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香港保薦人盡職審查指引

超過750頁由專家所編寫的香港保薦人盡職審查指引可供免費下載,為香港保薦人所主辦的一項舉措,目的是為促進有關香港盡職審查的適當行為標準的發展

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香港保薦人盡職審查指引 | duediligenceguidelines.cn Reviews
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超過750頁由專家所編寫的香港保薦人盡職審查指引可供免費下載,為香港保薦人所主辦的一項舉措,目的是為促進有關香港盡職審查的適當行為標準的發展
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香港保薦人盡職審查指引 | duediligenceguidelines.cn Reviews

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超過750頁由專家所編寫的香港保薦人盡職審查指引可供免費下載,為香港保薦人所主辦的一項舉措,目的是為促進有關香港盡職審查的適當行為標準的發展

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有關《指引》的發展 | 香港保薦人盡職審查指引

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2月 2, 2015. 聯交所已刊發更新的指引信GL27-12 簡化系列 有關首次公開招股的上市文件披露指引 '概要及摘要'一節 及指引信GL41-12 首次公開招股個案的披露規定指引 披露營業記錄期後的重大財務、運營及/或經營狀況轉變。 根據該等修訂 - 申請人就不利變動如何影響財務、營運及/經營狀況須在上市文件的 概要 一節作出定性或定量披露以及相關解說 - 該披露須讓投資者對不利變動的重要性有所了解 -. 1月 19, 2015. 10月 17, 2014. 9月 8, 2014. 4月 4, 2014. 4月 4, 2014. 2月 26, 2014. 香港交易所刊發簡化系列-有關首次公開招股個案中的上市文件披露 適用法律及法規 一節的新指引信GL72-14及刊發簡化系列-有關首次公開招股個案中的上市文件披露- 行業概覽 的更新指引信GL48-13. 1月 30, 2014. 香港交易所於2014年1月29日刊發(i) 簡化系列-有關首次公開招股個案中的上市文件披露 適用法律及法規 一節的新指引信GL72-14,及(ii). 1月 29, 2014. 1月 29, 2014.

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超連結政策 | 香港保薦人盡職審查指引

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HKCFEF Limited ( HKCFEF ) 在不作出事先通知的情況下,保留修訂以下所列載條款的權利。 HKCFEF 歡迎創建其網站的超連結,若閣下欲連接至HKCFEF的網站,HKCFEF樂意知悉閣下的網站。 除非 HKCFEF另有批准, 連接HKCFEF網站的所有連結應連接至HKCFEF網站的首頁。 因此,僅應展示名稱HKCFEF Limited及HKCFEF的網站位址 http:/ www.duediligenceguidelines.com.

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第23.4章 – 合資格人士的資格 | 香港保薦人盡職審查指引

http://duediligenceguidelines.cn/publication/ddg-23-04

第234章 – 合資格人士的資格. I) 在考慮中的礦化及礦床類型或者石油勘探類別、儲量估算 視何者適用而定 以及礦業公司正在進行的活動方面有至少五年相關經驗 [ 上市規則 第18.21(1)條]. Ii) 具有專業資格,並屬相關 公認專業組織 一名聲譽良好的成員 而其所屬司法管轄區是交易所認為其法定證券監管機構已與[證監會]訂有令人滿意的安排,可提供相互協助 [ 上市規則 第18.21(2)條] 及. Iii) 獨立於[礦業公司]、其董事、高級管理人員及顧問[並符合 上市規則 第18.22(1)至(4)條的特別規定]。 412 就[ 操守準則 ]第17.5(c)段而言,保薦人應使其本身信納. 操守準則 第17. 7(a)段]. 421 根據 上市規則 第18.27條,保薦人的責任是確保任何合資格人士均符合 上市規則 第十八章的規定。 與第三方 包括專家顧問 的互動 所載的指引。 438 上市規則 第18.22條所規定的獨立性確認,應納入合資格人士的委聘函件內。 HKCFEF Limited 及撰文律師行、會計師及保薦人並非透過本 盡職審查指引 提供法律、財務或專業意見或服務,亦不應予以依賴作此用途。

4

第22.3章 – 審閱結果、補救措施及披露資料 | 香港保薦人盡職審查指引

http://duediligenceguidelines.cn/publication/ddg-22-03

第223章 – 審閱結果、補救措施及披露資料. HKCFEF Limited 及撰文律師行、會計師及保薦人並非透過本 盡職審查指引 提供法律、財務或專業意見或服務,亦不應予以依賴作此用途。 第223章 – 審閱結果、補救措施及 披露資料. 附錄一 第三方 包括專家顧問 的問題樣本. 管理層經驗及 上市規則 第18.04 條有關豁免 上市規則 第8.05 條的測試. 附錄一 2008 年至2012 年在香港主板首次公開招股農業活動 生物資產公司名單. 根據 操守準則 第17.3 - 17.5 段及17.7 段的意見基準、保證及結論文件. 增補附件3 (a) 啟動會議的簡報材料及(b) 香港宣傳備忘錄的建議附文. 增補附件9 將由銀團成員 於特殊情況 簽署的函件格式.

