complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight
http://complianceoversights.blogspot.com/2014/01/happy-new-year-weve-inserted-below.html
Monday, January 6, 2014. Happy New Year, We’ve inserted below a brief description of a current opening for a Branch Examiner - based in New York, NY. Please call with any questions you may have and provide resume in WORD format. Branch Examiner – Responsibilities include review of branch office records, completed questionnaires and branch operating procedures to ascertain compliance with Firm policies and procedures, SRO Rule and regulations. The Branch Examination review requires the ability t...DonR...
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight: September 2012
http://complianceoversights.blogspot.com/2012_09_01_archive.html
Saturday, September 1, 2012. Please e-mail resume and brief cover letter to:. Website has more information and ways to connect:. Http:/ www.RosenthalRecruiting.com. Head of Legal and Compliance – U.S. Location: New York, NY. Leading Global Financial Institution - Start-Up U.S. Broker-Dealer. The position will report to the Global Head of. Legal and Compliance and the New York business head (once hired). The role is based in New York. Advice with respect to our area of operations. 8226; Manage Registration.
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight
http://complianceoversights.blogspot.com/2014/02/normal-0-false-false-false-en-us-x-none.html
Monday, February 17, 2014. Seeking current interest in this brief position description. Office near Wall St. (NY) with a company that is an established FINRA member Broker-Dealer. Senior Compliance Officer - Position. If this opportunity or anything else may be of interest - or not let's speak by phone on this - soon in February or March 2014. Please call (973) 826-0537 or send an email to: Stuart@RosenthalRecruiting.com. The Rosenthal Consulting Group LLC. Follow me on Twitter. Broke And Broker (Singer).
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight: October 2014
http://complianceoversights.blogspot.com/2014_10_01_archive.html
Saturday, October 11, 2014. Audit Supervisor - is highlighted - with a top tier U.S. CPA Firm. Other roles I can now discuss and submit include an office. In Nassau County on the North Shore of Long Island. Both based in Midtown New York near Rockefeller Center. Full written job descriptions available promptly on request for all. To succeed in this position, considered candidates must demonstrate an understanding of the scope and approach to audits of businesses in various industries, among them. Founder...
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight: March 2012
http://complianceoversights.blogspot.com/2012_03_01_archive.html
Monday, March 26, 2012. Compliance Officer - Private Equity - New York, NY. A global Private Equity firm. Founded more than 30 years ago. Company Funds advised exceed $30 billion. Additional responsibilities will include:. 8226; Maintain regulatory records in the U.S. 8226; developing an understanding of business and application of SEC requirements to the business. 8226; Act as the initial point of contact in the U.S. office for compliance related queries. 8226; Excellent academic record. 8226; Must be a...
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight: August 2013
http://complianceoversights.blogspot.com/2013_08_01_archive.html
Saturday, August 10, 2013. Available on various websites. Legend Global Search, Inc. Senior Compliance Manager at. Jefferies and Company, Inc. People have recommended Stuart. The Rosenthal Consulting Group dba Rosenthal Recruiting. About The Rosenthal Consulting Group. Placements and clients include NYSE-listed Corporations, Global and Boutique Investment Banks, Broker-Dealers, Hedge Funds, Investment Advisors, Am Law 100 Law Firm. VP, Controller, CPA, Audit and Financial Reporting. January 10, 2013.
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight
http://complianceoversights.blogspot.com/2013/01/private-equity-pe-and-hedge-fund.html
Thursday, January 10, 2013. Private Equity (PE) and Hedge Fund (HF) Compliance Hiring less than expected. Who says? 8220;The growth of compliance teams is not what you think it would be,” said Stuart Rosenthal. Managing director of Rosenthal Recruiting. 8220;It’s a business decision first. The majority of firms are outsourcing when they can or hiring a junior person.”. Read more of what was said by Stuart Rosenthal. Follow me on Twitter. Call Rosenthal Recruiting to Discuss your Hiring Needs and Career.
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight
http://complianceoversights.blogspot.com/2012/10/this-is-brief-summary-of-two-full-time.html
Tuesday, October 23, 2012. This is a brief summary of two full-time and permanent job openings. Company Overview - International Consultancy. Public Company headquartered outside U.S., operations in Europe, North America and Asia-Pacific (Singapore, Sydney) to service its global client base. Employs over 400 capital markets consultants worldwide. Overview and Requirements: Explain Swap Execution Facility (SEF) regulatory requirements pursuant to Dodd-Frank. JD preferred. Ability to pick up a phon...Compl...
complianceoversights.blogspot.com
Rosenthal Recruiting - Jobs, Compliance and Financial Oversight: October 2012
http://complianceoversights.blogspot.com/2012_10_01_archive.html
Tuesday, October 23, 2012. This is a brief summary of two full-time and permanent job openings. Company Overview - International Consultancy. Public Company headquartered outside U.S., operations in Europe, North America and Asia-Pacific (Singapore, Sydney) to service its global client base. Employs over 400 capital markets consultants worldwide. Overview and Requirements: Explain Swap Execution Facility (SEF) regulatory requirements pursuant to Dodd-Frank. JD preferred. Ability to pick up a phon...Compl...
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