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SECCC.COM

SEC Compliance Consultants (SEC3) independent compliance services

SEC Compliance Consultants (SEC3) is the industry's leading provider of independent compliance and SEC registration services

http://www.seccc.com/

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CONTACTS AT SECCC.COM

SEC COMPLIANCE CONSULTANTS

JANAYA MOSCONY

32 SAD●●●●●●K LANE

PHOE●●●●ILLE , PA, 19460

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SEC Compliance Consultants (SEC3) independent compliance services | seccc.com Reviews
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SEC Compliance Consultants (SEC3) is the industry's leading provider of independent compliance and SEC registration services
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SEC Compliance Consultants (SEC3) independent compliance services | seccc.com Reviews

https://seccc.com

SEC Compliance Consultants (SEC3) is the industry's leading provider of independent compliance and SEC registration services

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seccc.com seccc.com
1

About Us | SEC Compliance Consultants

http://seccc.com/about-us

Prior to taking on investor and/or institutional clients, our team runs a conflict review to ensure our review is conducted at arms length. We do not manage assets, perform investment analysis or recommend funds based on investment performance. As such, our team is never faced with the conflict of performing due diligence on its own work. Independence is the single, most important element of the due diligence and compliance process. Our experience and wealth of resources enable you to receive budget-cons...

2

News and Events | SEC Compliance Consultants

http://seccc.com/news-and-events

Below are the recent entries for this section - which includes industry news (communiques). articles / whitepapers, SEC exam documents and event categories. You can jump directly to the desired category by clicking the category name in the right hand menu. Cybersecurity - What have we learned and what have we done? August 17, 2016. In April 2015, the Securities and Exchange Commission ("SEC's") Division of Investment Management issued a guidance update. Gatekeepers in SEC Crosshairs. August 04, 2016.

3

GAIM Ops Cayman 2015 | Events | SEC Compliance Consultants

http://seccc.com/20140224197/news-and-events/events/gaim-ops-cayman-2016

GAIM Ops Cayman 2015. April 26-29th, 2015. Ritz Carlton, Seven Mile Beach Grand Cayman, Cayman Islands. Linda Smith, Managing Director, SEC Compliance Consultants, Inc. will be a panelist in the Compliance Consultants Debrief session discussing best compliance practices. The entire agenda of the conference and a registration link with a 20% discount code XU2865LS can be found here. News and Events Overview. Articles and White Papers. Check both to keep informed! Gatekeepers in SEC Crosshairs. Despite all...

4

SEC Proposes Extensive Amendments to Form ADV as Well as New Reporting Requirements for RIAs and RICs | Communiques | SEC Compliance Consultants

http://seccc.com/news-and-events/communiques/sec-proposes-extensive-amendments-to-form-adv-as-well-as-new-reporting-requirements-for-rias-and-rics

SEC Proposes Extensive Amendments to Form ADV as Well as New Reporting Requirements for RIAs and RICs. June 03, 2015. On May 20, 2015, the SEC unanimously approved extensive proposed amendments to Form ADV. That, if adopted, would require registered investment advisers to provide new information, including additional disclosure relating to separately managed accounts ( SMAs ) similar to the information currently required for private funds under Form PF. New Disclosures for Advisers to SMAs. Identificatio...

5

Services | SEC Compliance Consultants

http://seccc.com/services

Our service offering includes compliance consulting, hedge fund operational due diligence, and expert training. Compliance Consulting and Registration Services. Private Equity Fund Manager - Outsourced Chief Compliance Officer. Mutual Fund Outsourced Chief Compliance Officer. Military Spouses Receive Fellowships to Conduct Financial Counseling. FINRA Offers Tips for Retail Investors on Order Types. While most Americans understand the importance of saving and investing, many do not possess the basic finan...

