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Ruddy Law Office, PLLC – Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community

Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community

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Ruddy Law Office, PLLC – Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community | ruddylaw.com Reviews
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Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community
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1 awards and membership
2 news
3 practice areas
4 recent news
5 cftc lawyer
6 nfa lawyer
7 sec attorney
8 ferc attorney
9 forex law
10 hedge fund law
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awards and membership,news,practice areas,recent news,cftc lawyer,nfa lawyer,sec attorney,ferc attorney,forex law,hedge fund law,directions,legal disclaimer,site map,on genesis framework
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Ruddy Law Office, PLLC – Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community | ruddylaw.com Reviews

https://ruddylaw.com

Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community

INTERNAL PAGES

ruddylaw.com ruddylaw.com
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Exemption granted to online offering; substantive pre-existing relationships possible via the web

http://ruddylaw.com/exemption-granted-to-online-offering-substantive-pre-existing-relationships-possible-via-the-web

Ruddy Law Office, PLLC. Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community. Attorneys And Professional Staff. Exemption granted to online offering; substantive pre-existing relationships possible via the web. August 12, 2015. In a new, related Compliance and Disclosure Interpretations (CDI) ( Question 256.23. CVC qualification policies and procedures. Potential members must be accepted for membership. Th...

2

Attorneys And Professional Staff

http://ruddylaw.com/attorneys

Ruddy Law Office, PLLC. Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community. Attorneys And Professional Staff. Attorneys And Professional Staff. A full-service boutique firm, Ruddy Gregory is comprised of a team of five lawyers with transactional and litigation experience dedicated to delivering the highest quality of service to our clients. Mark E. Ruddy. James P. Gregory. Elizabeth A. Cannon, Law Clerk.

3

News

http://ruddylaw.com/news

Ruddy Law Office, PLLC. Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community. Attorneys And Professional Staff. FINRA Adopts Pay-to-Play Rules. August 31, 2016. FinCEN Issues Final Rules Requiring Identification and Verification of the Beneficial Owners of Legal Entity Customers and Ongoing Customer Due Diligence Requirements. August 30, 2016. August 29, 2016. The SEC has adopted amendments to the Investment A...

4

Practice Areas

http://ruddylaw.com/practice-areas

Ruddy Law Office, PLLC. Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community. Attorneys And Professional Staff. Our experience in securities law includes work in the following areas:. Corporate practice counsels business owners in all aspects of their organization of business entities, including appropriate formation of businesses (limited liability companies, limited partnerships, and general partnerships) an...

5

Awards and Membership

http://ruddylaw.com/awards-and-membership

Ruddy Law Office, PLLC. Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community. Attorneys And Professional Staff. Ruddy Gregory is a member of Alliance of Business Lawyers. And the National Introducing Brokers Association. And is a partner and industry associate of the Third Party Marketers Association. HedgeWeek U.S. Hedge Fund Services Awards 2015 – “Best North American Law Firm”. Return to top of page.

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theniba.com theniba.com

Member FCMs - National Introducing Brokers Association

http://www.theniba.com/association/FCM.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. The Futures Commissions Members (FCMs) of the NIBA are an essential part of the organization. Participating FCMs provide the Board of Directors advice and commentary on everything from industry change to company policy, provide association news to NIBA members through in-house newsletters and electronic communication systems, and believe in and encourage the IB-system of doing business. Advantage Futures was founded on the principle t...

theniba.com theniba.com

Conference Agenda - National Introducing Brokers Association

http://www.theniba.com/conference/conference.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. 25th Anniversary Chicago Conference. 2016 Membership Campaign Opens. Last day for NFA Election Ballots to be Received. NIBA Executive Board of Directors Meeting (Chicago). FCM/Service Provider Member Appreciation Reception (Chicago). NIBA Executive Board of Directors Meeting. NIBA Board of Directors Meeting (NYC). NIBA Membership Meeting, New York Athletic Club (NYC). NIBA Membership Committee Meeting. NIBA Executive Board Meeting.

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Member Benefits - National Introducing Brokers Association

http://www.theniba.com/Membership/MemberBenefits.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. NIBA offers members a number of exclusive benefits with particular attention to providing the means to build and maintain your enterprise efficiently and cost-effectively. Listing in the NIBA Futures Broker and CTA Directory. Receive exposure to potential clients and search engine optimization benefits by having a link to your site. Post relevant press releases about your firm and increase your visibility. As part of our partnership w...

theniba.com theniba.com

Testimonials - National Introducing Brokers Association

http://www.theniba.com/Membership/testimonials.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. The Chicago NIBA (conference) was time and money well spent for my business. It gave me a chance to meet companies that provide services to our industry and other IB’s. I came away with several ideas and contacts that will make a positive difference to our bottom line.". Boca Raton, Florida. EG - SGX based trader. Quality presentations, trading ideas, seeing old friends, and networking made this event worthwhile and fun.".

theniba.com theniba.com

Member Exchanges - National Introducing Brokers Association

http://www.theniba.com/association/exchanges.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. The following Exchanges are members of the NIBA. The association greatly appreciates their generous and continuing financial support. 55 West Monroe Street Suite 3600. Chicago, IL 60603. Tel: 312.977.0598.

theniba.com theniba.com

Membership - National Introducing Brokers Association

http://www.theniba.com/membership.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. Membership in the NIBA is open to all Introducing Brokers, independent and guaranteed, CTAs, CPOs and Affiliated Persons. There are also categorized memberships for specified trade associations, Futures Commissions Merchants and other futures registrants, service providers and others who have a related interest in the futures industry are welcome to become NIBA members. Join the NIBA- we look forward to your voice and support!

theniba.com theniba.com

Our Association - National Introducing Brokers Association

http://www.theniba.com/association.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. NIBA- The association for derivatives professionals. NIBA was established as a non-profit association in 1991 to:. Help members find greater success through education and networking; and,. Provide members with a voice in regulatory and industry matters. During the past 25 years, NIBA has accomplished many objectives. To name only a very few:. Lowering of NFA dues from $1,000 annually to $750 for IBs and CTAs. Bring us together at leas...

theniba.com theniba.com

NIBA Board Members - National Introducing Brokers Association

http://www.theniba.com/association/Board.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. The individuals below have volunteered their time to serve as Board Members/Officers and provide guidance to the NIBA. Contact any Officer/Committee Chairperson for more information or to participate in association activities. Founder and Chairman: Melinda Schramm. MHS Capital Resource, Inc. [email protected]. Highground Trading, LLC [email protected]. Gate 39 Media [email protected]. Treasurer: Mike Coglianese,. Member: Ralph Preston,.

theniba.com theniba.com

National Introducing Brokers Association

http://www.theniba.com/default.aspx

25th Anniversary Chicago Conference. Futures Broker and CTA Directory. Established in 1991 the National Introducing Brokers Association (NIBA) is one of the foremost, nationally recognized organizations representing professionals in the futures and options industry. Our members include Introducing Brokers. Futures and Options Exchanges. And resource providers to the industry. More. NIBA’s First-Ever Compliance Debate - September 14th. August 25, 2016. Raquo; Read the Article. NFA Notice to Members. Futur...

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Ruddy Law Office, PLLC – Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community

Ruddy Law Office, PLLC. Washington, DC law firm for investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and the investment community. Attorneys And Professional Staff. Thursday August 13, 2015. Welcome to the website of the Ruddy Law Office, PLLC. The Ruddy Law Office, PLLC ( Ruddy Law. The core client base of Ruddy Law. Exemption granted to online offering; substantive pre-existing relationships possible via the web. August 12, 2015. July 27, 2015. The US. Com...

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