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ocsec.com

Investment Banking, Public Finance, and Financial Advisory Services in Orange County

Full service investment banking, public finance, and financial advisory broker-dealer headquartered in Orange County, California.

http://www.ocsec.com/

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Investment Banking, Public Finance, and Financial Advisory Services in Orange County | ocsec.com Reviews

https://ocsec.com

Full service investment banking, public finance, and financial advisory broker-dealer headquartered in Orange County, California.

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ocsec.com ocsec.com
1

Press Releases » OCSEC

http://www.ocsec.com/news/press-release

O’Connor & Company underwriters $21 million Tulare County Board of Education Tax and Revenue Anticipation Notes. O’Connor & Company underwrites $12 million Delano Union School District, 2011 General Obligation Refunding bonds. O’Connor & Company Securities opens office in Woodland Hills. WOODLAND HILLS, CA (February 8, 2011) O’Connor & Company Securities, a privately held broker-dealer headquartered in Newport Beach, announced today that it has moved into offices in Woodland Hills, CA. This offi...NEWPOR...

2

O’Connor & Company underwriters $21 million Tulare County Board of Education Tax and Revenue Anticipation Notes » OCSEC

http://www.ocsec.com/2012/03/19/o’connor-company-underwriters-21-million-tulare-county-board-of-education-tax-and-revenue-anticipation-notes

O’Connor & Company underwriters $21 million Tulare County Board of Education Tax and Revenue Anticipation Notes. TRANs have been used for years by school districts, cities, counties and states to deal with cash flow deficits caused by the mismatch between expenditures (which tend to be level throughout the year) and revenues (which tend to be uneven throughout the year). About O’Connor & Company Securities: O’Connor & Company Securities, Inc. (OCS). Is a full-service brokerage with offices in Newport Bea...

3

Scope of Services » OCSEC

http://www.ocsec.com/scope-of-services

Public Finance Scope of Services. General Obligation Bond Financing. Certificates of Participation Financing. Water, Sewer or Utility Infrastructure Financing. Multi-Family Housing Project Financing. Variable Rate Demand Notes. Notes (BANS, TRANS, TANS, Etc). 501(c)3 Financing for Non-Profit Organizations. Taxable Municipal Bond Financings. Refunding and Advance Refunding. Credit Enhancement Analysis and Acquisition. Credit Rating Analysis and Acquisition. O'Connor and Company Securities Disclosures.

4

Key Personnel » OCSEC

http://www.ocsec.com/about/test

William A. O’Connor. Prior to co-founding O’Connor and Company Securities, Mr. O’Connor worked for a national broker-dealer for seven years. During this time, he served as lead underwriter for all of the firm’s negotiated and competitive issues in the western region and was an institutional municipal bond trader for five of these years. He also managed all trading, sales and underwriting activities of the Newport Beach branch during this time. Anthony M. Wetherbee. William J. O’Connor. Mr O’Connor ...

5

Disclosures » OCSEC

http://www.ocsec.com/resources/disclosures

MSRB Glossary of Municipal Securities Terms. Tax-Free vs. Taxable Yield Comparison. O’Connor and Company Securities is a member of the Securities Investor Protection Corporation (“SIPC.”) SIPC provides coverage up to $500,000 of which a maximum $100,000 applies to cash credit balances. This coverage does not safeguard against a decline or loss of market value of the securities in your account. For additional information regarding SIPC coverage, please contact SIPC. Please contact your registered represen...

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Investment Banking, Public Finance, and Financial Advisory Services in Orange County

O'Connor and Company provides various types of investment banking and underwriting services for public and non-profit agencies. Our staff have served as Lead Underwriter on billions of dollars worth of financings for hundreds of issuers. O'Connor and Company provides various types of investment products and services (including fixed income, equities and mutual funds) to institutional, corporate and individual clients. OCS provides investment banking, sales and advisory services. WOODLAND HILLS, CA (Febru...

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