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FSA Lawyer - Financial Services Advocacy

FSA Lawyer - Financial Services Advocacy from Alasdair Sampson throughout the UK, specialist advice on FSA investigation with 30 years experience

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FSA Lawyer - Financial Services Advocacy | fsalawyer.co.uk Reviews
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FSA Lawyer - Financial Services Advocacy from Alasdair Sampson throughout the UK, specialist advice on FSA investigation with 30 years experience
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7 FSA thematic reviews
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FSA Lawyer - Financial Services Advocacy | fsalawyer.co.uk Reviews

https://fsalawyer.co.uk

FSA Lawyer - Financial Services Advocacy from Alasdair Sampson throughout the UK, specialist advice on FSA investigation with 30 years experience

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fsalawyer.co.uk fsalawyer.co.uk
1

FSA Lawyer - Financial Services Advocacy

http://fsalawyer.co.uk/index.html

Financial services regulation is a highly specialised area, and to those subject to it can be very challenging. Challenge is what I do, and what I’ve been doing day and daily over 30 years in all areas of legal practice, the last 10 specifically in financial services. The FSA operates a combined principles and rules based regulatory system which includes FOS complaints. But why would you need a lawyer if you haven’t done anything wrong? My experience and approach when dealing with FSA investigatory work ...

2

Testimonials - Alasdair Sampson (FSA Lawyer)

http://fsalawyer.co.uk/testimonials.html

Ldquo;Thanks Alasdair. It makes sense the way you have explained it. I have total faith in you and appreciate your skill and expertise. I truly feel that this unjust machine would have devoured us by now without your defence. Director, Pave Financial Management Ltd, Bath. Westwood Independent Financial Planners, Motherwell and London. Managing Director, The Matrix Model Group (UK) Ltd, Liverpool. Chief Executive Officer, UK Innovative Financial Designs Ltd (IFD), Waterlooville. I engaged Alasdair to help...

3

FSA Services - Financial Services Advocacy

http://fsalawyer.co.uk/my-service.html

I understand what it is that you do. Just a salesman selling random financial products to customers. That’s what FSA thinks you do. You are a professional who. And works with your. To plan their financial future. You know and I know that there is a world of difference. Its. Just about ticking boxes on a “fact-find”. I offer a personal legal service to any FSA authorised person or firm engaged in a Supervision or Enforcement investigation.

4

Case Histories - Alasdair Sampson (FSA Lawyer)

http://fsalawyer.co.uk/case-histories.html

Self certified mortgages investigations. GTEP Investigations No 1 and No 2. UCIS Supervision review No 1. UCIS Supervision review No 2. UCIS Supervision review No 3. Consumer complaint No 1. Class action" consumer complaint No 1. Class action" consumer complaint No 2. Specialised consumer complaint No 3. Again acting on the instructions of a group of IFAs, complaints are to be submitted on behalf of 30 clients of the IFAs against a firm of stockbrokers operating a contract-for-difference programme.

5

FSA Lawyer - Blog - Financial Services Advocacy

http://fsalawyer.co.uk/alasdair-sampson-blog.html

FSA Lawyer - Blog. 04/05/2012 Pottage v FSA Regulatory Liabilities of Chief Executives .and others. The decision of the Upper Tribunal in Pottage v FSA in April 2012 concerned the regulatory responsibilities of a Chief Executive, being CF3. Clearly this will also be of interest to all of you who fulfill the CF1 director, CF4 partner, CF10 compliance oversight and CF11 money laundering reporting functions within any authorised firm. Under APER Principle 7 a SIF must take:. Bull; The practical implications...

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Financial services regulation is a highly specialised area, and to those subject to it can be very challenging. Challenge is what I do, and what I’ve been doing day and daily over 30 years in all areas of legal practice, the last 10 specifically in financial services. The FSA operates a combined principles and rules based regulatory system which includes FOS complaints. But why would you need a lawyer if you haven’t done anything wrong? My experience and approach when dealing with FSA investigatory work ...

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