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Southwestern Capital Markets, INC.

Southwestern Capital Markets, Inc. A link to the markets for funding and investment solutions, SCM helps clients gain access to the financial resources necessary to grow and prosper. Financial Advisory and Underwriting. The firm offers institutional clients complementary services as a broker/dealer. SCM provides public entities, plan sponsors and investment managers the flexibility to effectively manage assets with diverse investment objectives.

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Southwestern Capital Markets, INC. | scminc.info Reviews

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Southwestern Capital Markets, Inc. A link to the markets for funding and investment solutions, SCM helps clients gain access to the financial resources necessary to grow and prosper. Financial Advisory and Underwriting. The firm offers institutional clients complementary services as a broker/dealer. SCM provides public entities, plan sponsors and investment managers the flexibility to effectively manage assets with diverse investment objectives.

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Southwestern Capital Markets, INC. | scminc.info Reviews

https://scminc.info

Southwestern Capital Markets, Inc. A link to the markets for funding and investment solutions, SCM helps clients gain access to the financial resources necessary to grow and prosper. Financial Advisory and Underwriting. The firm offers institutional clients complementary services as a broker/dealer. SCM provides public entities, plan sponsors and investment managers the flexibility to effectively manage assets with diverse investment objectives.

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scminc.info

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Southwestern Capital Markets, INC.

http://www.scminc.info/index.asp

Southwestern Capital Markets, Inc. A link to the markets for funding and investment solutions, SCM helps clients gain access to the financial resources necessary to grow and prosper. Financial Advisory and Underwriting. The firm offers institutional clients complementary services as a broker/dealer. SCM provides public entities, plan sponsors and investment managers the flexibility to effectively manage assets with diverse investment objectives.

2

Southwestern Capital Markets, INC.

http://www.scminc.info/core/history

Southwestern Capital Markets, Inc. Founded in 1983 in San Antonio, Texas by Robert G. Rodriguez, Southwestern Capital Markets (SCM) started in the financial services industry as an advisor to municipalities, structuring debt issues and assisting with the financial planning of public entities.

3

Southwestern Capital Markets, INC.

http://www.scminc.info/core/services

Southwestern Capital Markets, Inc. The firm’s longevity is attributed to matching the technical skills and expertise of larger firms, while continuing to operate in a culture dedicated to meeting the needs of each client through personalized attention. Financial Advisory and Underwriting. SCM has significant public finance experience with local and state governments, agencies, districts and authorities utilizing a variety of transactions and debt instruments. To learn more about the Institutional Service...

4

Southwestern Capital Markets, INC.

http://www.scminc.info/core/links

Southwestern Capital Markets, Inc. The following list contains various securities industry links, including some specifically relevant to municipal bonds and public finance. GENERAL SECURITIES INDUSTRY LINKS. Financial Industry Regulatory Authority (FINRA). Securities and Exchange Commission (SEC). Securities Investor Protection Corporation (SIPC). Securities Industry and Financial Markets Association (SIFMA). PUBLIC FINANCE INDUSTRY LINKS. Government Finance Officers Association (GFOA).

5

Southwestern Capital Markets, INC.

http://www.scminc.info/core/services/index.asp

Southwestern Capital Markets, Inc. The firm’s longevity is attributed to matching the technical skills and expertise of larger firms, while continuing to operate in a culture dedicated to meeting the needs of each client through personalized attention. Financial Advisory and Underwriting. SCM has significant public finance experience with local and state governments, agencies, districts and authorities utilizing a variety of transactions and debt instruments. To learn more about the Institutional Service...

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