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Stuart R. Berkowitz, LLC – Securities Law

Securities Law

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Stuart R. Berkowitz, LLC – Securities Law | sberkowitz.com Reviews

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Securities Law

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Stuart R. Berkowitz, LLC – Securities Law

Stuart R. Berkowitz, LLC. Professional Education and Licenses. Awards & Professional Recognition. In an ideal world securities arbitration would be quick, efficient, low cost, and fair. In return you would give up your right to a jury trial. Also in an ideal world an agreement to arbitrate would be voluntarily entered by people on the one side … Learn More. Latest Articles By Stuart R. Berkowitz. Are Private Reits The Next BIG SHORT? IS MY BROKER RELATED TO BERNIE MADOFF? While Bernie Madoff’s tentacles ...

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1

A FRAUDULENT TAX SHELTER – INVESTORS AVOID THIS SCAM!

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Stuart R. Berkowitz, LLC. Professional Education and Licenses. Awards & Professional Recognition. A FRAUDULENT TAX SHELTER INVESTORS AVOID THIS SCAM! November 6, 2014. A recent tax scheme of a tax attorney in league with financial advisors and accountants has hurt several score of small businessmen in St. Louis. The scheme was promoted nationwide by a handful of tax attorneys in league with financial advisors. The fault in the scheme was the contribution limits of a Roth IRA. Notwithstanding my efforts t...

2

Securities Arbitration Awards

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Stuart R. Berkowitz, LLC. Professional Education and Licenses. Awards & Professional Recognition. Mr Berkowitz has been a securities attorney and represented investors in arbitration for almost 20 years. The vast majority of his cases are settled and are confidential. However, only if he is willing and able to try cases has been able to win millions of dollars for investors. The following are public awards that he has obtained after trial:. David Cheslin v. McDonald Investments. FINRA No. 01-00923&#4...

3

CONFIDENTIALITY CLAUSE: A SETTLING CONDITION IN SECURITIES ARBITRATION

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Stuart R. Berkowitz, LLC. Professional Education and Licenses. Awards & Professional Recognition. CONFIDENTIALITY CLAUSE: A SETTLING CONDITION IN SECURITIES ARBITRATION. November 6, 2014. This may seem to be an arcane issue important only to lawyers like myself but confidentiality clauses go to the heart of transparency in the arbitration system and have wider implications of brokerage conduct. Over the years, FINRA. The Financial Industry National Regulatory Authority) has chipped away at confidentialit...

4

Reported Decisions Litigated By Stuart R. Berkowitz

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Stuart R. Berkowitz, LLC. Professional Education and Licenses. Awards & Professional Recognition. Reported Decisions Litigated By Stuart R. Berkowitz. Following are some examples of the difficult and complex cases Mr. Berkowitz has handled during his long career helping victims. His extensive experience of representing individuals against government and large corporations has made him uniquely qualified to represent investors in securities matters:. A Federal Reported Cases:. Mr Berkowitz represented an ...

5

Biography

http://www.sberkowitz.com/biography

Stuart R. Berkowitz, LLC. Professional Education and Licenses. Awards & Professional Recognition. Stuart R. Berkowitz, Attorney at Law is a sole practitioner in St. Louis where he is a recognized expert in representing clients against brokerage houses and financial planners. He is a member of the Public Investors Arbitration Bar Association, a national association of attorneys who specialize in representing investors in securities arbitration. Mr Berkowitz graduated from the University of Rochester in 19...

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Stuart R. Berkowitz, LLC – Securities Law

Stuart R. Berkowitz, LLC. Professional Education and Licenses. Awards & Professional Recognition. In an ideal world securities arbitration would be quick, efficient, low cost, and fair. In return you would give up your right to a jury trial. Also in an ideal world an agreement to arbitrate would be voluntarily entered by people on the one side … Learn More. Latest Articles By Stuart R. Berkowitz. Marketing of Private Securities by Brokers Is A Persistent Problem Within the Brokerage Industry. WHEN A ‘RET...

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