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Newsroom |Access ETF Solutions
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Structure Matters Series: Know the Factors that drive performance. Jun 01, 2015. The goal of this next. Interview Date: August 10, 2015. Interview: Factors that matter – Insider sentiment. Interview Date: July 27, 2015. Interview: Factors that matter when hedging the Korean Won. In May 2014, We met with Jeremy Schwartz, Director of WisdomTree, about hedging the Japanese Yen. ( JeremySchwartz Structure Matters – Currency hedges Japan – Edited 5-4-14A. Interview Date: July 13, 2015. Global, which is the fi...
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Our Mission |Access ETF Solutions
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The Access ETF Solutions (“Access”) mission is to provide financial planning and investment solutions using ETFs for investors who value transparency, liquidity and portfolio construction. At Access these values are emphasized because they align us with the “American Dream” and are at the foundation of protecting our clients. Our mission is to provide a strategic plan as a recipe for success that can be monitored with changing individual circumstances and market dynamics. Have a question about how to con...
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What We Offer - ComplianceNow.bizComplianceNow.biz
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Applying best compliance practices to business development for new and established firms. ComplianceNow is dedicated to helping financial services firms, both existing and aspiring, to keep abreast of their compliance obligations, grow revenue and expand their reach. 8220;Make compliance an integral part of your business development mission.”. Patrick W. McKeon. Outstanding level of expertise. Over 27 years of financial industry professional expertise:. Understands Product Distribution Strategies:. Compr...
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Resources - ComplianceNow.bizComplianceNow.biz
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Welcome to the ComplianceNow.Biz Resource Center. How liable are FINOPs for investment-related practices, suitability and more? Simple, convenient but also risky: Uncovering the hidden cost of finder's fees (59 downloads). Need a direction for creating your own broker/dealer? Do you want to keep your organization compliant with best practices at the board level? Find out about our expert witness capabilities (62 downloads). Discover the opportunities that lie hidden in non-traded REITS (56 downloads).
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Independent Directorships - ComplianceNow.bizComplianceNow.biz
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Will this become a self-fulfilling prophecy at your firm? If compliance is not able to alert their boards about their internal work overload, the boards will be unaware of the problem and not allocate sufficient resources. The next time you have to fill a board vacancy, look to an expert who will view your organization from the perspective of an outsider who has a sixth sense of where potential regulatory pain points might appear. Patrick W. McKeon. Do you want to know more? Visit our Resource Center.
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No reproduction, distribution, or transmission of the information, graphics, or design included in this site is permitted without the written consent of Patrick W. McKeon, LLC. None of the images, HTML, scripts, or text found on these pages may be modified and/or adapted, linked to within a frame, or copied for any other site without the written consent of Patrick W. McKeon, LLC. Patrick W. McKeon, LLC. 34 Hayden Rowe Street. Hopkinton, MA 01748. Privacy Policy & Terms of Use.
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Regulatory Consulting - ComplianceNow.bizComplianceNow.biz
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If you have determined that you are ready to start your own broker-dealer or RIA, then we can make the process time-sensitive and cost-effective. While the registration process may seem lengthy, we can make up for lost time. For example, to get you up and running you can use our licenses for short periods of time. We can also show you how to implement a testing waiver application. Need a direction for creating your own broker-dealer? Our latest white paper will you show the way. Download your copy of our:.
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Hedge Funds - ComplianceNow.bizComplianceNow.biz
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Despite much of the negative publicity surrounding hedge fund compliance in the marketplace, reputable hedge fund managers ensure all investing is conducted in a prudent and transparent manner. Better managers ensure adherence to hedge fund regulation best practices like these:. All recordkeeping is conducted by a leading third-party administrator. All third-party auditing is conducted by a leading third-party auditor. Consistent with Audit and Regulatory Requirements:. Our services mitigate risks that c...
