ETF trading. UBS London gets hit by rogue trader…ETFs? Form PF Light – Less filling… →. Leave a Reply Cancel reply.

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Form PF Light – Less filling… | CORE-CCO

https://corecco.wordpress.com/2011/10/27/form-pf-light-less-filling

Not your father’s ETF trading strategy. Sending a message →. October 27, 2011 · 9:48 pm. Form PF Light – Less filling…. Large private equity fund advisers those with $2 billion in assets will only be required annually and will have 120 days to make such filing but will be required to report additional information, primarily the extent of leverage incurred by portfolio companies, the use of bridge financing and their investments in financial institutions. Tagged as Dodd Frank. Sending a message →.

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Are you ready? | CORE-CCO

https://corecco.wordpress.com/2012/06/13/are-you-ready-2

Did Raising Private Funds Just Get Easier? June 13, 2012 · 11:26 am. Following are five steps that private fund advisers should complete in anticipation of the initial SEC exam:. Adopt, disseminate and implement a comprehensive Compliance Manual that addresses all the requirements under the Investment Advisers Act, as well as areas the SEC has stated they perceive to be higher risks for private funds, and effectively train employees regarding roles and responsibilities under the Compliance Manual. Prepar...

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CORE CCO, LLC | Home

Compliance: Outsourced Resources and Expertise. CORE-CCO, LLC partners with leading and emerging private fund firms in Texas. We strive to provide quality outsourced compliance resources and expertise, designed to be an integral part of our clients' daily operations, resulting in a stronger, more focused and competitive private fund firm. We work with a select group of private fund firms to provide a comprehensive solution that is proactive and tailored to each firm's unique needs. 4514 Cole Ave. #802.

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