NORTHSTARCOMPLIANCE.COM

North Star Compliance and Regulatory Solutions Inc.

North Star Compliance and Regulatory Solutions Inc. EFFICIENT. EFFECTIVE. EXPERIENCED. Your Guiding Light through the Regulatory Wilderness. Applying for and obtaining registration in the categories of portfolio manager, dealer, or investment fund manager in all Canadian jurisdictions. Designing compliance systems and drafting Policies and Procedures Manuals. Assisting in securities industry mergers, acquisitions and asset transactions, including due diligence and regulatory filings. Has an unmatched und...

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North Star Compliance & Regulatory Solutions Inc

David Gilkes

5700 -●●●●●●ing St

To●●to , Ontario, M5X 1C7

CANADA

1416●●●●4219

da●●●●●●●●●@northstarcompliance.com

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North Star Compliance & Regulatory Solutions Inc

David Gilkes

5700 -●●●●●●ing St

To●●to , Ontario, M5X 1C7

CANADA

1416●●●●4219

da●●●●●●●●●@northstarcompliance.com

View this contact

North Star Compliance & Regulatory Solutions Inc

David Gilkes

5700 -●●●●●●ing St

To●●to , Ontario, M5X 1C7

CANADA

1416●●●●4219

da●●●●●●●●●@northstarcompliance.com

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North Star Compliance and Regulatory Solutions Inc. | northstarcompliance.com Reviews

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North Star Compliance and Regulatory Solutions Inc. EFFICIENT. EFFECTIVE. EXPERIENCED. Your Guiding Light through the Regulatory Wilderness. Applying for and obtaining registration in the categories of portfolio manager, dealer, or investment fund manager in all Canadian jurisdictions. Designing compliance systems and drafting Policies and Procedures Manuals. Assisting in securities industry mergers, acquisitions and asset transactions, including due diligence and regulatory filings. Has an unmatched und...

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North Star Compliance and Regulatory Solutions Inc. | northstarcompliance.com Reviews

https://northstarcompliance.com

North Star Compliance and Regulatory Solutions Inc. EFFICIENT. EFFECTIVE. EXPERIENCED. Your Guiding Light through the Regulatory Wilderness. Applying for and obtaining registration in the categories of portfolio manager, dealer, or investment fund manager in all Canadian jurisdictions. Designing compliance systems and drafting Policies and Procedures Manuals. Assisting in securities industry mergers, acquisitions and asset transactions, including due diligence and regulatory filings. Has an unmatched und...

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northstarcompliance.com

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Compliance — North Star Compliance and Regulatory Solutions Inc.

http://www.northstarcompliance.com/compliance

North Star Compliance and Regulatory Solutions Inc. Look to certain fundamental principles, such as maintaining high standards of fitness and following prudent business practices to ensure registrants deal with their clients honestly, fairly and in good faith. NI 31-103 introduced many principle-based rules in the area of compliance which allow firms the flexibility to design and implement a compliance system that is customized to its size and manage the risks in its operations.

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About Us — North Star Compliance and Regulatory Solutions Inc.

http://www.northstarcompliance.com/about-us

North Star Compliance and Regulatory Solutions Inc. DAVID M. GILKES. Is the President and founder of North Star Compliance and Regulatory Solutions and provides personal service to all clients. He has over 30 years of experience in research, investigation and regulation of firms in financial industries including seven years at the Ontario Securities Commission. David earned his B.A. in Economics from McMaster University and his M.A. in Economics from Carleton University. Make the OM Exemption Safer?

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Regulatory Support — North Star Compliance and Regulatory Solutions Inc.

http://www.northstarcompliance.com/regulatory-support

North Star Compliance and Regulatory Solutions Inc. Recognize that investment firms have a very important function in the capital markets but also realize these firms and individuals are in a position where they may cause harm to the public. The ability to cause harm has been proven many times over the years. For this reason regulators have the power to monitor registrant conduct and investigate suspected violations of securities laws. Whether you have encountered compliance issues, wish to evaluate your...

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North Star Compliance and Regulatory Solutions Inc.

North Star Compliance and Regulatory Solutions Inc. EFFICIENT. EFFECTIVE. EXPERIENCED. Your Guiding Light through the Regulatory Wilderness. Applying for and obtaining registration in the categories of portfolio manager, dealer, or investment fund manager in all Canadian jurisdictions. Designing compliance systems and drafting Policies and Procedures Manuals. Assisting in securities industry mergers, acquisitions and asset transactions, including due diligence and regulatory filings. Has an unmatched und...

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