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GUIDANDT | REGULATORY COMPLIANCE – Regulatory Compliance, Consulting, Accounting & Software

COMPLIANCE. CONSULTING. ACCOUNTING. TECHNOLOGY. Providing turnkey regulatory compliance, consulting, accounting and software solutions for the securities and derivatives industry. Guiding our clients through Dodd-Frank, CFTC, SEC, NFA and FINRA regulations. SECURITIES and DERIVATIVES COMPLIANCE. Building compliance programs, accounting practices and business strategies that are compliant with Dodd-Frank, CFTC, SEC, NFA and FINRA regulations. Building adaptable and scalable regulatory compliance operations.

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GUIDANDT | REGULATORY COMPLIANCE – Regulatory Compliance, Consulting, Accounting & Software | guidandt.com Reviews

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COMPLIANCE. CONSULTING. ACCOUNTING. TECHNOLOGY. Providing turnkey regulatory compliance, consulting, accounting and software solutions for the securities and derivatives industry. Guiding our clients through Dodd-Frank, CFTC, SEC, NFA and FINRA regulations. SECURITIES and DERIVATIVES COMPLIANCE. Building compliance programs, accounting practices and business strategies that are compliant with Dodd-Frank, CFTC, SEC, NFA and FINRA regulations. Building adaptable and scalable regulatory compliance operations.

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4 request info

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6 guidance with integrity

7 strategic assessments

8 compliance intelligence

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GUIDANDT | REGULATORY COMPLIANCE – Regulatory Compliance, Consulting, Accounting & Software | guidandt.com Reviews

https://guidandt.com

COMPLIANCE. CONSULTING. ACCOUNTING. TECHNOLOGY. Providing turnkey regulatory compliance, consulting, accounting and software solutions for the securities and derivatives industry. Guiding our clients through Dodd-Frank, CFTC, SEC, NFA and FINRA regulations. SECURITIES and DERIVATIVES COMPLIANCE. Building compliance programs, accounting practices and business strategies that are compliant with Dodd-Frank, CFTC, SEC, NFA and FINRA regulations. Building adaptable and scalable regulatory compliance operations.

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Regulatory Compliance – GUIDANDT | REGULATORY COMPLIANCE

https://guidandt.com/news/regulatory-compliance

47; Regulatory Compliance. March 8, 2015. Compliance Outsourcing – Reducing Risks & Costs. With many of the recent changes in CFTC and SEC regulations, along with the complex rules promulgated in the Dodd-Frank act, more and more financial companies in the securities and derivatives [.]. March 7, 2015. Regulatory Compliance Software – Streamlining Compliance Tasks. March 7, 2015. February 13, 2015. 700 Lavaca Street, Ste 1400. Austin, TX 78701. Tel: 1 512 692 6145. Fax: 1 512 697 0046. March 7, 2017.

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SERVICES – GUIDANDT | REGULATORY COMPLIANCE

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SECURITIES and DERIVATIVES COMPLIANCE. Building compliance programs, accounting practices and business strategies that are compliant with Dodd-Frank, CFTC, SEC, NFA and FINRA regulations. Outsource your regulatory compliance tasks. REGISTRATION and COMPLIANCE DOCUMENTS. Providing registration services and compliance documents for CTAs, CPOs, IBs, FCMs, swap dealers, broker-dealers and investment advisers. Providing strategic guidance for your securities and derivatives operations. Austin, TX 78701. NFA b...

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High Risk, High Reward Investment Strategy | After Hours Capital

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We aim for one of two things to occur: Either your investment reaches the upper target of 100% return, or it reaches the lower target of -25% return. Please be aware that there is no guarantee that losses will be limited to 25%. Our only compensation is a 12.5% performance fee, which we only receive at the end of each Trading Cycle if the account performs positively. Upper Target: 100% Return - 12.5% performance fee = 87.5% gain to the client. Additional fees are as follows:. 0 Markup on Commissions.

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