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Your Source for Regulatory Intelligence. Fear, Loathing, and Profit in U.S. Bond Markets. By Imogen Rose-Smith January 11, 2017, Institutional Investor. In December the Federal Reserve Board published a paper proving what. Read More →. Draghi Calls for ECB Oversight of U.K. Clearing After Brexit. By John Dextrixhe and Silla Brush January 11, 2017, Bloomberg Markets. Mario Draghi said the European Central Bank should. Read More →. US Regulator Warns on Tough U.K. and E.U. Derivatives Battle. By Sean M....

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Your Source for Regulatory Intelligence. Fear, Loathing, and Profit in U.S. Bond Markets. By Imogen Rose-Smith January 11, 2017, Institutional Investor. In December the Federal Reserve Board published a paper proving what. Read More →. Draghi Calls for ECB Oversight of U.K. Clearing After Brexit. By John Dextrixhe and Silla Brush January 11, 2017, Bloomberg Markets. Mario Draghi said the European Central Bank should. Read More →. US Regulator Warns on Tough U.K. and E.U. Derivatives Battle. By Sean M&#46...
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FinReg|Alert | finregalert.com Reviews

https://finregalert.com

Your Source for Regulatory Intelligence. Fear, Loathing, and Profit in U.S. Bond Markets. By Imogen Rose-Smith January 11, 2017, Institutional Investor. In December the Federal Reserve Board published a paper proving what. Read More →. Draghi Calls for ECB Oversight of U.K. Clearing After Brexit. By John Dextrixhe and Silla Brush January 11, 2017, Bloomberg Markets. Mario Draghi said the European Central Bank should. Read More →. US Regulator Warns on Tough U.K. and E.U. Derivatives Battle. By Sean M&#46...

INTERNAL PAGES

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1

FinReg|Alert – City Should Push for ‘Bespoke Equivalence,’ Say Lobby Groups

http://www.finregalert.com/city-should-push-for-bespoke-equivalence-say-lobby-groups

Your Source for Regulatory Intelligence. City Should Push for ‘Bespoke Equivalence,’ Say Lobby Groups. City Should Push for ‘Bespoke Equivalence,’ Say Lobby Groups. Thu, Jan 12, 2017 @ 7:35. January 12, 2016, Financial News. UK financial services firms should seek a bespoke form of equivalence to maintain access to European markets, according to a pair of new reports published by City lobby groups. Bank of England (BOE). United Kingdom (U.K.). EC Unveils PRIIPs RTS Amendments.

2

FinReg|Alert – Massad Says CFTC Focused on Fine Tuning Financial Rules

http://www.finregalert.com/massad-says-cftc-focused-on-fine-tuning-financial-rules

Your Source for Regulatory Intelligence. Massad Says CFTC Focused on Fine Tuning Financial Rules. Massad Says CFTC Focused on Fine Tuning Financial Rules. Fri, Sep 5, 2014 @ 4:00. Timothy Massad, chairman of the Commodity Futures Trading Commission, talks about the outlook for the agency and financial regulations. He speaks with Peter Cook on Bloomberg Television’s “Market Makers.”. FCA: ‘Wait and See’ if MiFID Swaps Rules Are Ready in January. EC Unveils PRIIPs RTS Amendments.

3

FinReg|Alert – U.S. Regulator Warns on Tough U.K. and E.U. Derivatives Battle

http://www.finregalert.com/u-s-regulator-warns-on-tough-u-k-and-e-u-derivatives-battle

Your Source for Regulatory Intelligence. US Regulator Warns on Tough U.K. and E.U. Derivatives Battle. US Regulator Warns on Tough U.K. and E.U. Derivatives Battle. Thu, Jan 12, 2017 @ 7:45. January 11, 2017, Financial Times. The UK.’s looming departure from the European Union will pose a challenge for London’s derivatives trading and infrastructure, according to a key U.S. market regulator. Commodity Futures Trading Commission (CFTC). United Kingdom (U.K.). United States (U.S.).

