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LOVELANDCONSULTING.COM

LOVELAND CONSULTING

8220;I have been consulting in the financial services sector for more than 30 years. In that time, I’ve learned how critical it is to know the subject matter and be a trustworthy resource.”. I consult on broker-dealer and investment adviser legal and compliance matters, including providing enforcement defense and expert testimony in arbitrations and litigation. I regularly prepare and present fiduciary training for firms and individuals nationwide.

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12808 Gra●●●●●●●●●kway West

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Jack●●●●ille , FL, 32258

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1.57●●●●8780
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Jack●●●●ille , FL, 32258

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8220;I have been consulting in the financial services sector for more than 30 years. In that time, I’ve learned how critical it is to know the subject matter and be a trustworthy resource.”. I consult on broker-dealer and investment adviser legal and compliance matters, including providing enforcement defense and expert testimony in arbitrations and litigation. I regularly prepare and present fiduciary training for firms and individuals nationwide.
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LOVELAND CONSULTING | lovelandconsulting.com Reviews

https://lovelandconsulting.com

8220;I have been consulting in the financial services sector for more than 30 years. In that time, I’ve learned how critical it is to know the subject matter and be a trustworthy resource.”. I consult on broker-dealer and investment adviser legal and compliance matters, including providing enforcement defense and expert testimony in arbitrations and litigation. I regularly prepare and present fiduciary training for firms and individuals nationwide.

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lovelandconsulting.com lovelandconsulting.com
1

LOVELAND CONSULTING

http://www.lovelandconsulting.com/mediation.htm

8220;Mediation is different than arbitration and litigation and is often a more congenial, effective process for all involved. If you would like to know more about mediation, contact me at your convenience.”. Mediation has several advantages, particularly when utilized early in the life of a lawsuit:. Because many securities disputes settle before the arbitration hearing can be held, early mediation enables management to evaluate a case early and encourages the early resolution of the case before time, e...

2

LOVELAND CONSULTING

http://www.lovelandconsulting.com/about.htm

About Keith Alden Loveland. I consult on virtually all areas of broker-dealer and investment adviser legal and compliance matters, including services for dual registrants, hybrid firms, and financial planning practices. Among the services I provide to clients:. Registration as an Investment Advisor. Creation and maintenance of compliance policies, supervisory procedures and operations manuals. Mock audits" to help firms prepare for actual audits by the SEC, State or FINRA.

3

LOVELAND CONSULTING

http://www.lovelandconsulting.com/estateplanning.htm

8220;You have better things to do than worry about what will happen to your estate. With my help in planning for the future, you can be confident your wishes will be carried out, and will meet the letter of the law.”. I offer a full range of estate planning services for individuals, married couples, domestic partners and small business owners across the Twin Cities metropolitan area, including:. Revocable and Irrevocable Trusts. Irrevocable Life Insurance Trusts.

4

LOVELAND CONSULTING

http://www.lovelandconsulting.com/index.htm

8220;I have been consulting in the financial services sector for more than 30 years. In that time, I’ve learned how critical it is to know the subject matter and be a trustworthy resource.”. I consult on broker-dealer and investment adviser legal and compliance matters, including providing enforcement defense and expert testimony in arbitrations and litigation. I regularly prepare and present fiduciary training for firms and individuals nationwide.

5

LOVELAND CONSULTING

http://www.lovelandconsulting.com/fiduciary.htm

8220;My ultimate goal is to thoroughly review your practices and procedures, to make sure you are above reproach.”. Accredited Investment Fiduciary Analyst. Prevention is the best medicine. The most effective, least expensive way to address issues is before, not after, legal and regulatory agencies come calling. This is where I can help. As an experienced Accredited Investment Fiduciary Analyst, I can help you make sure your firm is above reproach. A Fiduciary Review is a smart start.

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8220;I have been consulting in the financial services sector for more than 30 years. In that time, I’ve learned how critical it is to know the subject matter and be a trustworthy resource.”. I consult on broker-dealer and investment adviser legal and compliance matters, including providing enforcement defense and expert testimony in arbitrations and litigation. I regularly prepare and present fiduciary training for firms and individuals nationwide.

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