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SEC Compliance Talk

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Tuesday, December 11, 2012.

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Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Tuesday, December 11, 2012.
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SEC Compliance Talk | seccompliancetalk.blogspot.com Reviews

https://seccompliancetalk.blogspot.com

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Tuesday, December 11, 2012.

INTERNAL PAGES

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1

SEC Compliance Talk: September 2011

http://seccompliancetalk.blogspot.com/2011_09_01_archive.html

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Tuesday, September 13, 2011.

2

SEC Compliance Talk: February 2012

http://seccompliancetalk.blogspot.com/2012_02_01_archive.html

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Thursday, February 16, 2012.

3

SEC Compliance Talk: January 2010

http://seccompliancetalk.blogspot.com/2010_01_01_archive.html

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Tuesday, January 12, 2010.

4

SEC Compliance Talk: July 2010

http://seccompliancetalk.blogspot.com/2010_07_01_archive.html

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. New Accredited Investor Rule.

5

SEC Compliance Talk: December 2009

http://seccompliancetalk.blogspot.com/2009_12_01_archive.html

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Friday, December 11, 2009.

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SEC Compliance Talk

Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Tuesday, December 11, 2012.

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