Finop Solution is an independent professional firm offering regulatory compliance solutions exclusively for introducing Broker-Dealers. My name is Diane Goodin. I am a Texas CPA and FINRA Series 27 Financial & Operations Principal (FINOP) with years of experience serving broker-dealer firms across the United States.
http://www.finopsolution.com/
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Goodin, Diane
8505 W●●●●●●l Cove
Au●●in , TX, 78759
US
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Finop Solution
Goodin, Diane
8505 W●●●●●●l Cove
Au●●in , TX, 78759
US
View this contact
Finop Solution
Goodin, Diane
8505 W●●●●●●l Cove
Au●●in , TX, 78759
US
View this contact
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NETWORK SOLUTIONS, LLC.
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Finop Solution - Qualified, Experienced, Affordable BD Regulatory Compliance | finopsolution.com Reviews
https://finopsolution.com
Finop Solution is an independent professional firm offering regulatory compliance solutions exclusively for introducing Broker-Dealers. My name is Diane Goodin. I am a Texas CPA and FINRA Series 27 Financial & Operations Principal (FINOP) with years of experience serving broker-dealer firms across the United States.
finopsolution.com
FAQ - Finop Solution
http://www.finopsolution.com/faq
Qualified, Experienced, Affordable BD Regulatory Compliance. August 25, 2016. What are your qualifications and experience? I have been a Registered Series 27 FINOP since 1998. I have been a licensed CPA in good standing in the State of Texas since 1996. During my FINOP career, I have provided services to over 20 Broker-Dealers across the United States and maintain a clean compliance record. How is the data gathered? What tasks are performed by Broker-Dealer personnel? Although the net capital computation...
Services - Finop Solution
http://www.finopsolution.com/services
Qualified, Experienced, Affordable BD Regulatory Compliance. August 25, 2016. A typical Finop Solution engagement includes the following services I will perform on behalf on your firm:. I will compute and monitor your firm’s net capital in accordance with SEC Rule 15c3-1. I will prepare and electronically submit your firm’s FOCUS reports on a periodic basis as required. I will gather relevant information and electronically submit your firm’s annual Schedule I as required by FINRA. Who I Am…. My name is D...
About - Finop Solution
http://www.finopsolution.com/about
Qualified, Experienced, Affordable BD Regulatory Compliance. August 25, 2016. My name is Diane Goodin. I am a Certified Public Accountant, licensed in the State of Texas since 1996. I have been a licensed Series 27 FINOP since 1998 and have successfully served as registered FINOP to numerous Broker-Dealer clients across the United States since that time. During my tenure as a FINOP, I have maintained a clean compliance record with FINRA and have never experienced a client complaint. Who I Am…. My name is...
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Finop Solution - Qualified, Experienced, Affordable BD Regulatory Compliance
Qualified, Experienced, Affordable BD Regulatory Compliance. March 28, 2018. Finop Solution is an independent professional firm offering regulatory compliance solutions exclusively for introducing Broker-Dealers. My name is Diane Goodin. I maintain a FINRA Series 27 Financial and Operations Principal (FINOP) license and have years of experience serving broker-dealer firms across the United States. Website designed and maintained by North Austin Web.
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