terranua.com
TerraNua | GRC | Our products and solutions
http://www.terranua.com/services.php
We have recently amalgamated our sites. For the most up-to-date information please visit MCO. STREAMLINE GOVERNANCE, RISK AND COMPLIANCE. TerraNua’s compliance office software tools improve Governance, Risk and Compliance functions within wealth management firms and broker-dealer operations. The products streamline processes, reduce compliance office monitoring costs and improve customer relationship management. The flexibility to run a wide selection of pre-clearance and post trade rules. The capability...
terranua.com
TerraNua | Compliance Trade Surveillance Solution
http://www.terranua.com/mysurveillanceoffice.php
Trade Surveillance with MyComplianceOffice. Your Trading compliance office monitoring software assists chief compliance officers with automated fund, portfolio trades and holdings surveillance. The compliance program monitors employee personal trading activity and generates alerts to prevent SEC or FINRA non-compliance breaches of portfolio or funds mandates. Manages client and household suitability requirements. Generates alerts for violations of the trade, fund or portfolio criteria. Our monitoring red...
terranua.com
TerraNua - Industry Specific GRC Software
http://www.terranua.com/products.php
THE SPECIALISTS IN COMPLIANCE SOFTWARE AS A SERVICE (SaaS). Take control of your compliance program with integrated software solutions that deliver an unprecedented level of control and oversight. Our software solutions cover employee code of conduct, gifts and entertainment, third party and vendor risk management, KYC and trade surveillance programs. MyComplianceOffice in 90 Seconds. EMPLOYEE CODE OF CONDUCT. TELL ME ABOUT CODE OF CONDUCT. VENDOR and 3RD PARTY RISK. Our Know Your Third Party (KYTP) prod...
terranua.com
TerraNua | Trade monitoring for SEC, FINRA & FCA compliance.
http://www.terranua.com/index.php
COMPLIANCE CONTROL AT YOUR FINGER TIPS. TerraNua offers software solutions to manage your Governance, Risk and Compliance responsibilities. We deliver these solutions under our MyComplianceOffice brand, covering employee code of conduct, customer management, third party and vendor risk management, and trade surveillance. We are a specialist risk and compliance software company, dedicated to synchronizing the needs of your business with the demands of regulation in your sector. MyComplianceOffice. Our adv...
terranua.com
TerraNua | GRC | Our Company & Experience
http://www.terranua.com/about.php
We are experienced, dedicated experts who specialize in compliance software solutions. Compliance Experience and Expertise. Employee code of conduct. Third party and vendor risk. Brian Fahey has been delivering complex technology solutions to meet critical business objectives within the investment management industry for over 20 years. He has provided these solutions to large and small investment firms across US, Europe and Asia. His focus over the last 7 years has been building cost-effective Risk a...
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