rjohnrogers.ca rjohnrogers.ca

rjohnrogers.ca

R John Rogers

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R John Rogers | rjohnrogers.ca Reviews
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1

IIROC

http://www.rjohnrogers.ca/decisions/iiroc.html

Wednesday, 01 April 2009 18:12. This Hearing Panel orders in accordance with the powers conferred upon us pursuant to Rule 20.45 of the Dealer Member Rules that in its capacity as a Dealer Member:. Pursuant to Dealer Member Rule 20.45(1)(a), the membership of Gateway. Is hereby suspended indefinitely;. Pursuant to Dealer Member Rule 20.45(1)(d), Gateway. Shall immediately cease dealing with the public. This Order comes into effect on Friday, March 20, 2009 at 3:00 pm; and.

2

CIRA

http://www.rjohnrogers.ca/decisions/cira.html

Thursday, 26 March 2009 15:33. April 29, 05. Crown Plaza / Six Continents Hotels Inc. Thursday, 26 March 2009 15:33. Crown Plaza / Six Continents Hotels Inc. July 20, 05.

3

Career Highlights

http://www.rjohnrogers.ca/accreditation/career-highlights.html

Thursday, 26 March 2009 15:30. A lengthy legal career focusing on corporate law and securities, acting for both brokers and public issuers. Panel Chair of Disciplinary Panels of the Investment Industry Regulatory Organization of Canada (IIROC)(formerly the Investment Dealers' Association of Canada) since 1993. IIROC which regulates the Canadian Investment Industry's code of professional conduct; the US equivalent is the National Association of Securities Dealers (NASD). During John's time with the BCICAC:.

4

Accreditation

http://www.rjohnrogers.ca/accreditation/accreditation.html

Thursday, 26 March 2009 15:29. Member of the Law Society of BC. Accredited member of various panels. Last Updated ( Friday, 17 April 2009 16:02 ).

5

Current Issues

http://www.rjohnrogers.ca/decisions.html

Wednesday, 01 April 2009 18:12. This Hearing Panel orders in accordance with the powers conferred upon us pursuant to Rule 20.45 of the Dealer Member Rules that in its capacity as a Dealer Member:. Pursuant to Dealer Member Rule 20.45(1)(a), the membership of Gateway. Is hereby suspended indefinitely;. Pursuant to Dealer Member Rule 20.45(1)(d), Gateway. Shall immediately cease dealing with the public. This Order comes into effect on Friday, March 20, 2009 at 3:00 pm; and. Thursday, 26 March 2009 15:33.

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