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FSC

All staff are members of the Australasian Compliance Institute. FSC provides specialist compliance, risk management and governance solutions to organisations seeking independent assurance and expert advice on their regulatory and corporate obligations. As evidence of its commitment to the compliance industry, all FSC staff are members of the Australasian Compliance Institute. FSC delivers a risk based compliance framework to organisations operating in complex regulatory environments by:.

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FSC | fsc.net.au Reviews

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All staff are members of the Australasian Compliance Institute. FSC provides specialist compliance, risk management and governance solutions to organisations seeking independent assurance and expert advice on their regulatory and corporate obligations. As evidence of its commitment to the compliance industry, all FSC staff are members of the Australasian Compliance Institute. FSC delivers a risk based compliance framework to organisations operating in complex regulatory environments by:.

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1 about fsc

2 our services

3 our clients

4 our approach

5 welcome to fsc

6 financial services consulting

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FSC | fsc.net.au Reviews

https://fsc.net.au

All staff are members of the Australasian Compliance Institute. FSC provides specialist compliance, risk management and governance solutions to organisations seeking independent assurance and expert advice on their regulatory and corporate obligations. As evidence of its commitment to the compliance industry, all FSC staff are members of the Australasian Compliance Institute. FSC delivers a risk based compliance framework to organisations operating in complex regulatory environments by:.

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fsc.net.au

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FSC

http://fsc.net.au/content/fsc-our-services.htm

FSC work within the business of each of its ASIC and APRA Licensee clients to develop an effective compliance framework. This includes monitoring, reviewing and reporting on:. Organisational competence (human, IT and financial). Compliance and supervision obligations. Representative and call centre monitoring. Due diligence of business documents. Compensation and insurance arrangements. Monitoring of service providers. FSC assists new and established licensees with:. Board and Trustee training.

2

FSC

http://fsc.net.au/content/index.htm

All staff are members of the Australasian Compliance Institute. FSC provides specialist compliance, risk management and governance solutions to organisations seeking independent assurance and expert advice on their regulatory and corporate obligations. As evidence of its commitment to the compliance industry, all FSC staff are members of the Australasian Compliance Institute. FSC delivers a risk based compliance framework to organisations operating in complex regulatory environments by:.

3

FSC

http://fsc.net.au/content/fsc-about-us.htm

Key facts about Financial Services Consulting:. Professional compliance team members. Integrated into small to medium sized financial service businesses. Enhanced skill set within ASIC (AFSL and Credit) and APRA licensees. Compliance and Risk Consultant. CCP, FFin, BBus,. GDip AppFin (Sec Inst). Over 20 years financial services compliance experience. Founding Director of FSC in 2002. Awarded designation of Certified Compliance Professional (CCP) from the Australasian Compliance Institute (ACI) in 2006.

4

FSC

http://fsc.net.au/content/fsc-our-clients.htm

FSC partners with a diverse range of financial services organisations to ensure they efficiently execute their compliance obligations. O ur current clients include:. Fund managers and responsible entities. Registered and unregistered managed investment schemes. Wholesale residential mortgage funders. Commercial Approach to Compliance.

5

FSC

http://fsc.net.au/content/fsc-our-approach.htm

FSC approach compliance on a commercial and practical basis which is achieved by adopting a consultative and educative process. Our corporate philosophy is based on the belief that the most effective compliance occurs not just in the observance of rules, but also through establishing a set of ingrained values, attitudes, beliefs and habits that embrace the objectives of regulation. FSC will achieve its objectives through:. Independent and impartial execution of the compliance services.

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All staff are members of the Australasian Compliance Institute. FSC provides specialist compliance, risk management and governance solutions to organisations seeking independent assurance and expert advice on their regulatory and corporate obligations. As evidence of its commitment to the compliance industry, all FSC staff are members of the Australasian Compliance Institute. FSC delivers a risk based compliance framework to organisations operating in complex regulatory environments by:.

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