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Bad Compliance Practices Die Hard | NCS Compliance Blog
https://ncscomplianceblog.wordpress.com/2009/11/06/bad-compliance-practices-die-hard
Just another WordPress.com weblog. Bad Compliance Practices Die Hard. November 6, 2009. Posted by ncscomplianceblog in Investment Advisers and Broker Dealers. I think it was in the first Die Hard movie, or perhaps the twentieth, that Bruce Willis warned the bad guy: I’m the fly in the ointment, the monkey in the wrench. Unfortunately, compliance can throw a monkey wrench into the best marketing strategy. Testimonials convey the impression that every client had a positive experience with the adviser. ...
DISCLOSURES CAN REMEDY COMPLIANCE PROBLEMS | NCS Compliance Blog
https://ncscomplianceblog.wordpress.com/2009/10/23/disclosures-can-remedy-compliance-problems
Just another WordPress.com weblog. DISCLOSURES CAN REMEDY COMPLIANCE PROBLEMS. October 23, 2009. Posted by ncscomplianceblog in Investment Advisers and Broker Dealers. Disclosures help to ensure that a communication is thorough, complete, and not misleading. Communicating with clients using social media is especially dangerous, because these messages are not typically accompanied by appropriate disclosures. One coupon per check, per visit. Second entree must be of equal or greater value. Only original co...
A Bad Choice of Words Can Hurt RIAs | NCS Compliance Blog
https://ncscomplianceblog.wordpress.com/2009/09/02/29
Just another WordPress.com weblog. A Bad Choice of Words Can Hurt RIAs. September 2, 2009. Posted by ncscomplianceblog in Investment Advisers and Broker Dealers. At the onset, let’s make sure everyone is on board with the terminology we will be using. RIA refers to the advisory firm. In contrast, an IAR is the person who gives advice and/or manages money for the RIA. The reason I get uptight about IARs texting clients or prospective clients is because they may be violating their fiduciary obligations and...
September | 2009 | NCS Compliance Blog
https://ncscomplianceblog.wordpress.com/2009/09
Just another WordPress.com weblog. A Bad Choice of Words Can Hurt RIAs. September 2, 2009. Posted by ncscomplianceblog in Investment Advisers and Broker Dealers. At the onset, let’s make sure everyone is on board with the terminology we will be using. RIA refers to the advisory firm. In contrast, an IAR is the person who gives advice and/or manages money for the RIA. The reason I get uptight about IARs texting clients or prospective clients is because they may be violating their fiduciary obligations and...
Be Careful When Covering Your Assets Under Management | NCS Compliance Blog
https://ncscomplianceblog.wordpress.com/2009/12/03/be-careful-when-covering-your-assets-under-management
Just another WordPress.com weblog. Be Careful When Covering Your Assets Under Management. December 3, 2009. Posted by ncscomplianceblog in Investment Advisers and Broker Dealers. Although I rarely go to parties attended by investment adviser representatives (IARs), especially since I’m usually in bed by 9:30, I imagine there is shop talk. And sometimes, I’m sure, IARs talk about their firm’s assets under management. Les is the author of GROWING WITHIN THE LINES: THE INVESTMENT ADVISER’S ADVERTISING AND M...
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Доставка в страны Балтии и СНГ. Экспресс за сутки по России. В страны СНГ и Балтии. Приём отправлений в офисах. Raquo; и «Возврат отправления», а индивидуальные клиенты с удовольствием пользуются «Службой поручений» и дополнительными услугами. Курьерская доставка по Москве и области. В условиях чрезвычайной срочности курьерская служба становится единственным вариантом решения проблемы — как еще можно быстро транспортировать важный груз, бандероль или документы, обеспечив их полную сохранность? NCS предла...
NCS Commercial Funding, LLC || Welcome Commercial Loans
NCS Commercial Funding is a national wholesale commercial mortgage lender based in Atlanta, Georgia. Providing commercial loans from $500,000 to $50 million, secured by income producing real estate, NCS Commercial Funding receives loan requests from a commercial loan origination network of over 9,000 mortgage brokers. NCS Commercial was formed to originate commercial loans along side its billion dollar wholesale residential securitizer, NCS Mortgage Services. April 10, 2018.
NCS Technologies
Computer Network Sales and Service. Including Servers Routers Switches Desktops Cabling. Business Telephone Sales and Service. Including Asterisk Sangoma VoIP Voicemail Cabling. Satellite Installation Sales and Service. Including VSAT DSS Steerable Cabling. Security Cameras And DVR. Including IP Camera Systems. Installation and Repair. Servers to Desktops and TV Distrubution. Product / Service #3. Use this space to tell people what your company does and why and how it does it. What're you known for?
NCS Company
I GET IT Training. Value Added Reseller of 3D Printers, 3D Scanners and CAD Software and Services. NCS Company can help you or your business enter the 3D Printing, 3D CAD and 3D Scaning field. We will offer you a range of hardware and software to satisfy your needs. We can also provide you with technical support, training and guidance in navigating this exciting new journey. Rhino 3D CAD software can create, edit, analyze, document, render, animate, and translate NURBS curves, surfaces, and solids, point...
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NCS Compliance Blog | Just another WordPress.com weblog
Just another WordPress.com weblog. Calculating Your Assets Under Management: Part Deux. December 29, 2009. Posted by ncscomplianceblog in Investment Advisers and Broker Dealers. Calculating Your Assets Under Management: Part Deux. Step 1: Determine if the account is a securities portfolio. The securities portfolios used in calculating assets under management may include all of the following:. Accounts for clients who are not residents of the U.S. Accounts for which an adviser received no compensation.
NCS COMPLIANCY KIOSK
The NCS Compliancy Kiosk is where members of the construction and facility management industries exchange information about the U.S. National CAD Standard (NCS), with a focus on NCS compliancy issues. Visitors are encouraged to comment; they can also LINK directly to anything of interest they find here. Tuesday, December 8, 2009. NCS Article - Southern Arizona AIA Chapter - Perspective Newsletter. Links to this post. Monday, November 9, 2009. Theoretically, the specs could meet NCS requirements if they w...
NCS Resins Australia | Fibreglass Suppliers Brisbane | Fibreglass Materials Brisbane | Composite Materials Supplies Brisbane
Tel: (07) 3040 4353. 991 UNWAXED RESIN PAU 40. UNCOMP 1075 WHITE GELCOAT. POOLCOAT 73 WHITE FLOWCOAT. POOLCOAT 73 NATURAL FLOWCOAT. FSP 1527 A NCS. VP-160A REV 2 17 03 10. MONO-COAT E331 - 0021. MONO-COAT 1470 - 981. DIRECT ROVING FILAMENT WINDING. COMPSET UNIVERSAL COMPOSITE ENGINEERING SYSTEM. COMPSET B175 INFUSION SYSTEM LP FV. PDS PP8 HONEYCOMB STANDARD. CHEMIND ISO 10-100 - PDS - Rev3.0. CHEMFOAM 21-121 - PDS. FSP 1934A-7 CORE ADHESIVE. Major Australian Distributor For NCS Resins. Is a high performa...
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NCS Computech Ltd
