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Wednesday, August 26, 2009. NASAAs List of Investor Traps. The North American Securities Administrators Association. Each of the investment traps identified by NASAA are listed below, with a link to an example, advisory, or additional explanation:. These unregistered investments, encompassing a variety of products including movies, infomercials, internet ******** and pornography sites, promise high returns while offering little disclosure of risk. 2 Gold Bullion and Currency Scams. Despite the heightened...

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Wednesday, August 26, 2009. NASAAs List of Investor Traps. The North American Securities Administrators Association. Each of the investment traps identified by NASAA are listed below, with a link to an example, advisory, or additional explanation:. These unregistered investments, encompassing a variety of products including movies, infomercials, internet ******** and pornography sites, promise high returns while offering little disclosure of risk. 2 Gold Bullion and Currency Scams. Despite the heightened...
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Forum News Feed | mutualfunddirectorsforum.blogspot.com Reviews

https://mutualfunddirectorsforum.blogspot.com

Wednesday, August 26, 2009. NASAAs List of Investor Traps. The North American Securities Administrators Association. Each of the investment traps identified by NASAA are listed below, with a link to an example, advisory, or additional explanation:. These unregistered investments, encompassing a variety of products including movies, infomercials, internet ******** and pornography sites, promise high returns while offering little disclosure of risk. 2 Gold Bullion and Currency Scams. Despite the heightened...

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1

Forum News Feed: Fed and Treasury Extend TALF

http://mutualfunddirectorsforum.blogspot.com/2009/08/fed-and-treasury-extend-talf.html

Wednesday, August 19, 2009. Fed and Treasury Extend TALF. Yesterday, the Federal Reserve Board and the Treasury Department announced that they will extend the the Term Asset-Backed Securities Loan Facility (TALF). Through March 31, 2010 for newly issued asset-backed securities (ABS) and legacy commercial mortgage-backed securities (CMBS), and newly issued CMBS through June 30, 2010. Previously, loans through the TALF had been set to expire on December 31, 2009. March 17, 2009. April 2, 2009. Forum News F...

2

Forum News Feed: SEC Proposes Short-Selling Restrictions

http://mutualfunddirectorsforum.blogspot.com/2009/04/sec-proposes-short-selling-restrictions.html

Thursday, April 16, 2009. SEC Proposes Short-Selling Restrictions. Last week, the SEC approved two proposals amending Regulation SHO. To restrict short sales, and is soliciting comments on these proposed amendments. Approach 1: Market-Wide and Permanent. 8220;short sale price test” or “short sale price test restriction”). Proposes two alternative short sale price tests: one based on the national best bid and the second based on the last sale price:. Approach 2: Security-Specific and Temporary. In additio...

3

Forum News Feed: SEC and CFTC Announce Meetings on Harmonizing Regulations

http://mutualfunddirectorsforum.blogspot.com/2009/08/sec-and-cftc-announce-meetings-on.html

Wednesday, August 26, 2009. SEC and CFTC Announce Meetings on Harmonizing Regulations. Which called on the SEC and CFTC to “make recommendations to Congress for changes to statutes and regulations that would harmonize regulation of futures and securities.” The White Paper. The SEC announcement of the joint meetings is available at: http:/ www.sec.gov/news/press/2009/2009-186.htm. About Forum News Feed. A publication of the Mutual Fund Directors Forum. Http:/ www.mfdf.com/. Search Forum News Feed. Click t...

4

Forum News Feed: SEC Seeks Comments on New Short-Selling Price Test

http://mutualfunddirectorsforum.blogspot.com/2009/08/sec-seeks-comments-on-new-short-selling.html

Thursday, August 20, 2009. SEC Seeks Comments on New Short-Selling Price Test. As we reported in April in our post, " SEC Proposes Short-Selling Restrictions. The Commission proposed amendments to Regulation SHO. To restrict short sales. In that rule proposal, the Commission sought comment on two alternative short sale price tests, one based on the national best bid and the second based on the last sale price:. SEC Proposes Short-Selling Restrictions. April 16, 2009. About Forum News Feed. Forum News Fee...

5

Forum News Feed: Details of the Term Asset-Backed Securities Loan Facility

http://mutualfunddirectorsforum.blogspot.com/2009/03/details-of-term-asset-backed-securities.html

Tuesday, March 17, 2009. Details of the Term Asset-Backed Securities Loan Facility. K&L Gates has issued a very useful document describing the emerging details ouf how the Term Asset-Backed Securities Loan Facility. TALF) will fuction, and how financial institutions, including U.S. based investment companies, can participate. The TALF is not part of the Troubled Asset Relief Program. K&L Gates' summary includes details on:. The mechanics of how the program will work;. What loans are eligible under TALF;.

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Forum News Feed

Wednesday, August 26, 2009. NASAAs List of Investor Traps. The North American Securities Administrators Association. Each of the investment traps identified by NASAA are listed below, with a link to an example, advisory, or additional explanation:. These unregistered investments, encompassing a variety of products including movies, infomercials, internet gambling and pornography sites, promise high returns while offering little disclosure of risk. 2 Gold Bullion and Currency Scams. Despite the heightened...

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