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gpcaonline.com gpcaonline.com

Links and Resources

http://www.gpcaonline.com/Links_and_Resources.html

Greater Portland Compliance Association. Serving Portland's Securities Industry Compliance Professionals. Meeting Notes and Docs. Below are links to favored compliance websites. Members may recommended links to contact@gpcaonline.com. The GPCA does not endorse any compliance vendor, consultant, attorney or utility. Links are provided for reference only. Office of Compliance Inspections and Examinations. SEC no action letters. Code of Federal Regulations via Cornell. Dept of Labor ERISA Advisers.

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SECC Bible Study

Currently we are studying Bill Hybels book "Letting GOD Change You From The Inside Out Transformation. Wednesday, March 24, 2010. Week 5 Question 1 Why do people find deep meaning in a picture of praying hands? It is a symbol of faith.symbol of hope.symbol of solace.Brings solace.brings peace.says no matter what i do I am nothing without GOD. Always Pray. Week 4 Question 9 Why Do you Love the LORD? Week 4 Question 8 Name a song that helps you express worship to GOD. Week 4 Question 3. Question 2. Hav...

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SECC Black Ministries Department - Home

Church Growth and Discipleship. George M. King - Vice President. Welcome to the Southeastern California Conference Black Ministries Department website. We hope that the information on our website will be useful to you. We will be placing information on this website about our churches, school, educational scholarships and special events in the Black Ministries Department and links to our church websites for your information. George M. King, Vice President.

seccblog.wordpress.com seccblog.wordpress.com

One Red Hot Sec C Blog

One Red Hot Sec C Blog. 8220;Damn It Feels Good To Be A Banker” (aka Ann’s NYC Summer). August 20, 2011. Dear Section C,. Being in the healthcare banking group was interesting, challenging, and enlightening. I’ll share with you some of the less expected lessons and conclusions I took away from the experience. 9436% of companies in the healthcare field have at least two of the following in their names: Bio, Sci, Immu, Care, Pharma, Endo, Log, Ion, Gen, Ix, Iva, Tia, or Tiva. I saw signs for Jad everywhere...

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Secc. Brutus

Esto es un blog dedicado a nuestro amigo Brutus, capitan del PLG Yunquera "B". Martes, 1 de febrero de 2011. En este reportaje queremos contar la historia desde el principio. De cómo un peón de obra se convierte en todo un mito, en una leyenda…. Cristian García por aquel momento era una pieza más de un equipo de reciente creación, pero nadie en aquel momento imaginaria lo que llegaría a ser este galáctico del futsal alcarreño. Brutus estaba en la cumbre, levantando copas y sobretodo títulos, pero…. Marca...

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SEC Compliance Consultants (SEC3) independent compliance services

Helping organizations bridge the SEC compliance knowledge gap. Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators. learn more. Is a recognized industry leader providing independent regulatory and compliance services. By Janaya Moscony, CFA; Irshad Karim; Linda Sm...

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South East Councils Climate Change Alliance - SECCCA

What is the greenhouse effect? Human Induced Climate Change. Financial Risk Adaptation Planning. Save it for the Game. Full Projects List…. National / International News. SECCCA: Local governments in the south-east responding to climate change. We work through partnerships involving Councils, community, industry and state and national government. We involve as many groups within our communities as possible in responding to climate change. Sign up for our Newsletter here. Bass Coast Shire Council. Energy ...

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SECC Church Growth & Discipleship - Home

Church Growth and Discipleship. Church Growth and Discipleship. Welcome to Church Growth and Discipleship.

secccloggers.com secccloggers.com

secccloggers.com

Inquire about this domain.

secccmercer.blogspot.com secccmercer.blogspot.com

SECCC Championship

The 2011 SECCC Championship will be hosted in Macon, Georgia by the Mercer University Cycling Team. Make sure you make your plans to be at the three venues on the weekend of April 16-17, 2011. As a cyclist, spectator, or as a first time fan! Saturday morning's events will consist of an individual time trial and team time trial. Just 15 minutes east of Macon while the criterium. To top off the day, the 2011 BearStock Music Festival. Roscoe Dash, and Parachute Musical. Sunday morning's road race. Will be a...