The Investment Industry Regulatory Organization of Canada is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC sets high-quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets.
http://www.iiroc.ca/
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Investment Industry Regulatory Organization of Canada (IIROC) | iiroc.ca Reviews
https://iiroc.ca
The Investment Industry Regulatory Organization of Canada is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC sets high-quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets.
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Welcome to ePublications, IIROC’s Email Alert Service. It’s free, it’s fast and it’s easy to use. The service allows you to choose the type of information you want from IIROC’s website, http:/ www.iiroc.ca. How does it work? You can change your selection criteria whenever you want and as many times as you want. And anyone can subscribe. If you have any questions, contact [email protected]. Not a user, sign up here. The Email field is required. The Email field is required. The Password field is required.
Crisis Communication Centre
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Notice of Basis Order
Notice of Basis Order. All fields with *are required). Details of Client Order. Equity Basket Notional Amount. Details of Offsetting Hedge Transaction. Effective Index Level of Hedge Trades:. Time of Execution of Hedge Transaction:. Details of Client Fill. Date/Time of Fill Report:. Basket Price (index level equivalent). Basis included in price (please report in cents/share):.
IIROC Annual Reports
In keeping with IIROC’s commitment to transparency and accountability, these reports set out the activities, progress, and achievements of IIROC in the public interest. IIROC Annual Report 2015 - 2016. IIROC Annual Report 2014 - 2015. Available on the IIROC website. Go to IIROC Website.
Bond Trade Data
Domestic and Foreign AI/AC Financial Information
Domestic and Foreign AI/AC Financial Information. AI/AC database last updated August 2014. The purpose of the Domestic and Foreign Acceptable Institutions (AI) and Acceptable Counterparties (AC) database is to assist all Dealer Members in the coding of customer accounts that qualify as an AI or AC as defined in the General Notes and Definitions to Form #1. The following features are available to Dealer Members accessing the AI/AC internet database application. Counterparties upgraded to AI.
iiroc.ca
Careers
http://www.iiroc.ca/Pages/Careers.aspx
Our Role and Mandate. Nominees to Other Boards. National Advisory Committee and District Councils. Market Monitoring and Analysis. Know Your Advisor and the IIROC AdvisorReport. Getting Your Money Back. Internet Resources for Investors. Halts and Resumptions / Cease Trade Orders. Calendar of Disciplinary Hearings. Annual Reports and Strategic Plan. Regulatory and Investing Links. Studies, Reports and Presentations. Our Role and Mandate. IIROC History and FAQ. Nominees to Other Boards. How We Review and A...
Know Your Advisor / The IIROC AdvisorReport
http://www.iiroc.ca/investors/knowyouradvisor/Pages/default.aspx
Our Role and Mandate. Nominees to Other Boards. National Advisory Committee and District Councils. Market Monitoring and Analysis. Know Your Advisor and the IIROC AdvisorReport. Getting Your Money Back. Internet Resources for Investors. Halts and Resumptions / Cease Trade Orders. Calendar of Disciplinary Hearings. Annual Reports and Strategic Plan. Regulatory and Investing Links. Studies, Reports and Presentations. Advantages of Using an IIROC-Registered Advisor. Take Action: Questions You Should Ask.
Understanding Financial Certifications
http://www.iiroc.ca/investors/UnderstandFinCert/Pages/default.aspx
Our Role and Mandate. Nominees to Other Boards. National Advisory Committee and District Councils. Market Monitoring and Analysis. Know Your Advisor and the IIROC AdvisorReport. Getting Your Money Back. Internet Resources for Investors. Halts and Resumptions / Cease Trade Orders. Calendar of Disciplinary Hearings. Annual Reports and Strategic Plan. Regulatory and Investing Links. Studies, Reports and Presentations. Know Your Advisor and the IIROC AdvisorReport. Getting Your Money Back. Provides basic inf...
Investment Industry Regulatory Organization of Canada (IIROC)
http://www.iiroc.ca/French/About/Pages/default.aspx
Our Role and Mandate. Nominees to Other Boards. National Advisory Committee and District Councils. Market Monitoring and Analysis. Know Your Advisor and the IIROC AdvisorReport. Getting Your Money Back. Internet Resources for Investors. Halts and Resumptions / Cease Trade Orders. Calendar of Disciplinary Hearings. Annual Reports and Strategic Plan. Regulatory and Investing Links. Studies, Reports and Presentations. Protecting Investors and Supporting Healthy Canadian Capital Markets. July 13, 2016. 160; ...
Investment Industry Regulatory Organization of Canada (IIROC)
http://www.iiroc.ca/English/Pages/home.aspx
Our Role and Mandate. Nominees to Other Boards. National Advisory Committee and District Councils. Market Monitoring and Analysis. Know Your Advisor and the IIROC AdvisorReport. Getting Your Money Back. Internet Resources for Investors. Halts and Resumptions / Cease Trade Orders. Calendar of Disciplinary Hearings. Annual Reports and Strategic Plan. Regulatory and Investing Links. Studies, Reports and Presentations. Protecting Investors and Supporting Healthy Canadian Capital Markets. July 13, 2016. 160; ...
