imhoffconsultingproject.blogspot.com
"i-think" by Imhoff Consulting ProjectA nice place to visit for thoughts on securities regulation enforcement and for compliance reminders.
http://imhoffconsultingproject.blogspot.com/
A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders.
http://imhoffconsultingproject.blogspot.com/
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"i-think" by Imhoff Consulting Project | imhoffconsultingproject.blogspot.com Reviews
https://imhoffconsultingproject.blogspot.com
A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders.
imhoffconsultingproject.blogspot.com
"i-think" by Imhoff Consulting Project: Belated Happy New Year
http://imhoffconsultingproject.blogspot.com/2011/01/belated-happy-new-year.html
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Monday, January 17, 2011. Belated Happy New Year. If you have to, under the FACT ACT and the Red Flags Rule, make sure you put in place a Written Identity Theft Program. To my knowledge, the rule is now enforceable. Look for my prior ramblings on this topic if you want some background. Describes this new requirement. Sharon at Imhoff Consulting Project.
"i-think" by Imhoff Consulting Project: August 2010
http://imhoffconsultingproject.blogspot.com/2010_08_01_archive.html
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Thursday, August 5, 2010. Update Your Procedures: Summary of Some Recent Changes. Summary of some changes during the first half of 2010. You'll want to be sure to update your procedures manuals (there were more changes than those listed here.read all your Notices! A It was a recommended purchase or exchange (non-recommended trans. still must happen w/in one day).
"i-think" by Imhoff Consulting Project: November 2010
http://imhoffconsultingproject.blogspot.com/2010_11_01_archive.html
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Monday, November 15, 2010. Is an Anagram of "Wells Notice" Okay? I'm thinking "swell notice" might be somewhere in my manual, or "client lowse"? Or maybe "elite clowns"? Will one of these do? What I am referring to is this: in last week's FINRA news release. And attached Letter of AWC. Many thanks to Andy's Anagram Solver for online assistance.
"i-think" by Imhoff Consulting Project: October 2010
http://imhoffconsultingproject.blogspot.com/2010_10_01_archive.html
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Monday, October 18, 2010. Outside Business Activities: The New Rule. Pull up Notice 10-49. To see FINRA's announcement of some recent Rule Consolidation changes. Within these is the shiny new FINRA Rule 3270. For what they're worth, here are my comments. Bit lengthy: my apologies. According to Article I Definitions in NASD By-Laws. No more excuses: if the Rep. 2) Co...
"i-think" by Imhoff Consulting Project: Change of Accountant?
http://imhoffconsultingproject.blogspot.com/2009/12/change-of-accountant.html
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Friday, December 4, 2009. Hey, if you hired a new accountant to do your year-end audit, remember that you have to tell SEC about it. You can find the Designation of Accountant form at this link:. Http:/ www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/industry/p009841.pdf. Here is the delivery information I have:. SECURITIES AND EXCHANGE COMMISSION.
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Reaching New Heights In Construction Excellence. Imhoff Construction Services is a client-oriented, commercial construction company with over two decades of design-build and general contracting experience. Since our inception in 1985, our company has earned a reputation for honesty and integrity in our business practices and for constructing high quality, functional buildings at the best possible value for our clients. Our construction specialties include project delivery, new building constructi...Versi...
imhoffconsultingproject.blogspot.com
"i-think" by Imhoff Consulting Project
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Monday, February 28, 2011. Hi There. I revised my website: it now includes my blog. This means you go to one cyberplace to visit me, not two. This is the last blog entry I'll make on this account, and I'll leave it here for visitors who are looking for me. Go to my website. Http:/ www.imhoffconsultingproject.com/. Sharon at Imhoff Consulting Project. 1 December 10: ...
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