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HKCFEF Limited ( HKCFEF ) reserves the right to revise the terms and conditions set out below without prior notice. 1 Hyperlinks to HKCFEF’s website. If you wish to link an external website to a specific page of HKCFEF’s website, you must first obtain the prior written approval of HKCFEF which may be given subject to conditions. HKCFEF will assess each request on a case-by-case basis. HKCFEF has the sole discretion to determine the way in which the hyperlink. 2 Hyperlinks from HKCFEF’s Website. The inclu...

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References

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Guidance from the SFC, the Hong Kong Stock Exchange and others on the sponsor regulatory regime, initial listing applications, experts and other IPO professionals, reasonable due diligence and compliance with the standards set out in Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission. Hong Kong Sponsor Due Diligence Guidelines. Index of Reference Documents. And the Hong Kong Department of Justice Bilingual Laws Information System. Manageme...

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Developments

http://duediligenceguidelines.com/developments

Updates and news about the Hong Kong Sponsor. The sponsor regulatory regime, Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission, Hong Kong IPOs and guidance provided by The Stock Exchange of Hong Kong Ltd and the Securities and Futures Commission. HKEx Publishes New Guidance on IPO Vetting and Suitability for Listing. Jun 6, 2016. HKEx Publishes Listing Document Simplification Guide. Apr 6, 2016. Feb 2, 2015. The Exchange has published upd...

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Developments

http://www.ddguidelines.com/developments

Updates and news about the Hong Kong Sponsor. The sponsor regulatory regime, Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission, Hong Kong IPOs and guidance provided by The Stock Exchange of Hong Kong Ltd and the Securities and Futures Commission. HKEx Publishes New Guidance on IPO Vetting and Suitability for Listing. Jun 6, 2016. HKEx Publishes Listing Document Simplification Guide. Apr 6, 2016. Feb 2, 2015. The Exchange has published upd...

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Due Diligence Guidelines

http://www.ddguidelines.com/publication

Hong Kong Sponsor Due Diligence Guidelines. Register for a free download of the pdf version of the due diligence guidelines. Developed by Hong Kong sponsors. In light of Paragraph 17 of the Code of Conduct. For Persons Licensed by or Registered with the Securities and Futures Commission. You need to register and log in before you can download or read the PDF version of this content. Please use the login form on the right to login or create an account. As at January 2015). 3 Approach and Scope. 28 Overall...

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About the Due Diligence Guidelines

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About the Due Diligence Guidelines. The Hong Kong Sponsor Due Diligence Guidelines have been developed as an initiative of Hong Kong sponsors for the purpose of promoting standards in the conduct of due diligence in respect of new Hong Kong listings of equity securities with a view to maintaining the integrity of the Hong Kong market and, in particular, to assuring the quality of information disclosed in listing documents. These due diligence guidelines. It should have an additional benefit of serving as...

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References

http://www.ddguidelines.com/reference

Guidance from the SFC, the Hong Kong Stock Exchange and others on the sponsor regulatory regime, initial listing applications, experts and other IPO professionals, reasonable due diligence and compliance with the standards set out in Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission. Hong Kong Sponsor Due Diligence Guidelines. Index of Reference Documents. And the Hong Kong Department of Justice Bilingual Laws Information System. Manageme...

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Due Diligence Guidelines

http://duediligenceguidelines.com/publication

Hong Kong Sponsor Due Diligence Guidelines. Register for a free download of the pdf version of the due diligence guidelines. Developed by Hong Kong sponsors. In light of Paragraph 17 of the Code of Conduct. For Persons Licensed by or Registered with the Securities and Futures Commission. You need to register and log in before you can download or read the PDF version of this content. Please use the login form on the right to login or create an account. As at January 2015). 3 Approach and Scope. 28 Overall...

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香港保薦人盡職審查指引

第212章 – 物業估值師報告. 第233章 – 管理層經驗及 上市規則 第18.04 條有關豁免 上市規則 第8.05 條的測試. 第234章 – 合資格人士的資格. 第235章 – 合資格人士的報告. 第236章 – 報告準則. 第237章 – 財務資料 現金成本、營運資金、商品價格及盈利途徑. 第232章 – 上市資格. 第221章 – 引言. 第222章 – 環境盡職審查程序. 第223章 – 審閱結果、補救措施及披露資料. Designed by Elegant WordPress Themes.

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Hong Kong Sponsor Due Diligence Guidelines

Developed by Hong Kong sponsors in light of Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission. Guidance from the SFC, the Hong Kong Stock Exchange and others on the sponsor regulatory regime, initial listing applications, experts and other IPO professionals, reasonable due diligence and compliance with the standards set out in Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commiss...

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Le nostre Due Diligence. Per Chi, Come e Dove. Le nostre Due Diligence. SCEGLI LA PROFESSIONALITA' E LA CORTESIA, SCEGLI LA SERENITA'. Egrave; specializzato in Due Diligence, intese come attività di verifica, analisi e controllo di Aziende Private (Ho.Re.CA., Industria, Servizi) o Enti Pubblici, in ottica di una globale operazione di M&A o di un singolo Checkup. Principali obiettivi della nostra attività investigativa consistono nel:. Che potrebbero comportare passività latenti;. Le nostre Due Diligence.