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Home | Foster & Associates Financial Services
http://www.fostergroup.ca/profile/corporate-governance-statement
EF-FEC-TIVE [adj] : producing a result that is wanted. Effective Investing. Tailor made for you. When you choose Foster and Associates, we work for you, not the banks or other issuers. Through our independent team of experienced Investment Advisors, we offer both individual advisory services and portfolio management. Ldquo;I have always had confidence in Foster to help me successfully navigate the market’s ups and downs, and they haven’t let me down.”. ALAN S., TORONTO, ONTARIO. We want to take your inve...
Jitneytrade equities services | Jitneytrade
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Trade’s core is our clients" title=" Jitney. Trade’s core is our clients" Professional Traders. Your vehicle to victory. Our clients count on our institutional equity sales and trading team for their experience, market insight, dedication and anonymity to minimize market impact while achieving best execution. Trade efficiently and effectively helps our clients achieve their objectives. Customizable Trading and Solutions. Through years of experience, Jitney. For more information please contact us. Trade p...
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Trade’s core is our clients" title=" Jitney. Trade’s core is our clients" Professional Traders. Trade Up to Greater Efficiency. Trade is designed to suit the specific needs for institutional and professional clients. We offer tailored execution services for those interested in broker-assisted execution, sponsored access as well as sophisticated and customized trading platforms. Direct-to-Floor / Institutional Sales Execution. 24-Hour Global Execution Capability. Institutions, hedge funds, proprietary tra...
Jitneytrade personalized services and solutions to assist you | Jitneytrade
http://www.jitneytrade.com/for-institutions/client-services
Trade’s core is our clients" title=" Jitney. Trade’s core is our clients" Professional Traders. Personalized services and solutions to assist you! Trade confidentiality and discretion are assured. Our strength is to understand your needs and have the flexibility to adapt our products, services and resources, while allowing you to remain autonomous. We are committed and capable in providing our clients with tailored services and solutions. For any questions or inquires, contact us. 1 866 608 0099.
Investment & Financial Planning Services offered by The Reynolds Financial Team
http://www.ridingteam.ca/investment-services
Your Personal Financial Website. 3 Levels of Expertise. Cash and Credit Management. Young Singles and Families. Personal Wealth Management Strategy. Our Commitment is Our Word. The Value of Advice. The Cost of Advice. IPC Private Wealth Manager Insights. Cash and Credit Management. Investment and Financial Planning Services. Severance and Early Retirement Report. Securing your Familys Future. 2016 Investment Planning Counsel - Last Updated: Aug 23, 2016 at 9:52 AM. Policies and Complaint Resolution.
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Accès aux comptes en ligne. Richardson GMP embraces fiduciary excellence. Our commitment to safeguarding your wealth. The Benefits of Richardson GMP. Our Tax and Estate Planning Team. The Bramson Wealth Group. MANAGING YOUR WEALTH. ON YOUR TERMS. The linchpin of our business is Richardson GMP, the largest independent investment firm in Canada. The firm empowers us to advise clients objectively without bias to any particular product or platform, brings us access to the widest universe of investment op...
PWL Advisors and Portfolio Managers – Find a Financial Advisor in Canada | PWL Capital
https://www.pwlcapital.com/en/Advisor/Toronto
Learn what makes us different. Governance and Internal Controls. PWL Capital delivers real value to its clients with a disciplined investment approach and a focus on personal service. Is changing the way canadians invest. PWL Capital - Toronto. Meet the Toronto Team. We focus on what we can control: selecting an asset mix, managing risk, minimizing fees and taxes, and encouraging discipline. What Our Clients Are Saying. Dan and Michelle Scholes. Yarmouth, Nova Scotia. Justin, Shannon and PWL Capital have...
FAQ
http://www.mycfoweb.ca/faq
What is a professional? Do I need a professional? What standards are professionals held to? What is a family office? What services does a family office provide? How do I benefit from a family office? What does a family office cost? How Chris can Help. My business is expanding rapidly, what do I do? I just came in to a large sum of money, can you help? I'm contemplating the sale of my business, what's the best way? I need help managing the finances of my business, what can you do? What sets Chris apart?
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Investment Industry Regulatory Organization of Canada (IIROC)
Turn on more accessible mode. Turn off more accessible mode. Nominees to Other Boards. National Advisory Committee and District Councils. Market Monitoring and Analysis. Know Your Advisor: IIROC AdvisorReport. Getting Your Money Back. Brochures and Investment Resources for Investors. Halts and Resumptions / Cease Trade Orders. Calendar of Disciplinary Hearings. Annual Reports and Strategic Plan. Regulatory and Investing Links. Studies, Reports and Presentations. We apologize for any inconvenience. Learn ...
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