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OATS for All NMS Stocks

OATS for All NMS Stocks. Sunday, May 8, 2011. OATS Production rollout postponed to Oct. 3rd. 2011. Technical spec updated May 3rd. 2011. Http:/ www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/appsupportdocs/p123579.pdf. Thursday, March 24, 2011. Originally Published changes on January 11, 2011. For exchange listed securities, the symbol format of the Issue Symbol ID reported to OATS must follow the format published by the primary listing market. Re-purposed the Account Type Code. The Exchang...

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OATS for All NMS Stocks | oatsforallnmsstocks.blogspot.com Reviews
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OATS for All NMS Stocks. Sunday, May 8, 2011. OATS Production rollout postponed to Oct. 3rd. 2011. Technical spec updated May 3rd. 2011. Http:/ www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/appsupportdocs/p123579.pdf. Thursday, March 24, 2011. Originally Published changes on January 11, 2011. For exchange listed securities, the symbol format of the Issue Symbol ID reported to OATS must follow the format published by the primary listing market. Re-purposed the Account Type Code. The Exchang...
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OATS for All NMS Stocks | oatsforallnmsstocks.blogspot.com Reviews

https://oatsforallnmsstocks.blogspot.com

OATS for All NMS Stocks. Sunday, May 8, 2011. OATS Production rollout postponed to Oct. 3rd. 2011. Technical spec updated May 3rd. 2011. Http:/ www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/appsupportdocs/p123579.pdf. Thursday, March 24, 2011. Originally Published changes on January 11, 2011. For exchange listed securities, the symbol format of the Issue Symbol ID reported to OATS must follow the format published by the primary listing market. Re-purposed the Account Type Code. The Exchang...

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1

OATS for All NMS Stocks: Originally Published changes on January 11, 2011

http://oatsforallnmsstocks.blogspot.com/2011/03/originally-published-changes-on-january.html

OATS for All NMS Stocks. Thursday, March 24, 2011. Originally Published changes on January 11, 2011. For exchange listed securities, the symbol format of the Issue Symbol ID reported to OATS must follow the format published by the primary listing market. Re-purposed the Account Type Code. Added the Exchange Participant ID. As a conditional field to Route and Combined Order/Route Reports to capture the firm identifier used for order entry into an exchange. The Exchange Participant ID has also been added t...

2

OATS for All NMS Stocks: Changes added March 17th. 2011

http://oatsforallnmsstocks.blogspot.com/2011/03/changes-added-march-17th-2011.html

OATS for All NMS Stocks. Thursday, March 24, 2011. Changes added March 17th. 2011. Added the following validation: (Refer to Appendix B for the full definition). 2168 – Receiving Department ID or Originating Department ID must be populated. Modified the following validations: (Refer to Appendix B for the full definition). 2145 – Invalid Originating Department ID. 2167 – Combination of Order Origination Code and Account Type Code is not valid. 2169 – Missing Receiving Department ID.

3

OATS for All NMS Stocks

http://oatsforallnmsstocks.blogspot.com/p/expansion-of-oats-rules-will-be.html

OATS for All NMS Stocks. The expansion of the OATS Rules will be accomplished in three phases based on the symbol of the security. The phases will be implemented on July 11, 2011, July 18, 2011 and July 25, 2011. FINRA will announce at a later date the details of which symbols will be subject to OATS reporting during each phase. For exchange listed securities, the symbol format of the Issue Symbol ID. Reported to OATS must follow the format published by the primary listing market. View my complete profile.

4

OATS for All NMS Stocks: OATS Production rollout postponed to Oct. 3rd. 2011

http://oatsforallnmsstocks.blogspot.com/2011/05/oats-production-rollout-postponed-to.html

OATS for All NMS Stocks. Sunday, May 8, 2011. OATS Production rollout postponed to Oct. 3rd. 2011. Technical spec updated May 3rd. 2011. Http:/ www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/appsupportdocs/p123579.pdf. Subscribe to: Post Comments (Atom). View my complete profile. The expansion of the OATS Rules will be accomplis. OATS Production rollout postponed to Oct. 3rd. 201. Watermark template. Powered by Blogger.

5

OATS for All NMS Stocks: Summary of Changes

http://oatsforallnmsstocks.blogspot.com/p/summary-of-changes.html

OATS for All NMS Stocks. Expanded the OATS Rules to include. Including securities listed on the New York Stock Exchange, NYSE Amex and NYSE Arca. Field to Special Routing Condition. Receiving Department ID and Originating Department ID. Additional allowable value for. For OATS Reportable Securities. As a mandatory field to New Order, Combined Order/Route, Combined Order/Execution and Cancel/Replace Reports. Created standard allowable values for. And Originating Department ID. Modified allowable values for.

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OATS for All NMS Stocks

OATS for All NMS Stocks. Sunday, May 8, 2011. OATS Production rollout postponed to Oct. 3rd. 2011. Technical spec updated May 3rd. 2011. Http:/ www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/appsupportdocs/p123579.pdf. Thursday, March 24, 2011. Originally Published changes on January 11, 2011. For exchange listed securities, the symbol format of the Issue Symbol ID reported to OATS must follow the format published by the primary listing market. Re-purposed the Account Type Code. The Exchang...

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