4

FinReg|Alert – Aren’t You Glad You Asked? ESMA’S Latest Q&A

http://www.finregalert.com/arent-you-glad-you-asked-esmas-latest-qa

Your Source for Regulatory Intelligence. Aren’t You Glad You Asked? ESMA’S Latest Q&A. Aren’t You Glad You Asked? ESMA’S Latest Q&A. Mon, Jan 9, 2017 @ 8:00. By George Bollenbacher, Capital Markets Advisors. Originally published on the TabbFORUM. On Dec. 16, ESMA released its latest set of questions and answers. On the implementation of MiFID II and MiFIR. ESMA points out in its introduction that:. Firms will have to ensure that the intended outcomes can be successfully achieved on an on-going basis....

5

FinReg|Alert – 2017: This Time It’s Different – 6 Dominant Themes Driving Global Financial Services

http://www.finregalert.com/2017-this-time-its-different-6-dominant-themes-driving-global-financial-services

Your Source for Regulatory Intelligence. 2017: This Time It’s Different 6 Dominant Themes Driving Global Financial Services. 2017: This Time It’s Different 6 Dominant Themes Driving Global Financial Services. Fri, Jan 6, 2017 @ 8:00. By Indra Chourasia, Tata Consultancy Services. Originally published on the TabbFORUM. Taking the repeated cues from the past, it is safe to say at the beginning of 2017 that this time it is different. Standing at the beginning point, the economic outlook for the year ahead p...

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derivalert.org derivalert.org

Comment: CCP Basis and the Future of Cleared Swap Pricing

http://www.derivalert.org/news/bid/107412/Comment-CCP-Basis-and-the-Future-of-Cleared-Swap-Pricing

Comment: CCP Basis and the Future of Cleared Swap Pricing. August 7, 2015, Risk. Dealers predict "more granular" pricing for cleared trades, after CME-LCH basis blow-out. The lifecycle of a trade is often split into two hemispheres. There are things that happen prior to the trade being executed quote requests, the communication of bids and offers, credit checks and so on and things that happen afterwards. Lt;p>Your browser does not support iframes.</p>. SEC Approves 'Negative Affirmation' Rule.

derivalert.org derivalert.org

Derivative Events

http://www.derivalert.org/derivatives-events

The most relevant industry events and conferences where OTC derivatives regulation and its impact will be discussed. Legal Aspects of Clearing. June 7, 2016, London. This conference will be useful for lawyers, documentation specialists and others working in or intending to work in clearing. The course will provide an introduction to the issues and regulatory obligations and drivers for clearing derivative contracts, looking also at how clearing works from both a practical and legal viewpoint. June 9, 2016.

derivalert.org derivalert.org

U.S. Regulators Said to Step Up Scrutiny of Debt-Fund Liquidity

http://www.derivalert.org/news/bid/107413/U-S-Regulators-Said-to-Step-Up-Scrutiny-of-Debt-Fund-Liquidity

US Regulators Said to Step Up Scrutiny of Debt-Fund Liquidity. By Nabila Ahmed, Tracy Alloway and Sridhar Natarajan. August 6, 2015, Bloomberg Business. US financial regulators are stepping up inquiries into whether funds that buy debt are prepared for an exodus of investors as the central bank moves closer to raising interest rates for the first time in nine years. Lt;p>Your browser does not support iframes.</p>. Trans-Atlantic Swaps Rift Spurs U.S. Market-Damage Concerns. Europe Delays Key Swaps Rules.

derivalert.org derivalert.org

CCP Basis Market Takes Off -- But Will Buy-Side Join In?

http://www.derivalert.org/news/bid/107411/CCP-Basis-Market-Takes-Off-But-Will-Buy-Side-Join-In

CCP Basis Market Takes Off - But Will Buy-Side Join In? August 7, 2015, Risk. Over the past three months, it has been more expensive to trade a pay-fixed US dollar swap that will clear at CME than at rival LCH.Clearnet, resulting in a surge in volumes and volatility for so-called basis trades. Now, banks are trying to get buy-side firms involved. Lt;p>Your browser does not support iframes.</p>. Tradeweb is a leading global provider of online marketplaces for fixed income and derivatives. That's why Deriv...

derivalert.org derivalert.org

DerivAlert.org Disclaimer – News and Information About Derivatives Regulation

http://www.derivalert.org/disclaimer

In no event will Tradeweb be liable for any loss or damage including without limitation, indirect or consequential loss or damage, or any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection with, the use of this website. Every effort is made to keep the website up and running smoothly. However, Tradeweb takes no responsibility for, and will not be liable for, the website being temporarily unavailable due to technical issues beyond our control.

