swanglobalinvestments.com
Investment Solutions - Swan Global Investments
http://swanglobalinvestments.com/defined-risk-strategy/products
Contact-form-7 id="2362" title="Send a Message"]. Collective Investment Trusts (CITs). Investors do not care about where an investment product ‘fits’, they care about their statement balance when that money is needed. They need solutions to the challenges they face today and beyond, not another product iteration. In a world of products, we’re offering a solution. The Defined Risk Strategy is uniquely designed to provide what investors need to grow and protect wealth:. A fixed income replacement. The Defi...
401kfeedisclosure.com
Who We Are - 401k Fee Disclosure News & Advice from Experts
http://401kfeedisclosure.com/who-we-are
Or call (919) 313-6669. Record Keepers & TPAs. 401kFeeDisclosure.com is operated by Gordon Asset Management, LLC. Please visit WealthQB.com to learn more about our firm. About Gordon Asset Management, LLC. AIFA , CFP , CIMA. Managing Partner at Gordon Asset Management, LLC. ERISA Operations Manager at Gordon Asset Management, LLC. Graduating from Northwood University with degrees in Banking and Finance and Business. Institutional Account Manager; overseeing the operations of 150 retirement plans. Supreme...
401kfeedisclosure.com
Supreme Court Grants Cert. in Tibble v. Edison
http://401kfeedisclosure.com/supreme-court-grants-cert-tibble-v-edison
Or call (919) 313-6669. Record Keepers & TPAs. 401(k) Fee Disclosure News. Supreme Court Grants Cert in Tibble v. Edison. Supreme Court Grants Cert in Tibble v. Edison. October 3, 2014. Check out this post by FRA Plan tools on their Fiduciary Matter Blog! SUPREME COURT GRANTS CERT IN TIBBLE V. EDISON BREAKING. OCTOBER 2, 2014. THOMAS E. CLARK, JR. Today, October 2, 2014, the United States Supreme Court granted the Plaintiffs’ Petition for Writ of Certiorari in. Tibble v. Edison International. The second ...
401kfeedisclosure.com
Fee Benchmarking - 401k Fee Disclosure News & Advice from Experts
http://401kfeedisclosure.com/fee-benchmarking
Or call (919) 313-6669. Record Keepers & TPAs. Fee Benchmarking for Retirement Plans. Why should you benchmark your plan? As a steward of your employees’ retirement savings, you have a responsibility to act prudently on their behalf. Any fees that may impact participant savings should not only be clearly disclosed, but also necessary and reasonable. Have you looked at your fees lately? Benchmarking Isn’t Enough! Contact us today to find out if your fees are reasonable! 401kFeeDisclosure.com is operat...
401kfeedisclosure.com
CEFEX - 401k Fee Disclosure News & Advice from Experts
http://401kfeedisclosure.com/cefex
Or call (919) 313-6669. Record Keepers & TPAs. Gordon Asset Management, LLC is one of the few RIAs in the United States to earn the CEFEX certification. According to Fi360’s website:. The Centre for Fiduciary Excellence. CEFEX) is an independent organization offering an assessment and certification process designed to help investors worldwide evaluate advisory firms. The CEFEX assessment process verifies advisors’ consistent employment of specific best practices, and certifies those groups or individ...
401kfeedisclosure.com
How to Survive 401k Fee Disclosure Audits - A Free Whitepaper
http://401kfeedisclosure.com/401k-fee-disclosure-whitepaper
Or call (919) 313-6669. Record Keepers & TPAs. Survive the Coming 401(k) Fee Disclosure Audits. Whitepaper contains 10 things every responsible plan fiduciary should know and implement now. Here are just a few questions that this free whitepaper answers:. Who is a covered service provider? Are you required to obtain information on non-covered service providers? What are the three primary questions the fee disclosures are required to address? Complete this short form to. To learn about our firm.
401kfeedisclosure.com
Revenue Sharing adds to 401(k) Plan Sponsor Liability Woes - 401kFeeDisclosure.com
http://401kfeedisclosure.com/revenue-sharing-adds-401k-plan-sponsor-liability-woes
Or call (919) 313-6669. Record Keepers & TPAs. 401(k) Fee Disclosure News. Revenue Sharing adds to 401(k) Plan Sponsor Liability Woes. Revenue Sharing adds to 401(k) Plan Sponsor Liability Woes. March 27, 2015. Our Todd Zempel offers up his thoughts on how technology and the free market will evolve revenue sharing alongside new 401(k) regulations. Read the whole article by Chris Carosa and posted on FiduciaryNews.com here. Subscribe to Our Newsletter. 401kFeeDisclosure.com is operated by Gordon Asset...
401kfeedisclosure.com
Blog - 401k Fee Disclosure News & Advice from Experts
http://401kfeedisclosure.com/blog
Or call (919) 313-6669. Record Keepers & TPAs. 401(k) Fee Disclosure News. Revenue Sharing adds to 401(k) Plan Sponsor Liability Woes. Our Todd Zempel offers up his thoughts on how technology and the free market will evolve revenue sharing alongside new 401(k) regulations. Read the whole article by Chris Carosa and read more →. March 27, 2015. Supreme Court Grants Cert in Tibble v. Edison. Check out this post by FRA Plan tools on their Fiduciary Matter Blog! October 3, 2014. July 10, 2014. June 9, 2014.
401kfeedisclosure.com
Plan Participant - 401k Fee Disclosure News & Advice from Experts
http://401kfeedisclosure.com/plan-participant
Or call (919) 313-6669. Record Keepers & TPAs. If you plan to retire on time, you must know and understand the impact of fees on the investment returns in your account. Plan participants and their beneficiaries are the ultimate recipients of the required service provider fee disclosure regulations under ERISA 408(b)(2). The law requires that the plan sponsor, and its designated responsible plan fiduciary, act prudently and solely in the interest of plan participants and beneficiaries and for the excl...
401kfeedisclosure.com
Who We Serve - 401k Fee Disclosure News & Advice from Experts
http://401kfeedisclosure.com/who-we-serve
Or call (919) 313-6669. Record Keepers & TPAs. The plan sponsor must monitor those with whom it has contracts for services, understand the services provided, make sure they are necessary and reasonable, and be certain that all conflicts of interest are disclosed, if any. How Plan Sponsors Contract for Services. Plan sponsors generally, depending on their size, form a retirement committee to hold regular meetings, document the process by which investment decisions are made, select and monitor the plan inv...
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