THEFIRSTFINANCIAL.CO.UK

The First Financial Consultancy | FCA Compliance Advice for Independent Financial Advisers (IFAs)

FCA Compliance Consultants. The First Financial Consultancy (TFFC) is an independent management consultancy, specialising in FCA compliance advice for independent financial advisers. We help independent financial advisers (IFAs) to: Become FCA authorised, Operate an effective compliance regime, Recruit new advisers and take them through to competence, Maintain an RDR-compliant Training & Competence scheme, Manage relationships with the FCA, Handle complaints, Explore mergers and acquisitions.

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The First Financial Consultancy | FCA Compliance Advice for Independent Financial Advisers (IFAs) | thefirstfinancial.co.uk Reviews

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FCA Compliance Consultants. The First Financial Consultancy (TFFC) is an independent management consultancy, specialising in FCA compliance advice for independent financial advisers. We help independent financial advisers (IFAs) to: Become FCA authorised, Operate an effective compliance regime, Recruit new advisers and take them through to competence, Maintain an RDR-compliant Training & Competence scheme, Manage relationships with the FCA, Handle complaints, Explore mergers and acquisitions.

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2 TFFC

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4 independent management consultancy

5 FCA compliance advice

6 independent financial advisers

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The First Financial Consultancy | FCA Compliance Advice for Independent Financial Advisers (IFAs) | thefirstfinancial.co.uk Reviews

https://thefirstfinancial.co.uk

FCA Compliance Consultants. The First Financial Consultancy (TFFC) is an independent management consultancy, specialising in FCA compliance advice for independent financial advisers. We help independent financial advisers (IFAs) to: Become FCA authorised, Operate an effective compliance regime, Recruit new advisers and take them through to competence, Maintain an RDR-compliant Training & Competence scheme, Manage relationships with the FCA, Handle complaints, Explore mergers and acquisitions.

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thefirstfinancial.co.uk

1

The First Financial Consultancy | Document Library | FCA Compliance Advice for Independent Financial Advisers (IFAs)

http://www.thefirstfinancial.co.uk/first_financial_document_library.html

Our services are tailored to the needs (and budgets) of our clients.We can provide as much, or as little, input as you require. Our web-based Document Library is to be implemented in the next phase of enhancement of our website, and therefore is not yet available. It is scheduled for implementation later this year. Meanwhile, if you have a need for any template forms or documents that we may have on our internal system, please feel free to enquire. Email: tffc@thefirstfinancial.co.uk.

2

The First Financial Consultancy | Client List includes Citibank, Kleinwort Benson, Lloyds, Standard Life & TSB | FSA Compliance Advice for Independent Financial Advisers (IFAs)

http://www.thefirstfinancial.co.uk/first_financial_fsa_clients.html

Our work combines specialist knowledge of the rules with a balanced and pragmatic view of the commercial realities. We have been advising IFAs on compliance for over 20 years. Famous Names on our Client List. The First Financial Consultancy (TFFC) has helped many of the well-known banks and insurance companies (some of them no longer in existence! As well as hundreds of IFA firms, large and small. Here are some of the household names on our client list. Alan Steel Asset Management. Berry Birch and Noble.

3

The First Financial Consultancy | Focus CPD | Training & Competence platform for financial adviser professionals

http://www.thefirstfinancial.co.uk/first_financial_focus_cpd.html

A Training and Competence platform which features a series of T&C, testing, CPD, learning, and development capabilities for the advancement of financial adviser professionals. Focus CPD - Training and Competence Platform. The First Financial Consultancy, in conjunction with leading training provider Focus Solutions. Offers a Training and Competence platform which features a series of T&C, testing, CPD, learning, and development capabilities for the advancement of financial adviser professionals. Access t...

4

The First Financial | IFA Alert Newsletters | Independent Management Consultancy

http://www.thefirstfinancial.co.uk/Newsletter/index.html

We are a leading authority on the interpretation of FCA rules. We have a wealth of knowledge on practical ways to deal with all the compliance issue that arise for IFAs. We will keep you informed of important changes to FCA rules on this website and via our regular 'IFA Alert' newsletter. IFA ALERT 67 - March 2011. IFA ALERT 68 - May 2011. IFA ALERT 69 - June 2011. IFA ALERT 70 - July 2011. IFA ALERT 71 - August 2011. IFA ALERT 72 - October 2011. IFA ALERT 73 - January 2012. IFA ALERT 74 - April 2012.

5

The First Financial Consultancy | Experienced Compliance Consultants | Tony Davies, Andrew Chatt, Colin Sears

http://www.thefirstfinancial.co.uk/about_first_financial_management_consultants.html

Our team of consultants all meet FCA and Compliance Institute qualification requirements, can draw on many years of practical experience as IFA practitioners, regulators and management consultants. Tony Davies, Andrew Chatt and Colin Sears have almost a century of combined experience in financial services. Together they have tackled virtually every challenge that your financial adviser business might face. Relishes the challenge of getting a financial adviser’s compliance system into good order and...

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Financial Advisers - ENGLEMAN WILLS + POWERS OF ATTORNEY + PROBATE + EQUITY RELEASE 01268 761022 / 07901 948745 - ENGLEMAN WILLS + POWERS OF ATTORNEY + PROBATE + EQUITY RELEASE 01268 761022 / 07901 948745

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ENGLEMAN WILLS POWERS OF ATTORNEY PROBATE EQUITY RELEASE 01268 761022 / 07901 948745. ENGLEMAN WILLS POWERS OF ATTORNEY EQUITY RELEASE PROBATE 01268 761022 / 07901 948745. Making a Will : All you need to know…. Will Writer’s Words of Wisdom. Inheritance Tax….The FAQs. Power of Attorney – Summary. Power of Attorney – In Detail. Probate – All you need to know. FOREIGN CURRENCY TRANSACTIONS SERVICE. Accountants & Bookkeepers. EBANG Essex Business Advisors Networking Group. 40 Networking Groups in Essex.

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The First Financial Consultancy | FCA Compliance Advice for Independent Financial Advisers (IFAs)

We are a leading authority on the interpretation of FCA rules. We have a wealth of knowledge on practical ways to deal with all the compliance issues that arise for IFAs. The First Financial Consultancy (TFFC) is an independent management consultancy, specialising in FCA compliance advice for financial adviser firms. We help financial advisers (both IFAs and firms giving restricted advice) to:. Operate an effective outsourced compliance regime. Recruit new advisers and take them through to competence.

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