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Wall Street Access > Home > Asset Management > Investment Committee

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A critical component of Wall Street Access Asset Management’s success is the diverse experience base and perspectives that our professionals bring to bear. Our Investment Committee meets on a weekly basis to share ideas throughout the business. By getting people together who think differently and about different segments of the market, we ensure that, regardless of which professional a client works with, they benefit from the knowledge of our entire organization. Global Sales and Trading. Visit our News ...

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Wall Street Access > Home

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Wall Street Access has combined an independent, entrepreneurial culture with a powerful platform to build and operate a diverse set of successful financial services businesses. From execution services, fixed income and securities research to wealth management, our firm has the expertise, depth, flexibility and capital to quickly seize emerging opportunities. Wall Street Access has successfully evolved through many market cycles while always remaining a trusted and reliable partner for our clients. The nu...

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Private Policy

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Collection of Nonpublic Personal Information. WSA limits the collection and use of nonpublic personal information to that which is necessary to effectively administer our business, deliver exceptional service to our customers, and comply with applicable industry regulations. We collect nonpublic personal information about you from the following sources:. Information we receive from you on applications and other forms;. Information about your transactions with us, our affiliates, or others; and. WSA also ...

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Global Sales & Trading

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Global Sales and Trading. Global Sales and Trading. Trading and Market Making. Global Sales and Trading. Trading and Market Making. We provide comprehensive investment management, financial planning and fund management solutions to an array of clients including private investors, institutions, pension plans, government funds, trusts, estates, foundations and endowments. Drag this link onto your Home button to make this your Home Page.

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Broker Dealer Services

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WSA's Broker Dealer Services provides innovative solutions for broker dealers. Newly implemented BASEL 3 banking regulations are forcing many clearing firms to increase the net capital requirements on their introducing broker dealers. Now is the perfect time to join our team as a Strategic Partner to leverage our capital and infrastructure through outsource trading, Commission Sharing and Clear Through Arrangements. Remain competitive by leveraging our technology to promote your brand. Providing executio...

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Wall Street Access > Home > Our Firm > Partner With Us

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Our powerful platform and culture enable Wall Street Access to operate a number of financial services businesses cost effectively and, without disruption, access new opportunities as market conditions change. This flexibility allows us to capitalize on the right opportunities. With that in mind, we have built a reputation as a preferred partner for leading professionals, new ventures, and mature businesses seeking a new phase of growth. Global Sales and Trading. Trading and Market Making.

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Wall Street Access > Home > Terms of Policies > Order Routing Data

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In November 2000, the Securities and Exchange Commission (SEC) adopted two new rules concerning order execution and routing practices of the securities industry. The combination of these two rules is designed to increase the transparency of the securities markets for investors by requiring the public disclosure of order execution data by market centers and order routing practices of broker dealers who route customer orders to various market centers for execution. Global Sales and Trading.

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Wall Street Access > Home > Global Sales & Trading > Execution Services

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Global Sales and Trading. Trading and Market Making. Global Sales and Trading. Trading and Market Making. Drag this link onto your Home button to make this your Home Page. Capital Requirements for IBDs. The number of broker dealers is virtually unchanged over the past five years, despite capital and compliance pressures, but that is about to change. With the clearing firms imposing new capital requirements, firms with less than $5 million of capital will be severely challenged to execute for clients.

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Trading & Market Making

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Trading and Market Making. Global Sales and Trading. Trading and Market Making. Global Sales and Trading. Trading and Market Making. Drag this link onto your Home button to make this your Home Page. Visit our News Center to see the latest media coverage of our firm. Wall Street Access analysts and executives are regularly featured in business media such as, CNBC, Bloomberg, The Wall Street Journal, Dow Jones and Reuters.