SROcalendar is one of the best compliance solutions for investment advisors, broker dealers, auditors, system admins and more. Keep regulatory documents...
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Plymouth Notch
David Panagrossi
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Plymouth Notch
David Panagrossi
One Stamfo●●●●●●●●●● Suite 111
62 Sou●●●●●●ld Ave
Sta●●●ord , Connecticut, 06902
United States
View this contact
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FINRA, SEC, NFA, MSRB Compliance Software | SROcalendar | srocalendar.com Reviews
https://srocalendar.com
SROcalendar is one of the best compliance solutions for investment advisors, broker dealers, auditors, system admins and more. Keep regulatory documents...
srocalendar.com
SEC Investment Advisors Act Module | SROcalendar
https://www.srocalendar.com/Solutions/SECModule.aspx
You are here: Solutions. SEC Investment Advisor's Module. Created for Businesses Who Manage Assets. Web Development by Clarity Ventures.
Decrease Time Spent on Compliance Standards | SROcalendar
https://www.srocalendar.com/WhySROcalendar.aspx
You are here: Why SROcalendar? Decrease the Time Spent on Compliance Without Sacrificing Standards. Small Investment Adviser would use the site as its intended, Alerts and Filing system. Larger Investment Advisers may use the site to manage documents between offices and to ensure the compliance tasks among multiple offices are completed. Broker Dealer's see it as a depository for information among several different functions internally, Accounting, Compliance and Trading. Compliance is Time Consuming.
FINRA, SEC, NFA, MSRB Compliance Solutions | SROcalendar
https://www.srocalendar.com/Solutions.aspx
You are here: Solutions. Modules Designed for Your Specific Business Needs. At the heart of SROcalendar is SROsync. SROsync provides the platform for you to download, edit and upload your regulatory documents and keep them in sync. It maintains security, allows you to set up the user accounts (both internal and for auditors), timestamps and tracks changes for the audit log, and provides you the alerting engine so you can easily be notified when document updates are due. Web Development by Clarity Ventures.
Amazon S3 Data Storage & Security | SROcalendar
https://www.srocalendar.com/Security.aspx
You are here: Security. Amazon S3 Data Storage and Security. We've teamed up with Amazon Web Services to ensure that your data stays organized and protected. The SROcalendar system leverages audit logs and versioning along with inherent security and SSL. Write Once, Read Many. The SROcalendar system makes secure API calls to Amazon S3 to enable write once, read many (WORM) compliant data storage. Backed with the Amazon S3 Service Level Agreement for availability. Write Once, Read Many.
FINRA Broker Dealers Compliance Module | SROcalendar
https://www.srocalendar.com/Solutions/FINRAModule.aspx
You are here: Solutions. Created for all Broker Dealers. The FINRA (SRO IB) module is designed to guide introducing brokers through the onslaught of consistently changing FINRA regulations. FINRA is the Financial Industry Regulatory Authority and is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange. Web Development by Clarity Ventures.
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MANUEL DOMINGUES & ASSOCIADO, SROC
Barbas, Martins, Mendonça e Associados, S.R.O.C, Lda.
A Barbas, Martins, Mendonça and Associados, SROC, Lda. (BMMA) é uma sociedade comercial por quotas, em conformidade com o disposto no Regime Jurídico dos Revisores Oficiais e no Código das Sociedades Comerciais. O objecto da sociedade consiste na prestação de serviços profissionais especializados enquadrados no âmbito da legislação portuguesa ou emergente de transposição comunitária, que regula as funções dos Revisores Oficiais de Contas.
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FINRA, SEC, NFA, MSRB Compliance Software | SROcalendar
The Foremost Provider of Compliance Recording Systems. Decrease the amount of time spent on compliance without sacrificing standards. Web Development by Clarity Ventures.
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The Foremost Provider of Compliance Recording Systems. Decrease the amount of time spent on compliance without sacrificing standards. Web Development by Clarity Ventures.
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