derivalert.org derivalert.org

Regulatory Timeline

http://www.derivalert.org/legislative-timeline

March 26, 2014. Interim final rule to clarify the scope of permissible access by market participants to swap data and information maintained by a registered swap data repository becomes effective. Expected mandatory trading on SEFs/designated contract markets. November 26, 2013:. Tradeweb TW SEF Completes First Swaps Compression Trade. October 29, 2013:. Tradeweb Designates Swaps to be Made Available to Trade on SEFs. October 2, 2013. September 6, 2013. August 5, 2013. July 30, 2013. July 3, 2013. A corr...

derivalert.org derivalert.org

OTC Derivatives Reform News Updates

http://www.derivalert.org/news

Trans-Atlantic Swaps Rift Spurs U.S. Market-Damage Concerns. June 13, 2016, Bloomberg. The European Union’s decision to postpone collateral rules for swaps is putting pressure on U.S. regulators to follow suit to avoid rupturing the $493 trillion market dominated by the world’s biggest banks. The European Commission, the E.U.’s executive arm,. US, EU. Uncleared Margin Rules "Impossible" for Asia. June 10, 2016, Risk. This is an industry-wide concern that affects U.S. and European banks, as well a...The S...

derivalert.org derivalert.org

Swap Data Risk Rising – Q&A with DTCC’s Marisol Collazo

http://www.derivalert.org/blog/bid/107355/Swap-Data-Risk-Rising-Q-A-with-DTCC-s-Marisol-Collazo

Swap Data Risk Rising Q&A with DTCC’s Marisol Collazo. On Mon, Jul 27, 2015 @ 02:12 PM. We spoke with Collazo about the current state of swap data reporting, to get her views on what she notes is a lack of global harmonization on data reporting standards, which could create systemic risk. DerivAlert: Could you tell us a bit about DTCC’s role in swap data reporting? DA: Can you give us a scenario in which this lack of a system of checks-and-balances could become a problem? DA: So, what’s the solution?

derivalert.org derivalert.org

Basel IV Is the Buzzword as Europe’s Big Banks Brace for Costs

http://www.derivalert.org/news/bid/107414/Basel-IV-Is-the-Buzzword-as-Europe-s-Big-Banks-Brace-for-Costs

Basel IV Is the Buzzword as Europe’s Big Banks Brace for Costs. August 6, 2015, Bloomberg Business. Basel IV is coming. Laurent Mignon, chief executive officer of Natixis SA, sounded that alarm on July 31, referring to the mass of regulatory work in the pipeline at the Basel Committee on Banking Supervision. The issue was raised on at least a dozen other European banks’ earnings calls in recent weeks. Lt;p>Your browser does not support iframes.</p>. US, EU. Uncleared Margin Rules "Impossible" for Asia.

derivalert.org derivalert.org

5 Trends Resulting from the Regulatory-Driven Changes to the Markets

http://www.derivalert.org/blog/bid/107389/5-Trends-Resulting-from-the-Regulatory-Driven-Changes-to-the-Markets

5 Trends Resulting from the Regulatory-Driven Changes to the Markets. On Mon, Aug 03, 2015 @ 10:07 AM. By Sol Steinberg, OTC Partners. Originally published on TABB Forum. 1 Sell-Side Exits Bring New Buy-Side Business Opportunities. This change can create new business opportunities for technology providers and third-party risk managers willing to help put those reforms in place. On the buy side, as certain business lines become uneconomic for sell-side players, hedge funds and others can step in to do...

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FinReg|Alert

Your Source for Regulatory Intelligence. Fear, Loathing, and Profit in U.S. Bond Markets. By Imogen Rose-Smith January 11, 2017, Institutional Investor. In December the Federal Reserve Board published a paper proving what. Read More →. Draghi Calls for ECB Oversight of U.K. Clearing After Brexit. By John Dextrixhe and Silla Brush January 11, 2017, Bloomberg Markets. Mario Draghi said the European Central Bank should. Read More →. US Regulator Warns on Tough U.K. and E.U. Derivatives Battle. By Sean M&#46...

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