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Charles Schwab & Co., Inc.
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SEC v. Charles Schwab Investment Management, et al. Website
SEC v Charles Schwab Investment Management, et al. Website. On May 14th, 2013 the Distribution Agent commenced mailing Distribution Payments to eligible Harmed Investors. Please allow sufficient time for postal delivery and delays. Thank you for your patience. Background of the Litigation. You can read further information on the background of this case, including the Complaint, by. Visiting the Securities and Exchange Commission website at. Harmed Investors are defined as individuals or entities who:.